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RJET

REPUBLIC AIRWAYS HOLDINGS INC.

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5114
SEC CIK
0000810332
Parsed reports
291

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2023 Filed Jun 2, 2023 23:41 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 63,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034070 · doc4.xml · derivative · entry 5

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,451

Underlying: Common Stock · 63,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 189,134 was granted under the 2018 Equity Incentive Plan on June 1, 2020. This is the final tranche of this award.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:41 UTC
LOTZ MICHAELPresident & Chief Officer
Tax withholdingCommon Stock 61,503 $1.66 $102,094.98
Disclosure

SEC source: 0001209191-23-034070 · doc4.xml · nonDerivative · entry 4

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,191

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:41 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 53,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034070 · doc4.xml · nonDerivative · entry 3

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:41 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 21,573 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034070 · doc4.xml · nonDerivative · entry 2

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:41 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 63,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034070 · doc4.xml · nonDerivative · entry 1

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
GrantRestricted Stock Award · Derivative 18,105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034066 · doc4.xml · derivative · entry 8

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,650

Underlying: Common Stock · 18,105 shares

Expires not disclosed

F4 · derivative.expiration_date: A restricted stock award of 18,105 was granted under the 2018 Equity Incentive Plan on June 1, 2023. Tranches of this award will vest annually in equal one third increments.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 16,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034066 · doc4.xml · derivative · entry 7

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,545

Underlying: Common Stock · 16,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: A restricted stock award of 50,601 shares was granted under the 2018 Equity Incentive Plan on June 1, 2022. Additional tranches of this award will vest as follows: 16,867 shares on June 1, 2024; and 16,867 shares on June 1, 2025.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 6,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034066 · doc4.xml · derivative · entry 6

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,412

Underlying: Common Stock · 6,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 20,429 shares was granted under the 2018 Equity Incentive Plan on June 1, 2021. The final tranche of this award will vest 6,811 shares on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 19,901 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034066 · doc4.xml · derivative · entry 5

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,221

Underlying: Common Stock · 19,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 59,701 shares was granted under the 2018 Equity Incentive Plan on June 1, 2020. This is the final tranche of this award.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 19,284 $1.66 $32,011.44
Disclosure

SEC source: 0001209191-23-034066 · doc4.xml · nonDerivative · entry 4

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,827

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 16,867 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034066 · doc4.xml · nonDerivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 6,809 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034066 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:36 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 19,901 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034066 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · derivative · entry 10

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,897

Underlying: Common Stock · 15,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: A restricted stock unit award was granted under the 2018 Equity Incentive Plan on March 23, 2022. This award will vest as follows: 15,723 on March 20, 2023, 15,723 on March 20, 2024, and 15,724 on March 20, 2025.

F4 · derivative.expiration_date: A restricted stock unit award was granted under the 2018 Equity Incentive Plan on March 23, 2022. This award will vest as follows: 15,723 on March 20, 2023, 15,723 on March 20, 2024, and 15,724 on March 20, 2025.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · derivative · entry 9

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,620

Underlying: Common Stock · 4,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: A restricted stock unit award of 13,822 was granted under the 2018 Equity Incentive Plan on March 20, 2021. These restricted stock units shall vest annually in equal one-third increments beginning on March 20, 2022, until fully vested.

F3 · derivative.expiration_date: A restricted stock unit award of 13,822 was granted under the 2018 Equity Incentive Plan on March 20, 2021. These restricted stock units shall vest annually in equal one-third increments beginning on March 20, 2022, until fully vested.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 21,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · derivative · entry 8

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,227

Underlying: Common Stock · 21,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: A restricted stock unit award of 63,898 was granted under the 2018 Equity Incentive Plan on March 26, 2020. This award is fully vested.

F2 · derivative.expiration_date: A restricted stock unit award of 63,898 was granted under the 2018 Equity Incentive Plan on March 26, 2020. This award is fully vested.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Tax withholdingCommon Stock 7,508 $2.10 $15,766.80
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · nonDerivative · entry 6

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,246

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Exercise / conversionCommon Stock 15,723 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · nonDerivative · entry 5

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Tax withholdingCommon Stock 2,200 $2.10 $4,620.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · nonDerivative · entry 4

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,031

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Exercise / conversionCommon Stock 4,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · nonDerivative · entry 3

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Tax withholdingCommon Stock 10,170 $2.10 $21,357.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · nonDerivative · entry 2

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,624

Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
Exercise / conversionCommon Stock 21,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · nonDerivative · entry 1

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:50 UTC
Zubeck Daniel TorqueCFO & Treasurer
GrantRestricted Stock Award · Derivative 47,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019026 · doc4.xml · derivative · entry 1

Zubeck Daniel Torque · CIK 0001885320 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,300

Underlying: Common Stock · 47,770 shares

Expires not disclosed

F1 · derivative.exercise_date: A restricted stock award of 47,770 was granted under the 2018 Equity Incentive Plan. These restricted stock units shall vest annually in equal one-third increments beginning on March 1, 2024, until fully vested.

