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RJF

RAYMOND JAMES FINANCIAL INC

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3126
SEC CIK
0000720005
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2022 Filed Dec 1, 2022 18:21 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012026 · doc4.xml · nonDerivative · entry 3

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,789

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2019. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:25 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012057 · doc4.xml · derivative · entry 7

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:25 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 365 $115.37 $42,110.05
Disclosure

SEC source: 0001225208-22-012057 · doc4.xml · nonDerivative · entry 2

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,317

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:25 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012057 · doc4.xml · nonDerivative · entry 1

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:42 UTC
REILLY PAUL CDirector · Chair & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · derivative · entry 7

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:42 UTC
REILLY PAUL CDirector · Chair & CEO
Tax withholdingCommon Stock 1,387 $115.37 $160,018.19
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,719

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:42 UTC
REILLY PAUL CDirector · Chair & CEO
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:47 UTC
Perry JodiPresident, ICD for RJFS
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012047 · doc4.xml · derivative · entry 5

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:47 UTC
Perry JodiPresident, ICD for RJFS
Tax withholdingCommon Stock 365 $115.37 $42,110.05
Disclosure

SEC source: 0001225208-22-012047 · doc4.xml · nonDerivative · entry 2

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,162

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:47 UTC
Perry JodiPresident, ICD for RJFS
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012047 · doc4.xml · nonDerivative · entry 1

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC
Carter HoracePresident, Fixed Income
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012046 · doc4.xml · derivative · entry 3

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 450 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 20:26 UTC
Carter HoracePresident, Fixed Income
Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012046 · doc4.xml · nonDerivative · entry 1

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:54 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012033 · doc4.xml · derivative · entry 10

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:54 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Tax withholdingCommon Stock 555 $115.37 $64,030.35
Disclosure

SEC source: 0001225208-22-012033 · doc4.xml · nonDerivative · entry 3

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,729

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:54 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012033 · doc4.xml · nonDerivative · entry 2

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:55 UTC
Elwyn Tashtego SCEO & President - RJA
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012034 · doc4.xml · derivative · entry 10

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:55 UTC
Elwyn Tashtego SCEO & President - RJA
GiftCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 3

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,684

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:55 UTC
Elwyn Tashtego SCEO & President - RJA
Tax withholdingCommon Stock 590 $115.37 $68,068.30
Disclosure

SEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 2

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,904

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:55 UTC
Elwyn Tashtego SCEO & President - RJA
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012034 · doc4.xml · nonDerivative · entry 1

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:48 UTC
Curtis Scott APresident, PCG
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012032 · doc4.xml · derivative · entry 7

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:48 UTC
Curtis Scott APresident, PCG
Tax withholdingCommon Stock 555 $115.37 $64,030.35
Disclosure

SEC source: 0001225208-22-012032 · doc4.xml · nonDerivative · entry 2

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,725

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:48 UTC
Curtis Scott APresident, PCG
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012032 · doc4.xml · nonDerivative · entry 1

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:48 UTC
Catanese GeorgeChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012031 · doc4.xml · derivative · entry 7

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:48 UTC
Catanese GeorgeChief Risk Officer
Tax withholdingCommon Stock 198 $115.37 $22,843.26
Disclosure

SEC source: 0001225208-22-012031 · doc4.xml · nonDerivative · entry 2

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,322

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:48 UTC
Catanese GeorgeChief Risk Officer
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012031 · doc4.xml · nonDerivative · entry 1

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:47 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012030 · doc4.xml · derivative · entry 8

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:47 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Tax withholdingCommon Stock 590 $115.37 $68,068.30
Disclosure

SEC source: 0001225208-22-012030 · doc4.xml · nonDerivative · entry 2

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,736

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:47 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012030 · doc4.xml · nonDerivative · entry 1

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:46 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012029 · doc4.xml · derivative · entry 7

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:46 UTC
Raney Steven MPresident & CEO RJBank
Tax withholdingCommon Stock 409 $115.37 $47,186.33
Disclosure

