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RJET

REPUBLIC AIRWAYS HOLDINGS INC.

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0000810332
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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2018 Filed Aug 15, 2018 00:46 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $6.80 $0.00
Disclosure

SEC source: 0000899243-18-022419 · doc4.xml · derivative · entry 4

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-07-20

F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:46 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Disposition to issuerRestricted Stock Units · Derivative 7,160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022419 · doc4.xml · derivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,160 shares

Expires not disclosed

F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:46 UTC
GILLMAN BRIAN SEVP/GC/Secretary
GrantCommon Stock 16,515 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022419 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,185

F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 13,888 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:37 UTC GrantRestricted Stock Award · Derivative 33,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022415 · doc4.xml · derivative · entry 8

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,575

Underlying: Common Stock · 33,575 shares

Expires not disclosed

F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:37 UTC Disposition to issuerRestricted Stock Award · Derivative 2,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022415 · doc4.xml · derivative · entry 7

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,978 shares

Expires not disclosed

F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:37 UTC Disposition to issuerStock Appreciation Rights · Derivative 27,381 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000899243-18-022415 · doc4.xml · derivative · entry 6

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,381 shares

Expires 2027-01-16

F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:37 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0000899243-18-022415 · doc4.xml · derivative · entry 5

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-01-18

F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:37 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0000899243-18-022415 · doc4.xml · derivative · entry 4

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-07-20

F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:37 UTC Disposition to issuerRestricted Stock Units · Derivative 14,648 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022415 · doc4.xml · derivative · entry 3

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,648 shares

Expires not disclosed

F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:37 UTC GrantCommon Stock 28,891 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022415 · doc4.xml · nonDerivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,379

F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:34 UTC GrantRestricted Stock Award · Derivative 33,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022412 · doc4.xml · derivative · entry 8

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,575

Underlying: Common Stock · 33,575 shares

Expires not disclosed

F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:34 UTC Disposition to issuerRestricted Stock Award · Derivative 2,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022412 · doc4.xml · derivative · entry 7

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,978 shares

Expires not disclosed

F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:34 UTC Disposition to issuerStock Appreciation Rights · Derivative 27,381 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000899243-18-022412 · doc4.xml · derivative · entry 6

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,381 shares

Expires 2027-01-16

F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:34 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0000899243-18-022412 · doc4.xml · derivative · entry 5

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-01-18

F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:34 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0000899243-18-022412 · doc4.xml · derivative · entry 4

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-07-20

F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:34 UTC Disposition to issuerRestricted Stock Units · Derivative 14,648 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022412 · doc4.xml · derivative · entry 3

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,648 shares

Expires not disclosed

F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:34 UTC GrantCommon Stock 28,891 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022412 · doc4.xml · nonDerivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,379

F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:36 UTC
LOTZ MICHAELPresident and CFO
GrantRestricted Stock Award · Derivative 314,303 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022414 · doc4.xml · derivative · entry 9

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,303

Underlying: Common Stock · 314,303 shares

Expires not disclosed

F7 · price: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 31,600 shares on January 21, 2019; 122,845 shares on June 1, 2019; 27,000 shares on July 21, 2019; 76,930 shares on June 1, 2020; 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.

F7 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 31,600 shares on January 21, 2019; 122,845 shares on June 1, 2019; 27,000 shares on July 21, 2019; 76,930 shares on June 1, 2020; 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:36 UTC
LOTZ MICHAELPresident and CFO
Disposition to issuerRestricted Stock Award · Derivative 59,720 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022414 · doc4.xml · derivative · entry 8

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,720 shares

Expires not disclosed

F6 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F6 · price: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F6 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F6 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:36 UTC
LOTZ MICHAELPresident and CFO
Disposition to issuerRestricted Stock Award · Derivative 45,915 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022414 · doc4.xml · derivative · entry 7

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,915 shares

Expires not disclosed

F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · price: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:36 UTC
LOTZ MICHAELPresident and CFO
Disposition to issuerRestricted Stock Award · Derivative 54,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022414 · doc4.xml · derivative · entry 6

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,000 shares

Expires not disclosed

F4 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F4 · price: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F4 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F4 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:36 UTC
LOTZ MICHAELPresident and CFO
Disposition to issuerStock Appreciation Rights · Derivative 180,000 Not disclosed Strike: $7.10 Not disclosed
Disclosure

