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Nasdaq · USD

RJET

REPUBLIC AIRWAYS HOLDINGS INC.

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5114
SEC CIK
0000810332
Parsed reports
291

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2020 Filed Feb 5, 2020 18:10 UTC GrantRestricted Stock Award · Derivative 10,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006779 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,695

Underlying: Common Stock · 10,820 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one (1) year from the grant date (February 3, 2021) or upon his or her successor being duly elected and qualified.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 19:13 UTC Exercise / conversionRestricted Stock Award · Derivative 1,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004604 · doc4.xml · derivative · entry 4

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 19:13 UTC Exercise / conversionCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004604 · doc4.xml · nonDerivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 19:30 UTC Exercise / conversionRestricted Stock Award · Derivative 1,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004606 · doc4.xml · derivative · entry 4

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 19:30 UTC Exercise / conversionCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004606 · doc4.xml · nonDerivative · entry 2

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 18:41 UTC
Lyon G GrantDirector
Exercise / conversionRestricted Stock Award · Derivative 1,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004601 · doc4.xml · derivative · entry 4

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 18:41 UTC
Lyon G GrantDirector
Exercise / conversionCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004601 · doc4.xml · nonDerivative · entry 2

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 17:41 UTC Exercise / conversionRestricted Stock Award · Derivative 1,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004598 · doc4.xml · derivative · entry 4

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 17:41 UTC Exercise / conversionCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004598 · doc4.xml · nonDerivative · entry 2

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 17:03 UTC Exercise / conversionRestricted Stock Award · Derivative 1,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004594 · doc4.xml · derivative · entry 4

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 17:03 UTC Exercise / conversionCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004594 · doc4.xml · nonDerivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 16:38 UTC Exercise / conversionRestricted Stock Award · Derivative 1,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004592 · doc4.xml · derivative · entry 4

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 23, 2020 Filed Jan 23, 2020 16:38 UTC Exercise / conversionCommon Stock 1,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004592 · doc4.xml · nonDerivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 19:13 UTC Exercise / conversionRestricted Stock Award · Derivative 5,780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004604 · doc4.xml · derivative · entry 3

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,365

Underlying: Common Stock · 5,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 19:13 UTC Exercise / conversionCommon Stock 5,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004604 · doc4.xml · nonDerivative · entry 1

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 19:30 UTC Exercise / conversionRestricted Stock Award · Derivative 5,780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004606 · doc4.xml · derivative · entry 3

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,365

Underlying: Common Stock · 5,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 19:30 UTC Exercise / conversionCommon Stock 5,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004606 · doc4.xml · nonDerivative · entry 1

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 18:41 UTC
Lyon G GrantDirector
Exercise / conversionRestricted Stock Award · Derivative 5,780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004601 · doc4.xml · derivative · entry 3

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,365

Underlying: Common Stock · 5,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 18:41 UTC
Lyon G GrantDirector
Exercise / conversionCommon Stock 5,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004601 · doc4.xml · nonDerivative · entry 1

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 17:41 UTC Exercise / conversionRestricted Stock Award · Derivative 5,780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004598 · doc4.xml · derivative · entry 3

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,365

Underlying: Common Stock · 5,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 17:41 UTC Exercise / conversionCommon Stock 5,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004598 · doc4.xml · nonDerivative · entry 1

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 17:03 UTC Exercise / conversionRestricted Stock Award · Derivative 5,780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004594 · doc4.xml · derivative · entry 3

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,365

Underlying: Common Stock · 5,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 17:03 UTC Exercise / conversionCommon Stock 5,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004594 · doc4.xml · nonDerivative · entry 1

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:38 UTC Exercise / conversionRestricted Stock Award · Derivative 5,780 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004592 · doc4.xml · derivative · entry 3

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,365

Underlying: Common Stock · 5,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:38 UTC Exercise / conversionCommon Stock 5,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004592 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 21:33 UTC Exercise / conversionRestricted Stock Award · Derivative 4,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003686 · doc4.xml · derivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

Underlying: Common Stock · 4,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plaint on August 10, 2018. Additional tranches of this award will vest as follows: 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 21:33 UTC Exercise / conversionCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003686 · doc4.xml · nonDerivative · entry 1

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 23:08 UTC Exercise / conversionRestricted Stock Award · Derivative 4,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003754 · doc4.xml · derivative · entry 2

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

Underlying: Common Stock · 4,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plaint on August 10, 2018. Additional tranches of this award will vest as follows: 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 23:08 UTC Exercise / conversionCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003754 · doc4.xml · nonDerivative · entry 1

