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Nasdaq · USD

RJET

REPUBLIC AIRWAYS HOLDINGS INC.

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5114
SEC CIK
0000810332
Parsed reports
291

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2020 Filed Dec 16, 2020 23:34 UTC
GILLMAN BRIAN SEVP/GC/Secretary
SaleCommon Stock 20,000 $6.87 $137,400.00
Disclosure

SEC source: 0001209191-20-063881 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,685

F1 · balance_after: Amount of securities beneficially owned has been updated to correct an inadvertent error in the total set forth in the prior Form 4 filing on 07/22/2020.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 22:24 UTC SaleCommon Stock 10,000 $6.68 $66,800.00
Disclosure

SEC source: 0001209191-20-063846 · doc4.xml · nonDerivative · entry 1

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,430

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:13 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043392 · doc4.xml · derivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,601

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 92,437 was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final tranche of this award will vest 5,707 shares on June 1, 2021.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:13 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 3,117 $3.29 $10,254.93
Disclosure

SEC source: 0001209191-20-043392 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,163

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:13 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043392 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:08 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043390 · doc4.xml · derivative · entry 3

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,378

Underlying: Common Stock · 27,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 314,303 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final tranche of this award will vest 28,928 shares on June 1, 2021.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:08 UTC
LOTZ MICHAELPresident & Chief Officer
Tax withholdingCommon Stock 11,219 $3.29 $36,910.51
Disclosure

SEC source: 0001209191-20-043390 · doc4.xml · nonDerivative · entry 2

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,358

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:08 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043390 · doc4.xml · nonDerivative · entry 1

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:03 UTC Exercise / conversionRestricted Stock Award · Derivative 37,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043388 · doc4.xml · derivative · entry 3

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,317

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 407,654 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final tranche of this award will vest 36,526 shares on June 1, 2021.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:03 UTC Tax withholdingCommon Stock 10,707 $3.29 $35,226.03
Disclosure

SEC source: 0001209191-20-043388 · doc4.xml · nonDerivative · entry 2

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,686

Read SEC document
July 21, 2020 Filed Jul 22, 2020 23:03 UTC Exercise / conversionCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043388 · doc4.xml · nonDerivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 20, 2020 20:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 2,528 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043052 · doc4.xml · derivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,101

Underlying: Common Stock · 2,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 7,583 was granted under the 2018 Equity Incentive Plan on July 15, 2019. Additional tranches of this award will vest as follows; 2,528 shares on July 15, 2021; and 2,527 shares on July 15, 2022.

Read SEC document
July 15, 2020 Filed Jul 20, 2020 20:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 1,051 $3.55 $3,731.05
Disclosure

SEC source: 0001209191-20-043052 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,302

Read SEC document
July 15, 2020 Filed Jul 20, 2020 20:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043052 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:29 UTC
GILLMAN BRIAN SEVP/GC/Secretary
GrantRestricted Stock Award · Derivative 59,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033893 · doc4.xml · derivative · entry 5

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,629

Underlying: Common Stock · 59,701 shares

Expires not disclosed

F3 · derivative.expiration_date: A restricted stock award of 59,701 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Tranches of this award will vest annually in equal one third increments.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:29 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 4,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033893 · doc4.xml · derivative · entry 4

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,928

Underlying: Common Stock · 4,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 13,706 was granted under the 2018 Equity Incentive Plan on June 1, 2019. Additional tranches of this award will vest as follows: 4,568 shares on June 1, 2021; and 4,570 on June 1, 2022.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:29 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 15,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033893 · doc4.xml · derivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,496

Underlying: Common Stock · 15,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 92,437 was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 5,707 shares on June 1, 2021; and 7,500 shares on July 21, 2020. An additional restricted stock award of 7,583 was granted under the 2018 Equity Incentive Plan on July 15, 2019 and will vest on July 15, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:29 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 8,205 $3.35 $27,486.75
Disclosure

SEC source: 0001209191-20-033893 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,828

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:29 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 19,747 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033893 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:22 UTC
LOTZ MICHAELPresident & Chief Officer
GrantRestricted Stock Award · Derivative 189,134 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033889 · doc4.xml · derivative · entry 5

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,378

Underlying: Common Stock · 189,134 shares

Expires not disclosed

F3 · derivative.expiration_date: A restricted stock award of 189,134 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Tranches of this award will vest annually in equal one third increments.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:22 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 23,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033889 · doc4.xml · derivative · entry 4

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,244

Underlying: Common Stock · 23,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 69,474 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. Additional tranches of this award will vest as follows: 23,158 shares on June 1, 2021; and 23,158 shares vesting on June 1, 2022.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:22 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 76,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033889 · doc4.xml · derivative · entry 3

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,402

Underlying: Common Stock · 76,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 314,303 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:22 UTC
LOTZ MICHAELPresident & Chief Officer
Tax withholdingCommon Stock 41,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033889 · doc4.xml · nonDerivative · entry 2

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,577

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:22 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 100,008 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033889 · doc4.xml · nonDerivative · entry 1

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:17 UTC GrantRestricted Stock Award · Derivative 238,806 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033882 · doc4.xml · derivative · entry 5

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,817

Underlying: Common Stock · 238,806 shares

Expires not disclosed

F3 · derivative.expiration_date: A restricted stock award of 238,806 was granted under the 2018 Equity Incentive Plan on June 1, 2020. Tranches of this award will vest annually in equal one third increments.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:17 UTC Exercise / conversionRestricted Stock Award · Derivative 29,239 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033882 · doc4.xml · derivative · entry 4

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,506

Underlying: Common Stock · 29,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 87,719 shares was granted under the 2018 Equity Incentive Plan on June 1, 2019. Additional tranches of this award will vest as follows: 29,239 shares on June 1, 2020; and 29,241 shares on June 1, 2021.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:17 UTC Exercise / conversionRestricted Stock Award · Derivative 97,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033882 · doc4.xml · derivative · entry 3