SEC source: 0000899243-18-022414 · doc4.xml · derivative · entry 5

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,000 shares

Expires 2026-01-18

F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 60,000 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · price: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 60,000 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 60,000 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:36 UTC
LOTZ MICHAELPresident and CFO
Disposition to issuerStock Appreciation Rights · Derivative 180,000 Not disclosed Strike: $6.80 Not disclosed
Disclosure

SEC source: 0000899243-18-022414 · doc4.xml · derivative · entry 4

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 180,000 shares

Expires 2025-07-20

F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · price: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:36 UTC
LOTZ MICHAELPresident and CFO
Disposition to issuerRestricted Stock Units · Derivative 36,280 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-022414 · doc4.xml · derivative · entry 3

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,280 shares

Expires not disclosed

F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · price: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:36 UTC
LOTZ MICHAELPresident and CFO
GrantCommon Stock 89,769 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022414 · doc4.xml · nonDerivative · entry 2

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,549

F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 60,000 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:32 UTC GrantRestricted Stock Award · Derivative 33,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 8

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,575

Underlying: Common Stock · 33,575 shares

Expires not disclosed

F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:32 UTC Disposition to issuerRestricted Stock Award · Derivative 2,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 7

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,978 shares

Expires not disclosed

F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:32 UTC Disposition to issuerStock Appreciation Rights · Derivative 27,381 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 6

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,381 shares

Expires 2027-01-16

F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:32 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 5

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-01-18

F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:32 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 4

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-07-20

F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:32 UTC Disposition to issuerRestricted Stock Units · Derivative 14,648 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 3

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,648 shares

Expires not disclosed

F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:32 UTC GrantCommon Stock 28,891 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022410 · doc4.xml · nonDerivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,379

F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:31 UTC
Lyon G GrantDirector
GrantRestricted Stock Award · Derivative 33,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022408 · doc4.xml · derivative · entry 8

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,575

Underlying: Common Stock · 33,575 shares

Expires not disclosed

F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:31 UTC
Lyon G GrantDirector
Disposition to issuerRestricted Stock Award · Derivative 2,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022408 · doc4.xml · derivative · entry 7

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,978 shares

Expires not disclosed

F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:31 UTC
Lyon G GrantDirector
Disposition to issuerStock Appreciation Rights · Derivative 27,381 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000899243-18-022408 · doc4.xml · derivative · entry 6

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,381 shares

Expires 2027-01-16

F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:31 UTC
Lyon G GrantDirector
Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0000899243-18-022408 · doc4.xml · derivative · entry 5

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-01-18

F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:31 UTC
Lyon G GrantDirector
Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0000899243-18-022408 · doc4.xml · derivative · entry 4

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-07-20

F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:31 UTC
Lyon G GrantDirector
Disposition to issuerRestricted Stock Units · Derivative 14,648 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022408 · doc4.xml · derivative · entry 3

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,648 shares

Expires not disclosed

F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:31 UTC
Lyon G GrantDirector
GrantCommon Stock 28,891 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022408 · doc4.xml · nonDerivative · entry 2

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,379

F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC GrantRestricted Stock Award · Derivative 33,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 8

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,575

Underlying: Common Stock · 33,575 shares

Expires not disclosed

F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC Disposition to issuerRestricted Stock Award · Derivative 2,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 7

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,978 shares

Expires not disclosed

F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC Disposition to issuerStock Appreciation Rights · Derivative 27,381 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 6

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,381 shares

Expires 2027-01-16

F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 5

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-01-18

F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 4

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-07-20

F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC Disposition to issuerRestricted Stock Units · Derivative 14,648 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 3

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,648 shares

Expires not disclosed

F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC GrantCommon Stock 28,891 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022404 · doc4.xml · nonDerivative · entry 2

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,379

F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC GrantRestricted Stock Award · Derivative 33,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022403 · doc4.xml · derivative · entry 8

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,575

Underlying: Common Stock · 33,575 shares

Expires not disclosed

F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC Disposition to issuerRestricted Stock Award · Derivative 2,978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022403 · doc4.xml · derivative · entry 7

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,978 shares

Expires not disclosed

F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC Disposition to issuerStock Appreciation Rights · Derivative 27,381 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0000899243-18-022403 · doc4.xml · derivative · entry 6

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,381 shares

Expires 2027-01-16

F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:29 UTC Disposition to issuerStock Appreciation Rights · Derivative 25,000 $0.00 Strike: $7.10 $0.00
Disclosure

SEC source: 0000899243-18-022403 · doc4.xml · derivative · entry 5

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-01-18

F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.