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 22:42 UTC Exercise / conversionRestricted Stock Award · Derivative 4,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003747 · doc4.xml · derivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

Underlying: Common Stock · 4,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plaint on August 10, 2018. Additional tranches of this award will vest as follows: 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 22:42 UTC Exercise / conversionCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003747 · doc4.xml · nonDerivative · entry 1

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 22:18 UTC
Lyon G GrantDirector
Exercise / conversionRestricted Stock Award · Derivative 4,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003734 · doc4.xml · derivative · entry 2

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

Underlying: Common Stock · 4,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plaint on August 10, 2018. Additional tranches of this award will vest as follows: 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 22:18 UTC
Lyon G GrantDirector
Exercise / conversionCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003734 · doc4.xml · nonDerivative · entry 1

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 22:00 UTC Exercise / conversionRestricted Stock Award · Derivative 4,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003718 · doc4.xml · derivative · entry 2

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

Underlying: Common Stock · 4,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plaint on August 10, 2018. Additional tranches of this award will vest as follows: 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 22:00 UTC Exercise / conversionCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003718 · doc4.xml · nonDerivative · entry 1

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 21:12 UTC Exercise / conversionRestricted Stock Award · Derivative 4,882 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003654 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

Underlying: Common Stock · 4,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plaint on August 10, 2018. Additional tranches of this award will vest as follows: 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

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January 16, 2020 Filed Jan 16, 2020 21:12 UTC Exercise / conversionCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003654 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2019 Filed Jul 23, 2019 23:19 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042987 · doc4.xml · derivative · entry 3

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,858

Underlying: Common Stock · 27,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 314,303 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 76,930 Shares on June 1, 2020; 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.

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July 21, 2019 Filed Jul 23, 2019 23:19 UTC
LOTZ MICHAELPresident & Chief Officer
Tax withholdingCommon Stock 11,759 $10.09 $118,648.31
Disclosure

SEC source: 0001209191-19-042987 · doc4.xml · nonDerivative · entry 2

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,076

Read SEC document
July 21, 2019 Filed Jul 23, 2019 23:19 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042987 · doc4.xml · nonDerivative · entry 1

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2019 Filed Jul 23, 2019 23:14 UTC Exercise / conversionRestricted Stock Award · Derivative 37,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042986 · doc4.xml · derivative · entry 3

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,159

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 407,654 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 97,133 shares on June 1, 2020; 37,500 shares on July 2020; and 36,526 shares on June 1, 2021

Read SEC document
July 21, 2019 Filed Jul 23, 2019 23:14 UTC Tax withholdingCommon Stock 16,332 $10.09 $164,789.88
Disclosure

SEC source: 0001209191-19-042986 · doc4.xml · nonDerivative · entry 2

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,602

Read SEC document
July 21, 2019 Filed Jul 23, 2019 23:14 UTC Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042986 · doc4.xml · nonDerivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2019 Filed Jul 23, 2019 23:09 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042984 · doc4.xml · derivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,386

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 92,437 was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 15,179 shares on June 1, 2020; 5,707 shares on June 1, 2021; and 7,500 shares on July 21, 2020.

Read SEC document
July 21, 2019 Filed Jul 23, 2019 23:09 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 3,117 $10.09 $31,450.53
Disclosure

SEC source: 0001209191-19-042984 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,286

Read SEC document
July 21, 2019 Filed Jul 23, 2019 23:09 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042984 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 18, 2019 00:17 UTC
GILLMAN BRIAN SEVP/GC/Secretary
GrantRestricted Stock Unit · Derivative 7,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042527 · doc4.xml · derivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,583

Underlying: Common Stock · 7,583 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one third increments beginning on July 15, 2020 until fully vested.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:36 UTC
LOTZ MICHAELPresident & Chief Officer
GrantRestricted Stock Units · Derivative 69,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034531 · doc4.xml · derivative · entry 4

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,474

Underlying: Common Stock · 69,474 shares

Expires not disclosed

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one third increments beginning on June 1, 2020 until fully vested.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:36 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 122,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034531 · doc4.xml · derivative · entry 3

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,858

Underlying: Common Stock · 122,845 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 314,303 was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 27,000 shares on July 21, 2019; 76,930 shares on June 1, 2020; 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:36 UTC
LOTZ MICHAELPresident & Chief Officer
Tax withholdingCommon Stock 44,827 $9.12 $408,822.24
Disclosure

SEC source: 0001209191-19-034531 · doc4.xml · nonDerivative · entry 2

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,835

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.