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RJF

RAYMOND JAMES FINANCIAL INC

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3126
SEC CIK
0000720005
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2023 Filed Dec 1, 2023 19:55 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010590 · doc4.xml · nonDerivative · entry 4

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 19:52 UTC
Oorlog Jonathan W JRSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010589 · doc4.xml · derivative · entry 8

Oorlog Jonathan W JR · CIK 0001825440 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 2,250 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

F6 · balance_after: The RSU grant was previously reported as covering 2,500 shares awarded on November 23, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 19:52 UTC
Oorlog Jonathan W JRSVP & Chief Accounting Officer
Tax withholdingCommon Stock 601 $103.75 $62,353.75
Disclosure

SEC source: 0001225208-23-010589 · doc4.xml · nonDerivative · entry 4

Oorlog Jonathan W JR · CIK 0001825440 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,780

Read SEC document
November 30, 2023 Filed Dec 1, 2023 19:52 UTC
Oorlog Jonathan W JRSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010589 · doc4.xml · nonDerivative · entry 3

Oorlog Jonathan W JR · CIK 0001825440 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 14:28 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · derivative · entry 7

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 2,700 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 14:28 UTC
Aisenbrey Christopher SChief Human Resources Officer
Tax withholdingCommon Stock 657 $103.75 $68,163.75
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · nonDerivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,984

Read SEC document
November 30, 2023 Filed Dec 1, 2023 14:28 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · nonDerivative · entry 3

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:40 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010562 · doc4.xml · derivative · entry 8

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 4,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

F6 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:40 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Tax withholdingCommon Stock 1,585 $103.75 $164,443.75
Disclosure

SEC source: 0001225208-23-010562 · doc4.xml · nonDerivative · entry 5

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,095

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:40 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010562 · doc4.xml · nonDerivative · entry 4

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:40 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010563 · doc4.xml · derivative · entry 8

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 4,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

F6 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:40 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Tax withholdingCommon Stock 1,770 $103.75 $183,637.50
Disclosure

SEC source: 0001225208-23-010563 · doc4.xml · nonDerivative · entry 5

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,686

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:40 UTC
Bunn James EPres-GlobEq&Inv Banking-RJA
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010563 · doc4.xml · nonDerivative · entry 4

Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:39 UTC
Shoukry Paul MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010561 · doc4.xml · derivative · entry 8

Shoukry Paul M · CIK 0001798349 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 4,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

F6 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:39 UTC
Shoukry Paul MChief Financial Officer
Tax withholdingCommon Stock 1,095 $103.75 $113,606.25
Disclosure

SEC source: 0001225208-23-010561 · doc4.xml · nonDerivative · entry 5

Shoukry Paul M · CIK 0001798349 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,626

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:39 UTC
Shoukry Paul MChief Financial Officer
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010561 · doc4.xml · nonDerivative · entry 4

Shoukry Paul M · CIK 0001798349 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:38 UTC
Elwyn Tashtego SCEO & President - RJA
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010560 · doc4.xml · derivative · entry 10

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 4,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F6 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

F7 · balance_after: The RSU grant was previously reported as covering 5,000 shares awarded on December 3, 2022, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:38 UTC
Elwyn Tashtego SCEO & President - RJA
Tax withholdingCommon Stock 1,513 $103.75 $156,973.75
Disclosure

SEC source: 0001225208-23-010560 · doc4.xml · nonDerivative · entry 5

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,164

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:38 UTC
Elwyn Tashtego SCEO & President - RJA
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010560 · doc4.xml · nonDerivative · entry 4

Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:38 UTC
Carter HoracePresident, Fixed Income
Exercise / conversionRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010559 · doc4.xml · derivative · entry 5

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 4,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 13:38 UTC
Carter HoracePresident, Fixed Income
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010559 · doc4.xml · nonDerivative · entry 2

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:29 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010607 · doc4.xml · derivative · entry 9

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:29 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Tax withholdingCommon Stock 330 $102.73 $33,900.90
Disclosure

SEC source: 0001225208-23-010607 · doc4.xml · nonDerivative · entry 3

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,762

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:29 UTC
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010607 · doc4.xml · nonDerivative · entry 2

Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC
REILLY PAUL CDirector · Chair & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · derivative · entry 8