F1 · derivative.expiration_date: A restricted stock award of 47,770 was granted under the 2018 Equity Incentive Plan. These restricted stock units shall vest annually in equal one-third increments beginning on March 1, 2024, until fully vested.

Read SEC document
March 14, 2023 Filed Mar 22, 2023 20:38 UTC
RICH BRADFORD REVP & Chief Operating Officer
GrantRestricted Stock Unit Award · Derivative 95,238 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020527 · doc4.xml · derivative · entry 7

RICH BRADFORD R · CIK 0001244796 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,527

Underlying: Common Stock · 95,238 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, on a one-for-one basis, common stock of the Issuer. An RSU award of 95,238 was granted under the 2018 Equity Incentive Plan on March 14, 2023. This award shall vest annually in three equal installments beginning on March 20, 2024, March 20, 2025 and March 20, 2026, until fully vested.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, on a one-for-one basis, common stock of the Issuer. An RSU award of 95,238 was granted under the 2018 Equity Incentive Plan on March 14, 2023. This award shall vest annually in three equal installments beginning on March 20, 2024, March 20, 2025 and March 20, 2026, until fully vested.

Read SEC document
March 01, 2023 Filed Mar 14, 2023 21:50 UTC
Zubeck Daniel TorqueCFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 11,765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018570 · doc4.xml · derivative · entry 5

Zubeck Daniel Torque · CIK 0001885320 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,530

Underlying: Common Stock · 11,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. A restricted stock award of 35,295 was granted under the 2018 Equity Incentive Plan on March 23, 2022. This award will vest as follows: 11,765 shares on March 1, 2023; 11,765 shares on March 1, 2024; and 11,765 shares on March 1, 2025.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. A restricted stock award of 35,295 was granted under the 2018 Equity Incentive Plan on March 23, 2022. This award will vest as follows: 11,765 shares on March 1, 2023; 11,765 shares on March 1, 2024; and 11,765 shares on March 1, 2025.

Read SEC document
March 01, 2023 Filed Mar 14, 2023 21:50 UTC
Zubeck Daniel TorqueCFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 7,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018570 · doc4.xml · derivative · entry 4

Zubeck Daniel Torque · CIK 0001885320 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 7,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. A restricted stock award of 36,000 was granted under the 2018 Equity Incentive Plan on March 1, 2021. This award will vest as follows: 7,200 shares on March 1, 2022; 7,200 shares on March 1, 2023; 7,200 shares on March 1, 2024; 7,200 shares on March 1, 2025; and 7,200 shares on March 1, 2026.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. A restricted stock award of 36,000 was granted under the 2018 Equity Incentive Plan on March 1, 2021. This award will vest as follows: 7,200 shares on March 1, 2022; 7,200 shares on March 1, 2023; 7,200 shares on March 1, 2024; 7,200 shares on March 1, 2025; and 7,200 shares on March 1, 2026.

Read SEC document
March 01, 2023 Filed Mar 14, 2023 21:50 UTC
Zubeck Daniel TorqueCFO & Treasurer
Tax withholdingCommon Stock 6,420 $3.14 $20,158.80
Disclosure

SEC source: 0001209191-23-018570 · doc4.xml · nonDerivative · entry 3

Zubeck Daniel Torque · CIK 0001885320 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,740

Read SEC document
March 01, 2023 Filed Mar 14, 2023 21:50 UTC
Zubeck Daniel TorqueCFO & Treasurer
Exercise / conversionCommon Stock 11,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018570 · doc4.xml · nonDerivative · entry 2

Zubeck Daniel Torque · CIK 0001885320 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 14, 2023 21:50 UTC
Zubeck Daniel TorqueCFO & Treasurer
Exercise / conversionCommon Stock 7,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018570 · doc4.xml · nonDerivative · entry 1

