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RJET

REPUBLIC AIRWAYS HOLDINGS INC.

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0000810332
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291

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2024 Filed Jul 15, 2024 21:41 UTC Amendment GrantRestricted Stock Award · Derivative 31,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083687 · ownership.xml · derivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,377

Underlying: Common Stock · 31,377 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F2 · derivative.exercise_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F2 · derivative.expiration_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

Read SEC document
June 18, 2024 Filed Jul 15, 2024 21:36 UTC Amendment GrantRestricted Stock Award · Derivative 31,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083679 · ownership.xml · derivative · entry 1

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,377

Underlying: Common Stock · 31,377 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F2 · derivative.exercise_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F2 · derivative.expiration_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

Read SEC document
June 18, 2024 Filed Jul 15, 2024 21:35 UTC Amendment GrantRestricted Stock Award · Derivative 31,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083676 · ownership.xml · derivative · entry 1

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,377

Underlying: Common Stock · 31,377 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F2 · derivative.exercise_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F2 · derivative.expiration_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

Read SEC document
June 18, 2024 Filed Jul 15, 2024 21:28 UTC Amendment GrantRestricted Stock Award · Derivative 31,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083664 · ownership.xml · derivative · entry 1

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,377

Underlying: Common Stock · 31,377 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F2 · derivative.exercise_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F2 · derivative.expiration_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

Read SEC document
June 18, 2024 Filed Jul 15, 2024 21:31 UTC Amendment GrantRestricted Stock Award · Derivative 31,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083666 · ownership.xml · derivative · entry 1

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,377

Underlying: Common Stock · 31,377 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F2 · derivative.exercise_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F2 · derivative.expiration_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

Read SEC document
June 18, 2024 Filed Jul 16, 2024 20:18 UTC Amendment GrantRestricted Stock Award · Derivative 264,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083933 · ownership.xml · derivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,412

Underlying: Common Stock · 264,412 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 474,684 and the correct number of shares should have been 264,412. In addition, Column 9 incorrectly reported 590,434 shares beneficially owned and the number of shares should have been 264,412.

F2 · derivative.exercise_date: A restricted stock award of 264,412 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024. Tranches of this award will vest annually in equal one third increments.

F2 · derivative.expiration_date: A restricted stock award of 264,412 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024. Tranches of this award will vest annually in equal one third increments.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 474,684 and the correct number of shares should have been 264,412. In addition, Column 9 incorrectly reported 590,434 shares beneficially owned and the number of shares should have been 264,412.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 474,684 and the correct number of shares should have been 264,412. In addition, Column 9 incorrectly reported 590,434 shares beneficially owned and the number of shares should have been 264,412.

Read SEC document
June 18, 2024 Filed Jul 16, 2024 20:16 UTC Amendment
LOTZ MICHAELPresident & CFO
GrantRestricted Stock Award · Derivative 207,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083932 · ownership.xml · derivative · entry 1

LOTZ MICHAEL · CIK 0001179537 · President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,191

Underlying: Common Stock · 207,191 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 371,958 and the correct number of shares should have been 207,191. In addition, Column 9 incorrectly reported 463,113 shares beneficially owned and the number of shares should have been 207,191.

F2 · derivative.exercise_date: A restricted stock award of 207,191 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024. Tranches of this award will vest annually in equal one third increments.

F2 · derivative.expiration_date: A restricted stock award of 207,191 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024. Tranches of this award will vest annually in equal one third increments.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 371,958 and the correct number of shares should have been 207,191. In addition, Column 9 incorrectly reported 463,113 shares beneficially owned and the number of shares should have been 207,191.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 371,958 and the correct number of shares should have been 207,191. In addition, Column 9 incorrectly reported 463,113 shares beneficially owned and the number of shares should have been 207,191.

Read SEC document
June 18, 2024 Filed Jul 16, 2024 20:16 UTC Amendment
GILLMAN BRIAN SEVP/GC/Secretary
GrantRestricted Stock Award · Derivative 70,510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-083929 · ownership.xml · derivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,510

Underlying: Common Stock · 70,510 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 126,581 and the correct number of shares should have been 70,510. In addition, Column 9 incorrectly reported 155,519 shares beneficially owned and the number of shares should have been 70,510.

F2 · derivative.exercise_date: A restricted stock award of 70,510 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024. Tranches of this award will vest annually in equal one third increments.

