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RJF

RAYMOND JAMES FINANCIAL INC

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3126
SEC CIK
0000720005
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2020 Filed Nov 24, 2020 19:46 UTC
Perry JodiPresident, ICD for RJFS
Tax withholdingCommon Stock 146 $88.51 $12,922.46
Disclosure

SEC source: 0001225208-20-013857 · doc4.xml · nonDerivative · entry 2

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038

Read SEC document
November 22, 2020 Filed Nov 24, 2020 19:46 UTC
Perry JodiPresident, ICD for RJFS
Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013857 · doc4.xml · nonDerivative · entry 1

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 22, 2020 Filed Nov 24, 2020 17:56 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013846 · doc4.xml · derivative · entry 3

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 900 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2020, and will vest 20% on 11/22/2021, and 20% on 11/22/2022.

Read SEC document
November 22, 2020 Filed Nov 24, 2020 17:56 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013846 · doc4.xml · nonDerivative · entry 1

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 22, 2020 Filed Nov 24, 2020 16:11 UTC
Shoukry Paul MCFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013840 · doc4.xml · derivative · entry 4

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,800 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2020, and will vest 20% on 11/22/2021, and 20% on 11/22/2022.

Read SEC document
November 22, 2020 Filed Nov 24, 2020 16:11 UTC
Shoukry Paul MCFO and Treasurer
Tax withholdingCommon Stock 438 $88.51 $38,767.38
Disclosure

SEC source: 0001225208-20-013840 · doc4.xml · nonDerivative · entry 2

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,331

Read SEC document
November 22, 2020 Filed Nov 24, 2020 16:11 UTC
Shoukry Paul MCFO and Treasurer
Exercise / conversionCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013840 · doc4.xml · nonDerivative · entry 1

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:06 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Exercise / conversionRestricted Stock Units · Derivative 280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013729 · doc4.xml · derivative · entry 4

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 280 shares

Expires 2020-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/19/2018, 20% on 11/19/2019, and 20% on 11/19/2020.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:06 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Tax withholdingCommon Stock 68 $89.20 $6,065.60
Disclosure

SEC source: 0001225208-20-013729 · doc4.xml · nonDerivative · entry 2

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,575

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:06 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Exercise / conversionCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013729 · doc4.xml · nonDerivative · entry 1

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 15:56 UTC
Curtis Scott APresident, PCG
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,497 $0.00 Strike: $48.20 $0.00
Disclosure

SEC source: 0001225208-20-013720 · doc4.xml · derivative · entry 6

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,497 shares

Expires 2020-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 15:56 UTC
Curtis Scott APresident, PCG
Exercise / conversionCommon Stock 7,497 $48.20 $361,355.40
Disclosure

SEC source: 0001225208-20-013720 · doc4.xml · nonDerivative · entry 3

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 13:28 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013706 · doc4.xml · derivative · entry 3

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200 shares

Expires 2020-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/19/2018, 20% on 11/19/2019, and 20% on 11/19/2020.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 13:28 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013706 · doc4.xml · nonDerivative · entry 1

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 13:40 UTC
Shoukry Paul MCFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013778 · doc4.xml · derivative · entry 4

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2020-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 13:40 UTC
Shoukry Paul MCFO and Treasurer
Tax withholdingCommon Stock 145 $89.20 $12,934.00
Disclosure

SEC source: 0001225208-20-013778 · doc4.xml · nonDerivative · entry 2

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,969

Read SEC document
November 19, 2020 Filed Nov 23, 2020 13:40 UTC
Shoukry Paul MCFO and Treasurer
Exercise / conversionCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013778 · doc4.xml · nonDerivative · entry 1

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 13:25 UTC
Perry JodiPresident, ICD for RJFS
Exercise / conversionRestricted Stock Units · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013777 · doc4.xml · derivative · entry 4

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200 shares

Expires 2020-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% 11/19/2018, 20% on 11/19/2019, and 20% on 11/19/2020.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 13:25 UTC
Perry JodiPresident, ICD for RJFS
Tax withholdingCommon Stock 48 $89.20 $4,281.60
Disclosure

SEC source: 0001225208-20-013777 · doc4.xml · nonDerivative · entry 2

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,584

Read SEC document
November 19, 2020 Filed Nov 23, 2020 13:25 UTC
Perry JodiPresident, ICD for RJFS
Exercise / conversionCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013777 · doc4.xml · nonDerivative · entry 1

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 18:45 UTC
JULIEN JEFFREY PExecutive VP - Fin
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013686 · doc4.xml · derivative · entry 5

JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 18:45 UTC
JULIEN JEFFREY PExecutive VP - Fin
Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013686 · doc4.xml · nonDerivative · entry 1

JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 20:30 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013733 · doc4.xml · derivative · entry 4

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 20:30 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Tax withholdingCommon Stock 365 $89.08 $32,514.20
Disclosure

SEC source: 0001225208-20-013733 · doc4.xml · nonDerivative · entry 2

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,992

Read SEC document
November 18, 2020 Filed Nov 20, 2020 20:30 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013733 · doc4.xml · nonDerivative · entry 1

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:27 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013725 · doc4.xml · derivative · entry 6

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:27 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Tax withholdingCommon Stock 243 $89.08 $21,646.44
Disclosure

SEC source: 0001225208-20-013725 · doc4.xml · nonDerivative · entry 2

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,881

Read SEC document
November 18, 2020 Filed Nov 20, 2020 18:27 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013725 · doc4.xml · nonDerivative · entry 1