Zubeck Daniel Torque · CIK 0001885320 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 16:41 UTC GrantRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012541 · doc4.xml · derivative · entry 1

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares was granted under the 2018 Equity Incentive Plan on February 23, 2023 and will vest on February 23, 2024.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 16:38 UTC GrantRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012538 · doc4.xml · derivative · entry 1

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares was granted under the 2018 Equity Incentive Plan on February 23, 2023 and will vest on February 23, 2024.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 16:34 UTC GrantRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012532 · doc4.xml · derivative · entry 1

McHugh Daniel Jerome · CIK 0001812384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares was granted under the 2018 Equity Incentive Plan on February 23, 2023 and will vest on February 23, 2024.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 16:30 UTC GrantRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012528 · doc4.xml · derivative · entry 1

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares was granted under the 2018 Equity Incentive Plan on February 23, 2023 and will vest on February 23, 2024.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 16:20 UTC GrantRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012524 · doc4.xml · derivative · entry 1

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares was granted under the 2018 Equity Incentive Plan on February 23, 2023 and will vest on February 23, 2024.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 16:15 UTC GrantRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012519 · doc4.xml · derivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares was granted under the 2018 Equity Incentive Plan on February 23, 2023 and will vest on February 23, 2024.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:01 UTC Exercise / conversionRestricted Stock Award · Derivative 17,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008303 · doc4.xml · derivative · entry 2

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 17,588 shares were granted under the 2018 Equity Incentive Plan on February 8, 2022 that vested on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 20:01 UTC Exercise / conversionCommon Stock 17,588 $3.08 $54,171.04
Disclosure

SEC source: 0001209191-23-008303 · doc4.xml · nonDerivative · entry 1

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:57 UTC Exercise / conversionRestricted Stock Award · Derivative 17,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008301 · doc4.xml · derivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 17,588 shares were granted under the 2018 Equity Incentive Plan on February 8, 2022 that vested on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:57 UTC Exercise / conversionCommon Stock 17,588 $3.08 $54,171.04
Disclosure

SEC source: 0001209191-23-008301 · doc4.xml · nonDerivative · entry 1

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:54 UTC Exercise / conversionRestricted Stock Award · Derivative 17,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008299 · doc4.xml · derivative · entry 2

McHugh Daniel Jerome · CIK 0001812384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 17,588 shares were granted under the 2018 Equity Incentive Plan on February 8, 2022 that vested on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:54 UTC Exercise / conversionCommon Stock 17,588 $3.08 $54,171.04
Disclosure

SEC source: 0001209191-23-008299 · doc4.xml · nonDerivative · entry 1

McHugh Daniel Jerome · CIK 0001812384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:34 UTC Exercise / conversionRestricted Stock Award · Derivative 17,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008287 · doc4.xml · derivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 17,588 shares were granted under the 2018 Equity Incentive Plan on February 8, 2022 that vested on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:34 UTC Exercise / conversionCommon Stock 17,588 $3.08 $54,171.04
Disclosure

SEC source: 0001209191-23-008287 · doc4.xml · nonDerivative · entry 1

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:44 UTC Exercise / conversionRestricted Stock Award · Derivative 17,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008294 · doc4.xml · derivative · entry 2

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 17,588 shares were granted under the 2018 Equity Incentive Plan on February 8, 2022 that vested on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:44 UTC Exercise / conversionCommon Stock 17,588 $3.08 $54,171.04
Disclosure

SEC source: 0001209191-23-008294 · doc4.xml · nonDerivative · entry 1

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:22 UTC Exercise / conversionRestricted Stock Award · Derivative 17,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008283 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 17,588 shares were granted under the 2018 Equity Incentive Plan on February 8, 2022 that vested on February 8, 2023.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 19:22 UTC Exercise / conversionCommon Stock 17,588 $3.08 $54,171.04
Disclosure

SEC source: 0001209191-23-008283 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 17:04 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 2,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042503 · doc4.xml · derivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,649

Underlying: Common Stock · 2,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A Restricted Stock Award of 7,583 was granted under the 2018 Equity Incentive Plan on July 15, 2019. This is the final tranche of this award.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 17:04 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 1,050 $2.03 $2,131.50
Disclosure

SEC source: 0001209191-22-042503 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,536

Read SEC document
July 15, 2022 Filed Jul 19, 2022 17:04 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 2,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042503 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.