F2 · derivative.expiration_date: A restricted stock award of 70,510 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024. Tranches of this award will vest annually in equal one third increments.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 126,581 and the correct number of shares should have been 70,510. In addition, Column 9 incorrectly reported 155,519 shares beneficially owned and the number of shares should have been 70,510.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5 and 7 was 126,581 and the correct number of shares should have been 70,510. In addition, Column 9 incorrectly reported 155,519 shares beneficially owned and the number of shares should have been 70,510.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 18,859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068857 · ownership.xml · derivative · entry 7

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,155

Underlying: Common stock · 18,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: A restricted stock award of 56,579 shares was granted under the 2018 Equity Incentive Plan on June 1, 2023. Additional tranches of this award will vest as follows: 18,860 shares on June 1, 2025 and 18,860 on June 1, 2026.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 53,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068857 · ownership.xml · derivative · entry 6

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,014

Underlying: Common stock · 53,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 160,305 shares was granted under the 2018 Equity Incentive Plan on June 1, 2022. The final tranche of this award will vest 53,435 shares on June 1, 2025.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 21,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068857 · ownership.xml · derivative · entry 5

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,449

Underlying: Common stock · 21,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 64,719 shares was granted under the 2018 Equity Incentive Plan on June 1, 2021. This is the final tranche of this award.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
LOTZ MICHAELPresident & Chief Officer
Tax withholdingCommon Stock 39,283 $1.22 $47,925.26
Disclosure

SEC source: 0000950170-24-068857 · ownership.xml · nonDerivative · entry 4

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 436,775

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 18,859 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068857 · ownership.xml · nonDerivative · entry 3

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 476,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 53,435 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068857 · ownership.xml · nonDerivative · entry 2

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 457,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 21,573 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068857 · ownership.xml · nonDerivative · entry 1

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 403,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC Exercise / conversionRestricted Stock Award · Derivative 24,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068847 · ownership.xml · derivative · entry 7

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,750

Underlying: Common stock · 24,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: A restricted stock award of 72,421 shares was granted under the 2018 Equity Incentive Plan on June 1, 2023. Additional tranches of this award will vest as follows: 24,140 shares on June 1, 2025, and 24,141 shares on June 1, 2026.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC Exercise / conversionRestricted Stock Award · Derivative 67,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068847 · ownership.xml · derivative · entry 6

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,890

Underlying: Common stock · 67,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 202,405 shares was granted under the 2018 Equity Incentive Plan on June 1, 2022. The final tranche of this award will vest 67,469 shares on June 1, 2025.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC Exercise / conversionRestricted Stock Award · Derivative 27,240 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068847 · ownership.xml · derivative · entry 5

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,358

Underlying: Common stock · 27,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 81,716 shares was granted under the 2018 Equity Incentive Plan on June 1, 2021. This is the final tranche of this award.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC Tax withholdingCommon Stock 49,738 $1.22 $60,680.36
Disclosure

SEC source: 0000950170-24-068847 · ownership.xml · nonDerivative · entry 4

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 830,267

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC Exercise / conversionCommon Stock 24,140 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068847 · ownership.xml · nonDerivative · entry 3

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 880,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC Exercise / conversionCommon Stock 67,468 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068847 · ownership.xml · nonDerivative · entry 2

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 855,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC Exercise / conversionCommon Stock 27,240 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068847 · ownership.xml · nonDerivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 788,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 6,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068846 · ownership.xml · derivative · entry 7

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,937

Underlying: Common stock · 6,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: A restricted stock award of 18,105 shares was granted under the 2018 Equity Incentive Plan on June 1, 2023. Additional tranches of this award will vest as follows: 6,035 shares on June 1, 2025 and 6,035 shares on June 1, 2026.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 16,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068846 · ownership.xml · derivative · entry 6

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,972

Underlying: Common stock · 16,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 50,601 shares was granted under the 2018 Equity Incentive Plan on June 1, 2022. The final tranche of this award will vest 16,867 shares on June 1, 2025.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 6,811 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068846 · ownership.xml · derivative · entry 5

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,839

Underlying: Common stock · 6,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 20,429 shares was granted under the 2018 Equity Incentive Plan on June 1, 2021.This is the final tranche of this award.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 13,415 $1.22 $16,366.30
Disclosure

SEC source: 0000950170-24-068846 · ownership.xml · nonDerivative · entry 4

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,124

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 6,035 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068846 · ownership.xml · nonDerivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 16,867 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068846 · ownership.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:15 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 6,811 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068846 · ownership.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:32 UTC Exercise / conversionRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003936 · doc4.xml · derivative · entry 2

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares were granted under the 2018 Equity Incentive Plan on February 23, 2023 that vested on February 23, 2024.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:32 UTC Exercise / conversionCommon Stock 28,935 $0.93 $26,909.55
Disclosure