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F6 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC
REILLY PAUL CDirector · Chair & CEO
SaleCommon Stock 50,000 $103.99 $5,199,515.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 4

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,851

F3 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · price: Reflects the weighted average sale price. The range of prices for such transaction was $103.77 to $104.22.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC
REILLY PAUL CDirector · Chair & CEO
Tax withholdingCommon Stock 1,387 $102.73 $142,486.51
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,851

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC
REILLY PAUL CDirector · Chair & CEO
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC
Curtis Scott APresident, PCG
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010605 · doc4.xml · derivative · entry 7

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC
Curtis Scott APresident, PCG
Tax withholdingCommon Stock 330 $102.73 $33,900.90
Disclosure

SEC source: 0001225208-23-010605 · doc4.xml · nonDerivative · entry 3

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,044

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC
Curtis Scott APresident, PCG
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010605 · doc4.xml · nonDerivative · entry 2

Curtis Scott A · CIK 0001601143 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:21 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010604 · doc4.xml · derivative · entry 8

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F6 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:21 UTC
Raney Steven MPresident & CEO RJBank
Tax withholdingCommon Stock 365 $102.73 $37,496.45
Disclosure

SEC source: 0001225208-23-010604 · doc4.xml · nonDerivative · entry 3

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,269

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:21 UTC
Raney Steven MPresident & CEO RJBank
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010604 · doc4.xml · nonDerivative · entry 2

Raney Steven M · CIK 0001422342 · President & CEO RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:10 UTC
Catanese GeorgeChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010603 · doc4.xml · derivative · entry 7

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:10 UTC
Catanese GeorgeChief Risk Officer
Tax withholdingCommon Stock 198 $102.73 $20,340.54
Disclosure

SEC source: 0001225208-23-010603 · doc4.xml · nonDerivative · entry 3

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,622

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:10 UTC
Catanese GeorgeChief Risk Officer
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010603 · doc4.xml · nonDerivative · entry 2

Catanese George · CIK 0001340350 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 20:14 UTC
Perry JodiPresident, ICD for RJFS
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010595 · doc4.xml · derivative · entry 7

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 20:14 UTC
Perry JodiPresident, ICD for RJFS
Tax withholdingCommon Stock 365 $102.73 $37,496.45
Disclosure

SEC source: 0001225208-23-010595 · doc4.xml · nonDerivative · entry 3

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,095

Read SEC document
November 29, 2023 Filed Dec 1, 2023 20:14 UTC
Perry JodiPresident, ICD for RJFS
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010595 · doc4.xml · nonDerivative · entry 2

Perry Jodi · CIK 0001751204 · President, ICD for RJFS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 19:55 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010590 · doc4.xml · derivative · entry 7

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 19:55 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 365 $102.73 $37,496.45
Disclosure

SEC source: 0001225208-23-010590 · doc4.xml · nonDerivative · entry 3

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,812

Read SEC document
November 29, 2023 Filed Dec 1, 2023 19:55 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010590 · doc4.xml · nonDerivative · entry 2

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 19:52 UTC
Oorlog Jonathan W JRSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010589 · doc4.xml · derivative · entry 7

Oorlog Jonathan W JR · CIK 0001825440 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 19:52 UTC
Oorlog Jonathan W JRSVP & Chief Accounting Officer
Tax withholdingCommon Stock 109 $102.73 $11,197.57
Disclosure

SEC source: 0001225208-23-010589 · doc4.xml · nonDerivative · entry 2

Oorlog Jonathan W JR · CIK 0001825440 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,131

Read SEC document
November 29, 2023 Filed Dec 1, 2023 19:52 UTC
Oorlog Jonathan W JRSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010589 · doc4.xml · nonDerivative · entry 1

Oorlog Jonathan W JR · CIK 0001825440 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 14:28 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · derivative · entry 6

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 14:28 UTC
Aisenbrey Christopher SChief Human Resources Officer
Tax withholdingCommon Stock 109 $102.73 $11,197.57
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,941

Read SEC document
November 29, 2023 Filed Dec 1, 2023 14:28 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010569 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 13:40 UTC
Allaire Bella LoykhterExecutive Vice President-RJA
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010562 · doc4.xml · derivative · entry 7

Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.