Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2021 Filed Feb 19, 2021 16:27 UTC |
Johnson Gordon LDirector
|
Exercise / conversionCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003114 · doc4.xml · nonDerivative · entry 1 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 16:56 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
SaleCommon Stock | 48,018 | $112.94 | $5,423,311.38 |
DisclosureSEC source: 0001225208-21-002293 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 11,726,874 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $112.60 to $113.45. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:02 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
SaleCommon Stock | 116,883 | $111.13 | $12,989,441.56 |
DisclosureSEC source: 0001225208-21-002019 · doc4.xml · nonDerivative · entry 3 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 11,774,892 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F4 · price: Reflects the weighted average sale price. The range of prices for such transaction was $110.71 to $111.69. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:02 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
SaleCommon Stock | 3,721 | $111.75 | $415,812.45 |
DisclosureSEC source: 0001225208-21-002019 · doc4.xml · nonDerivative · entry 2 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 11,891,775 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $111.70 to $111.85. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:02 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
SaleCommon Stock | 81,378 | $110.26 | $8,972,966.14 |
DisclosureSEC source: 0001225208-21-002019 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 11,895,496 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $110.25 to $110.37. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 17:27 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
SaleCommon Stock | 7,000 | $100.95 | $706,659.80 |
DisclosureSEC source: 0001225208-21-001382 · doc4.xml · nonDerivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,613 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $100.89 to $100.99. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 17:27 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $55.49 | $0.00 |
DisclosureSEC source: 0001225208-21-001382 · doc4.xml · derivative · entry 5 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 17:27 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Tax withholdingCommon Stock | 6,941 | $99.93 | $693,614.13 |
DisclosureSEC source: 0001225208-21-001382 · doc4.xml · nonDerivative · entry 2 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,613 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 17:27 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 12,500 | $55.49 | $693,625.00 |
DisclosureSEC source: 0001225208-21-001382 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:22 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 8,547 | $94.03 | $803,674.41 |
DisclosureSEC source: 0001225208-21-000536 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,321 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:22 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Tax withholdingCommon Stock | 495 | $94.03 | $46,544.85 |
DisclosureSEC source: 0001225208-21-000535 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,121 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:50 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 595 | $94.03 | $55,947.85 |
DisclosureSEC source: 0001225208-21-000511 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,530 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 20:00 UTC |
Curtis Scott APresident, PCG
|
Tax withholdingCommon Stock | 555 | $94.03 | $52,186.65 |
DisclosureSEC source: 0001225208-21-000495 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,039 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:53 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
Tax withholdingCommon Stock | 197 | $94.03 | $18,523.91 |
DisclosureSEC source: 0001225208-21-000494 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,324 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:45 UTC |
Elwyn Tashtego SCEO & President - RJA
|
Tax withholdingCommon Stock | 567 | $94.03 | $53,315.01 |
DisclosureSEC source: 0001225208-21-000488 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,567 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:35 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 363 | $94.03 | $34,132.89 |
DisclosureSEC source: 0001225208-21-000476 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,849 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:27 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 734 | $94.03 | $69,018.02 |
DisclosureSEC source: 0001225208-21-000468 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,340 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:41 UTC |
Carson John C Jr.President
|
GrantRestricted Stock Units · Derivative | 3,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014768 · doc4.xml · derivative · entry 5 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,007 Underlying: Common Stock · 3,007 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:41 UTC |
Carson John C Jr.President
|
Exercise / conversionRestricted Stock Units · Derivative | 2,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014768 · doc4.xml · derivative · entry 4 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,669 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:41 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 987 | $93.49 | $92,274.63 |
DisclosureSEC source: 0001225208-20-014768 · doc4.xml · nonDerivative · entry 2 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,074 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:41 UTC |
Carson John C Jr.President
|
Exercise / conversionCommon Stock | 2,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014768 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:17 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
GrantRestricted Stock Units · Derivative | 20,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014747 · doc4.xml · derivative · entry 6 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,555 Underlying: Common Stock · 20,555 shares Expires 2023-12-15 F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:17 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 21,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014747 · doc4.xml · derivative · entry 5 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,930 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:17 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 8,114 | $93.49 | $758,577.86 |
DisclosureSEC source: 0001225208-20-014747 · doc4.xml · nonDerivative · entry 3 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,868 Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:17 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 21,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014747 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 14:41 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
