Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2020 Filed Dec 4, 2020 16:44 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014257 · doc4.xml · derivative · entry 3 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:42 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014255 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-09-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:43 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014256 · doc4.xml · derivative · entry 5 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2025-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:40 UTC |
Carson John C Jr.President
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014254 · doc4.xml · derivative · entry 3 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:38 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014253 · doc4.xml · derivative · entry 1 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:37 UTC |
Shoukry Paul MCFO and Treasurer
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014252 · doc4.xml · derivative · entry 1 Shoukry Paul M · CIK 0001798349 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:36 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014251 · doc4.xml · derivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 16:35 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014250 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-11-30 F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 22:06 UTC |
Catanese GeorgeChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014299 · doc4.xml · derivative · entry 8 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2025-11-30 F6 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F7 · derivative.exercise_date: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:21 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
GrantCommon Stock | 3,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014274 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 11,973,700 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:20 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantCommon Stock | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014273 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,197 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:18 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
GrantCommon Stock | 2,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014272 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,989 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 19:58 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
SaleCommon Stock | 5,880 | $93.82 | $551,650.43 |
DisclosureSEC source: 0001225208-20-014269 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,400 F2 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $93.75 to $93.85. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 19:58 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
GrantCommon Stock | 27,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014269 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,280 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 18:40 UTC |
Curtis Scott APresident, PCG
|
GrantCommon Stock | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014268 · doc4.xml · nonDerivative · entry 2 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,321 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:44 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantCommon Stock | 2,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014257 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,074 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:42 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantCommon Stock | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014255 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,799 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:43 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
GrantCommon Stock | 2,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014256 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,977 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:40 UTC |
Carson John C Jr.President
|
GrantCommon Stock | 3,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014254 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,392 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:36 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantCommon Stock | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014251 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,391 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. F2 · balance_after: Includes 36 shares of common stock acquired on December 2, 2020 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 16:35 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GrantCommon Stock | 2,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014250 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,328 F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 14:01 UTC |
DEBEL MARLENEDirector
|
GrantRestricted Stock Units · Derivative | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014233 · doc4.xml · derivative · entry 1 DEBEL MARLENE · CIK 0001770295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403 Underlying: Common Stock · 403 shares Expires 2021-12-02 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 18:40 UTC |
Curtis Scott APresident, PCG
|
GiftCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014268 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,797 Read SEC document |
| December 01, 2020 Filed Dec 4, 2020 16:35 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GiftCommon Stock | 875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014250 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,309 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 19:18 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014019 · doc4.xml · derivative · entry 7 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 19:18 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014019 · doc4.xml · derivative · entry 6 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 19:18 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014019 · doc4.xml · nonDerivative · entry 2 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 19:18 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014019 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 18:49 UTC |
Oorlog Jonathan W JRSenior VP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014014 · doc4.xml · derivative · entry 3 Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Underlying: Common Stock · 300 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 18:49 UTC |
Oorlog Jonathan W JRSenior VP and Controller
|
Exercise / conversionCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014014 · doc4.xml · nonDerivative · entry 1 Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014147 · doc4.xml · derivative · entry 7 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 7,500 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014147 · doc4.xml · derivative · entry 6 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 2,858 | $90.95 | $259,935.10 |
DisclosureSEC source: 0001225208-20-014147 · doc4.xml · nonDerivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,868 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 762 | $90.95 | $69,303.90 |
DisclosureSEC source: 0001225208-20-014147 · doc4.xml · nonDerivative · entry 3 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,726 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014147 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 22:22 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014147 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:31 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014089 · doc4.xml · derivative · entry 9 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:31 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014089 · doc4.xml · derivative · entry 8 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:31 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Tax withholdingCommon Stock | 860 | $90.95 | $78,217.00 |
DisclosureSEC source: 0001225208-20-014089 · doc4.xml · nonDerivative · entry 4 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,735 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:31 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Tax withholdingCommon Stock | 286 | $90.95 | $26,011.70 |
DisclosureSEC source: 0001225208-20-014089 · doc4.xml · nonDerivative · entry 3 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,595 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:31 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014089 · doc4.xml · nonDerivative · entry 2 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:31 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014089 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 15:48 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014085 · doc4.xml · derivative · entry 7 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 15:48 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014085 · doc4.xml · derivative · entry 6 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 15:48 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 698 | $90.95 | $63,483.10 |
DisclosureSEC source: 0001225208-20-014085 · doc4.xml · nonDerivative · entry 4 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,369 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 15:48 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 325 | $90.95 | $29,558.75 |
DisclosureSEC source: 0001225208-20-014085 · doc4.xml · nonDerivative · entry 3 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,067 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 15:48 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014085 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 15:48 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014085 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:41 UTC |
Carson John C Jr.President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014081 · doc4.xml · derivative · entry 7 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 3,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 14:41 UTC |
Carson John C Jr.President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014081 · doc4.xml · derivative · entry 6 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.