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,744

Underlying: Common Stock · 97,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 407,654 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows:37,500 shares on July 21, 2020; and 36,526 shares on June 1, 2021.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:17 UTC Tax withholdingCommon Stock 36,081 $3.35 $120,871.35
Disclosure

SEC source: 0001209191-20-033882 · doc4.xml · nonDerivative · entry 2

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,893

Read SEC document
June 01, 2020 Filed Jun 3, 2020 18:17 UTC Exercise / conversionCommon Stock 126,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033882 · doc4.xml · nonDerivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:15 UTC Exercise / conversionRestricted Stock Award · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024207 · doc4.xml · derivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,702

Underlying: Common Stock · 10,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and vested on April 9, 2020.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:15 UTC Exercise / conversionCommon Stock 10,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024207 · doc4.xml · nonDerivative · entry 1

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:08 UTC Exercise / conversionRestricted Stock Award · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024205 · doc4.xml · derivative · entry 2

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,702

Underlying: Common Stock · 10,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and vested on April 9, 2020.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:08 UTC Exercise / conversionCommon Stock 10,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024205 · doc4.xml · nonDerivative · entry 1

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:03 UTC Exercise / conversionRestricted Stock Award · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024202 · doc4.xml · derivative · entry 2

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,702

Underlying: Common Stock · 10,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and vested on April 9, 2020.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:03 UTC Exercise / conversionCommon Stock 10,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024202 · doc4.xml · nonDerivative · entry 1

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:00 UTC Exercise / conversionRestricted Stock Award · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024199 · doc4.xml · derivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,702

Underlying: Common Stock · 10,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and vested on April 9, 2020.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 20:00 UTC Exercise / conversionCommon Stock 10,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024199 · doc4.xml · nonDerivative · entry 1

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 19:30 UTC Exercise / conversionRestricted Stock Award · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024196 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,702

Underlying: Common Stock · 10,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and vested on April 9, 2020.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 19:30 UTC Exercise / conversionCommon Stock 10,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024196 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 19:20 UTC
RICH BRADFORD REVP & Chief Operating Officer
Exercise / conversionRestricted Stock Award · Derivative 6,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024121 · doc4.xml · derivative · entry 3

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,889

Underlying: Common Stock · 6,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 20,985 shares was granted under the 2018 Equity Incentive Plan on April 8, 2019. Additional tranches of this award will vest as follows: 6,995 shares on April 8, 2021 and 6,996 shares on April 8, 2022.

Read SEC document
April 08, 2020 Filed Apr 10, 2020 19:20 UTC
RICH BRADFORD REVP & Chief Operating Officer
Tax withholdingCommon Stock 2,906 $3.25 $9,444.50
Disclosure

SEC source: 0001209191-20-024121 · doc4.xml · nonDerivative · entry 2

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089

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April 08, 2020 Filed Apr 10, 2020 19:20 UTC
RICH BRADFORD REVP & Chief Operating Officer
Exercise / conversionCommon Stock 6,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024121 · doc4.xml · nonDerivative · entry 1

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 26, 2020 Filed Mar 30, 2020 19:26 UTC
RICH BRADFORD REVP & Chief Operating Officer
GrantRestricted Stock Award · Derivative 63,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021684 · doc4.xml · derivative · entry 1

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,884

Underlying: Common Stock · 63,898 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock unites shall vest annually in equal one-third increments beginning on March 20, 2020, until fully vested.

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March 10, 2020 Filed Mar 12, 2020 00:41 UTC PurchaseCommon Stock 5,000 $4.90 $24,500.00
Disclosure

SEC source: 0001209191-20-018303 · doc4.xml · nonDerivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,602

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February 03, 2020 Filed Feb 5, 2020 21:52 UTC
Lyon G GrantDirector
GrantRestricted Stock Award · Derivative 15,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006958 · doc4.xml · derivative · entry 2

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,875 shares

Expires not disclosed

F1 · derivative.expiration_date: Represents shares of common stock issued upon accelerated vesting of certain restricted stock awards granted on August 10, 2018 (4,882 shares) and April 9, 2019 (10,993 shares).

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February 03, 2020 Filed Feb 5, 2020 21:52 UTC
Lyon G GrantDirector
Exercise / conversionCommon Stock 15,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006958 · doc4.xml · nonDerivative · entry 1

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2020 Filed Feb 5, 2020 19:18 UTC GrantRestricted Stock Award · Derivative 10,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006788 · doc4.xml · derivative · entry 2

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,695

Underlying: Common Stock · 10,820 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one (1) year from the grant date (February 3, 2021) or upon his or her successor being duly elected and qualified.

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February 03, 2020 Filed Feb 5, 2020 19:12 UTC GrantRestricted Stock Award · Derivative 10,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006786 · doc4.xml · derivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,695

Underlying: Common Stock · 10,820 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one (1) year from the grant date (February 3, 2021) or upon his or her successor being duly elected and qualified.

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February 03, 2020 Filed Feb 5, 2020 19:01 UTC GrantRestricted Stock Award · Derivative 10,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006784 · doc4.xml · derivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,695

Underlying: Common Stock · 10,820 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one (1) year from the grant date (February 3, 2021) or upon his or her successor being duly elected and qualified.

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February 03, 2020 Filed Feb 5, 2020 18:01 UTC GrantRestricted Stock Award · Derivative 10,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006777 · doc4.xml · derivative · entry 2

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,695

Underlying: Common Stock · 10,820 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one (1) year from the grant date (February 3, 2021) or upon his or her successor being duly elected and qualified.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.