GrantRestricted Stock Units · Derivative | 1,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014745 · doc4.xml · derivative · entry 6 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011 Underlying: Common Stock · 1,011 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 14:41 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
Exercise / conversionRestricted Stock Units · Derivative | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014745 · doc4.xml · derivative · entry 5 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,308 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 14:41 UTC |
JULIEN JEFFREY PExecutive VP - Fin
|
Exercise / conversionCommon Stock | 2,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014745 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:21 UTC |
Perry JodiPresident, ICD for RJFS
|
GrantRestricted Stock Units · Derivative | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014804 · doc4.xml · derivative · entry 5 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301 Underlying: Common Stock · 301 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:21 UTC |
Perry JodiPresident, ICD for RJFS
|
Exercise / conversionRestricted Stock Units · Derivative | 262 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014804 · doc4.xml · derivative · entry 4 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 262 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:21 UTC |
Perry JodiPresident, ICD for RJFS
|
Tax withholdingCommon Stock | 63 | $93.49 | $5,889.87 |
DisclosureSEC source: 0001225208-20-014804 · doc4.xml · nonDerivative · entry 2 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,434 F2 · balance_after: Includes 45 shares of common stock acquired on December 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:21 UTC |
Perry JodiPresident, ICD for RJFS
|
Exercise / conversionCommon Stock | 262 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014804 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 45 shares of common stock acquired on December 2, 2020, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:23 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
GrantRestricted Stock Units · Derivative | 547 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014805 · doc4.xml · derivative · entry 9 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547 Underlying: Common Stock · 547 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:23 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
Exercise / conversionRestricted Stock Units · Derivative | 3,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014805 · doc4.xml · derivative · entry 8 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,174 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:23 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
Exercise / conversionCommon Stock | 3,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014805 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 11,976,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 19:20 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantRestricted Stock Units · Derivative | 1,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014801 · doc4.xml · derivative · entry 4 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241 Underlying: Common Stock · 1,241 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 19:20 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014801 · doc4.xml · derivative · entry 3 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,255 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 19:20 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014801 · doc4.xml · nonDerivative · entry 1 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:45 UTC |
Catanese GeorgeChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014799 · doc4.xml · derivative · entry 5 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 Underlying: Common Stock · 506 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:45 UTC |
Catanese GeorgeChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014799 · doc4.xml · derivative · entry 4 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,090 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:45 UTC |
Catanese GeorgeChief Risk Officer
|
Tax withholdingCommon Stock | 403 | $93.49 | $37,676.47 |
DisclosureSEC source: 0001225208-20-014799 · doc4.xml · nonDerivative · entry 2 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,847 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:45 UTC |
Catanese GeorgeChief Risk Officer
|
Exercise / conversionCommon Stock | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014799 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:42 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantRestricted Stock Units · Derivative | 2,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014798 · doc4.xml · derivative · entry 5 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,118 Underlying: Common Stock · 2,118 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:42 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionRestricted Stock Units · Derivative | 2,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014798 · doc4.xml · derivative · entry 4 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,164 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:42 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 800 | $93.49 | $74,792.00 |
DisclosureSEC source: 0001225208-20-014798 · doc4.xml · nonDerivative · entry 2 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,125 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:42 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Exercise / conversionCommon Stock | 2,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014798 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:57 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantRestricted Stock Units · Derivative | 984 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014795 · doc4.xml · derivative · entry 7 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984 Underlying: Common Stock · 984 shares Expires 2023-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:57 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionRestricted Stock Units · Derivative | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014795 · doc4.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 981 shares Expires 2020-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:57 UTC |
Raney Steven MPresident & CEO RJBank
|
GiftCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014795 · doc4.xml · nonDerivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,212 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 15:57 UTC |
Raney Steven MPresident & CEO RJBank
|
SaleCommon Stock | 3,224 | $93.64 | $301,906.00 |
DisclosureSEC source: 0001225208-20-014795 · doc4.xml · nonDerivative · entry 3 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,762 F2 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $93.60 to $93.69. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.