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 16:01 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013721 · doc4.xml · derivative · entry 4

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 16:01 UTC
Raney Steven MPresident & CEO RJBank
Tax withholdingCommon Stock 243 $89.08 $21,646.44
Disclosure

SEC source: 0001225208-20-013721 · doc4.xml · nonDerivative · entry 2

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,101

F2 · balance_after: Includes 73 shares of common stock acquired on March 3, 2020, 88 shares of common stock acquired on June 2, 2020, and 41 shares of common stock acquired on September 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 16:01 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013721 · doc4.xml · nonDerivative · entry 1

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · balance_after: Includes 73 shares of common stock acquired on March 3, 2020, 88 shares of common stock acquired on June 2, 2020, and 41 shares of common stock acquired on September 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 15:13 UTC
REILLY PAUL CDirector · Chairman & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013719 · doc4.xml · derivative · entry 4

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 15:13 UTC
REILLY PAUL CDirector · Chairman & CEO
Tax withholdingCommon Stock 787 $89.08 $70,105.96
Disclosure

SEC source: 0001225208-20-013719 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,988

Read SEC document
November 18, 2020 Filed Nov 20, 2020 15:13 UTC
REILLY PAUL CDirector · Chairman & CEO
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013719 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 15:56 UTC
Curtis Scott APresident, PCG
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013720 · doc4.xml · derivative · entry 5

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 15:56 UTC
Curtis Scott APresident, PCG
Tax withholdingCommon Stock 365 $89.08 $32,514.20
Disclosure

SEC source: 0001225208-20-013720 · doc4.xml · nonDerivative · entry 2

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,924

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November 18, 2020 Filed Nov 20, 2020 15:56 UTC
Curtis Scott APresident, PCG
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013720 · doc4.xml · nonDerivative · entry 1

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

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November 18, 2020 Filed Nov 20, 2020 14:16 UTC Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013716 · doc4.xml · derivative · entry 4

Carson John C Jr. · CIK 0001509485 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

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November 18, 2020 Filed Nov 20, 2020 14:16 UTC Tax withholdingCommon Stock 243 $89.08 $21,646.44
Disclosure

SEC source: 0001225208-20-013716 · doc4.xml · nonDerivative · entry 2

Carson John C Jr. · CIK 0001509485 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,981

Read SEC document
November 18, 2020 Filed Nov 20, 2020 14:16 UTC Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013716 · doc4.xml · nonDerivative · entry 1

Carson John C Jr. · CIK 0001509485 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 14:02 UTC
Elwyn Tashtego SCEO & President - RJA
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013714 · doc4.xml · derivative · entry 6

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

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November 18, 2020 Filed Nov 20, 2020 14:02 UTC
Elwyn Tashtego SCEO & President - RJA
Tax withholdingCommon Stock 365 $89.08 $32,514.20
Disclosure

SEC source: 0001225208-20-013714 · doc4.xml · nonDerivative · entry 2

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,470

Read SEC document
November 18, 2020 Filed Nov 20, 2020 14:02 UTC
Elwyn Tashtego SCEO & President - RJA
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013714 · doc4.xml · nonDerivative · entry 1

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 13:52 UTC
Catanese GeorgeChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013710 · doc4.xml · derivative · entry 4

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2020-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

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November 18, 2020 Filed Nov 20, 2020 13:52 UTC
Catanese GeorgeChief Risk Officer
Tax withholdingCommon Stock 73 $89.08 $6,502.84
Disclosure

SEC source: 0001225208-20-013710 · doc4.xml · nonDerivative · entry 2

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,508

Read SEC document
November 18, 2020 Filed Nov 20, 2020 13:52 UTC
Catanese GeorgeChief Risk Officer
Exercise / conversionCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013710 · doc4.xml · nonDerivative · entry 1

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 13:23 UTC
Perry JodiPresident, ICD for RJFS
SaleCommon Stock 659 $90.08 $59,362.72
Disclosure

SEC source: 0001225208-20-013705 · doc4.xml · nonDerivative · entry 1

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,432

F1 · balance_after: Includes 49 shares of common stock acquired on March 3, 2020, 60 shares of common stock acquired on June 2, 2020, and 56 shares of common stock acquired on September 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan.

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November 17, 2020 Filed Nov 19, 2020 13:36 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
SaleCommon Stock 9,200 $88.29 $812,306.64
Disclosure

SEC source: 0001225208-20-013666 · doc4.xml · nonDerivative · entry 1

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,124

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $88.21 to $88.34.

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November 10, 2020 Filed Nov 12, 2020 13:56 UTC
JAMES THOMAS ADirector · Chairman Emeritus
SaleCommon Stock 52,552 $85.92 $4,515,336.16
Disclosure

SEC source: 0001225208-20-013393 · doc4.xml · nonDerivative · entry 2

JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thomas A. James Family Rev Trust

Disclosed balance after: 11,969,732

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $85.75 to $86.26.

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November 09, 2020 Filed Nov 12, 2020 13:56 UTC
JAMES THOMAS ADirector · Chairman Emeritus
SaleCommon Stock 47,448 $86.74 $4,115,454.47
Disclosure

SEC source: 0001225208-20-013393 · doc4.xml · nonDerivative · entry 1

JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thomas A. James Family Rev Trust

Disclosed balance after: 12,022,284

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $86.25 to $87.06.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.