SEC source: 0001209191-24-003936 · doc4.xml · nonDerivative · entry 1

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:30 UTC Exercise / conversionRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003935 · doc4.xml · derivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares were granted under the 2018 Equity Incentive Plan on February 23, 2023 that vested on February 23, 2024.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:30 UTC Exercise / conversionCommon Stock 28,935 $0.93 $26,909.55
Disclosure

SEC source: 0001209191-24-003935 · doc4.xml · nonDerivative · entry 1

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:27 UTC Exercise / conversionRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003934 · doc4.xml · derivative · entry 2

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares were granted under the 2018 Equity Incentive Plan on February 23, 2023 that vested on February 23, 2024.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:27 UTC Exercise / conversionCommon stock 28,935 $0.93 $26,909.55
Disclosure

SEC source: 0001209191-24-003934 · doc4.xml · nonDerivative · entry 1

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:21 UTC Exercise / conversionRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003932 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares were granted under the 2018 Equity Incentive Plan on February 23, 2023 that vested on February 23, 2024.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:21 UTC Exercise / conversionCommon Stock 28,935 $0.93 $26,909.55
Disclosure

SEC source: 0001209191-24-003932 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:25 UTC Exercise / conversionRestricted Stock Award · Derivative 28,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003933 · doc4.xml · derivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares were granted under the 2018 Equity Incentive Plan on February 23, 2023 that vested on February 23, 2024.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 17:25 UTC Exercise / conversionCommon stock 28,935 $0.93 $26,909.55
Disclosure

SEC source: 0001209191-24-003933 · doc4.xml · nonDerivative · entry 1

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:46 UTC GrantRestricted Stock Award · Derivative 72,421 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034088 · doc4.xml · derivative · entry 8

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,598

Underlying: Common Stock · 72,421 shares

Expires not disclosed

F4 · derivative.expiration_date: A restricted stock award of 72,421 shares was granted under the 2018 Equity Incentive Plan on June 1, 2023. Tranches of this award will vest annually in equal one third increments.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:46 UTC Exercise / conversionRestricted Stock Award · Derivative 67,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034088 · doc4.xml · derivative · entry 7

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,177

Underlying: Common Stock · 67,468 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: A restricted stock award of 202,405 shares was granted under the 2018 Equity Incentive Plan on June 1, 2022. Additional tranches of this award will vest as follows: 67,468 shares on June 1, 2024; and 67,469 shares on June 1, 2025.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:46 UTC Exercise / conversionRestricted Stock Award · Derivative 27,238 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034088 · doc4.xml · derivative · entry 6

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,645

Underlying: Common Stock · 27,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 81,716 shares was granted under the 2018 Equity Incentive Plan on June 1, 2021. The final tranche of this award will vest 27,240 shares on June 1, 2024.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:46 UTC Exercise / conversionRestricted Stock Award · Derivative 79,602 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034088 · doc4.xml · derivative · entry 5

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,883

Underlying: Common Stock · 79,602 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 238,806 was granted under the 2018 Equity Incentive Plan on June 1, 2020. This is the final tranche of this award.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:46 UTC Tax withholdingCommon Stock 77,655 $1.66 $128,907.30
Disclosure

SEC source: 0001209191-23-034088 · doc4.xml · nonDerivative · entry 4

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761,157

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:46 UTC Exercise / conversionCommon Stock 67,468 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034088 · doc4.xml · nonDerivative · entry 3

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:46 UTC Exercise / conversionCommon Stock 27,238 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034088 · doc4.xml · nonDerivative · entry 2

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:46 UTC Exercise / conversionCommon Stock 79,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034088 · doc4.xml · nonDerivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:41 UTC
LOTZ MICHAELPresident & Chief Officer
GrantRestricted Stock Award · Derivative 56,579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034070 · doc4.xml · derivative · entry 8

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,022

Underlying: Common Stock · 56,579 shares

Expires not disclosed

F4 · derivative.expiration_date: A restricted stock award of 56,579 shares was granted under the 2018 Equity Incentive Plan on June 1, 2023. Tranches of this award will vest annually in equal one third increments.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:41 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 53,435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034070 · doc4.xml · derivative · entry 7

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,443

Underlying: Common Stock · 53,435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: A restricted stock award of 160,305 was granted under the 2018 Equity Incentive Plan on June 1, 2022. Additional tranches of this award will vest as follows: 53,435 shares on June 1, 2024; and 53,435 shares on June 1, 2025.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:41 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionRestricted Stock Award · Derivative 21,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034070 · doc4.xml · derivative · entry 6

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,878

Underlying: Common Stock · 21,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 64,719 was granted under the 2018 Equity Incentive Plan on June 1, 2021. The final tranche of this award will vest 21,573 shares on June 1, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.