SEC source: 0001225208-22-012029 · doc4.xml · nonDerivative · entry 2

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,314

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:46 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012029 · doc4.xml · nonDerivative · entry 1

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:04 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012028 · doc4.xml · derivative · entry 4

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 450 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:04 UTC
Oorlog Jonathan W JRSenior VP and Controller
Tax withholdingCommon Stock 109 $115.37 $12,575.33
Disclosure

SEC source: 0001225208-22-012028 · doc4.xml · nonDerivative · entry 2

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,336

Read SEC document
November 29, 2022 Filed Dec 1, 2022 19:04 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012028 · doc4.xml · nonDerivative · entry 1

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 18:21 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012026 · doc4.xml · derivative · entry 7

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 18:21 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Tax withholdingCommon Stock 555 $115.37 $64,030.35
Disclosure

SEC source: 0001225208-22-012026 · doc4.xml · nonDerivative · entry 2

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,526

Read SEC document
November 29, 2022 Filed Dec 1, 2022 18:21 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012026 · doc4.xml · nonDerivative · entry 1

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

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November 29, 2022 Filed Dec 1, 2022 17:26 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012015 · doc4.xml · derivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 450 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

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November 29, 2022 Filed Dec 1, 2022 17:26 UTC
Aisenbrey Christopher SChief Human Resources Officer
Tax withholdingCommon Stock 109 $115.37 $12,575.33
Disclosure

SEC source: 0001225208-22-012015 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,808

Read SEC document
November 29, 2022 Filed Dec 1, 2022 17:26 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012015 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

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November 29, 2022 Filed Dec 1, 2022 17:25 UTC
Shoukry Paul MCFO and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012014 · doc4.xml · derivative · entry 4

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

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November 29, 2022 Filed Dec 1, 2022 17:25 UTC
Shoukry Paul MCFO and Treasurer
Tax withholdingCommon Stock 219 $115.37 $25,266.03
Disclosure

SEC source: 0001225208-22-012014 · doc4.xml · nonDerivative · entry 2

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,373

Read SEC document
November 29, 2022 Filed Dec 1, 2022 17:25 UTC
Shoukry Paul MCFO and Treasurer
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012014 · doc4.xml · nonDerivative · entry 1

Shoukry Paul M · CIK 0001798349 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

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November 28, 2022 Filed Dec 1, 2022 19:54 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
GiftCommon Stock 1,320 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012033 · doc4.xml · nonDerivative · entry 1

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,784

Read SEC document
November 22, 2022 Filed Nov 23, 2022 21:36 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionRestricted Stock Units · Derivative 1,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011889 · doc4.xml · derivative · entry 8

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,800 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/22/2022 and will vest 20% on 11/22/2023 and 20% on 11/22/2024.

F5 · balance_after: The RSU grant was previously reported as covering 2,000 shares awarded on November 22, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

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November 22, 2022 Filed Nov 23, 2022 21:36 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011889 · doc4.xml · derivative · entry 7

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2020, 20% on 11/22/2021, and 20% on 11/22/2022.

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November 22, 2022 Filed Nov 23, 2022 21:36 UTC
Oorlog Jonathan W JRSenior VP and Controller
Tax withholdingCommon Stock 414 $123.52 $51,137.28
Disclosure

SEC source: 0001225208-22-011889 · doc4.xml · nonDerivative · entry 4

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,995

Read SEC document
November 22, 2022 Filed Nov 23, 2022 21:36 UTC
Oorlog Jonathan W JRSenior VP and Controller
Tax withholdingCommon Stock 103 $123.52 $12,722.56
Disclosure

SEC source: 0001225208-22-011889 · doc4.xml · nonDerivative · entry 3

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,409

Read SEC document
November 22, 2022 Filed Nov 23, 2022 21:36 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011889 · doc4.xml · nonDerivative · entry 2

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 21:36 UTC
Oorlog Jonathan W JRSenior VP and Controller
Exercise / conversionCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011889 · doc4.xml · nonDerivative · entry 1

Oorlog Jonathan W JR · CIK 0001825440 · Senior VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.