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RJET

REPUBLIC AIRWAYS HOLDINGS INC.

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5114
SEC CIK
0000810332
Parsed reports
291

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2019 Filed Jun 4, 2019 22:36 UTC
LOTZ MICHAELPresident & Chief Officer
Exercise / conversionCommon Stock 122,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034531 · doc4.xml · nonDerivative · entry 1

LOTZ MICHAEL · CIK 0001179537 · President & Chief Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:32 UTC GrantRestricted Stock Units · Derivative 87,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034528 · doc4.xml · derivative · entry 4

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,719

Underlying: Common Stock · 87,719 shares

Expires not disclosed

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one third increments beginning on June 1, 2020 until fully vested.

F2 · derivative.underlying: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one third increments beginning on June 1, 2020 until fully vested.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:32 UTC Exercise / conversionRestricted Stock Award · Derivative 155,106 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034528 · doc4.xml · derivative · entry 3

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,659

Underlying: Common Stock · 87,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 407,654 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 37,500 shares on July 21, 2019; 97,133 shares on June 1, 2020; 37,500 shares on July 21, 2020; and 36,526 shares on June 1, 2021.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:32 UTC Tax withholdingCommon Stock 61,182 $9.12 $557,979.84
Disclosure

SEC source: 0001209191-19-034528 · doc4.xml · nonDerivative · entry 2

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,434

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:32 UTC Exercise / conversionCommon Stock 155,106 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034528 · doc4.xml · nonDerivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:20 UTC
GILLMAN BRIAN SEVP/GC/Secretary
GrantRestricted Stock Units · Derivative 13,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034517 · doc4.xml · derivative · entry 4

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,706

Underlying: Common Stock · 13,706 shares

Expires not disclosed

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest annually in equal one third increments beginning on June 1, 2020 until fully vested.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:20 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionRestricted Stock Award · Derivative 24,237 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034517 · doc4.xml · derivative · entry 3

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,886

Underlying: Common Stock · 24,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 92,437 was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 7,500 shares on July 21, 2019; 15,179 shares on June 1, 2020; 5,707 shares on June 1, 2021; and 7,500 shares on July 21, 2020.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:20 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 10,051 $9.12 $91,665.12
Disclosure

SEC source: 0001209191-19-034517 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,903

Read SEC document
June 01, 2019 Filed Jun 4, 2019 22:20 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 24,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034517 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2019 Filed Apr 12, 2019 00:54 UTC Exercise / conversionRestricted Grant Award · Derivative 9,764 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024432 · doc4.xml · derivative · entry 2

PICCO GIACOMO · CIK 0001747983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

F1 · derivative.expiration_date: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

Read SEC document
April 09, 2019 Filed Apr 12, 2019 00:54 UTC Exercise / conversionCommon Stock 9,764 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024432 · doc4.xml · nonDerivative · entry 1

PICCO GIACOMO · CIK 0001747983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

Read SEC document
April 09, 2019 Filed Apr 12, 2019 00:43 UTC Exercise / conversionRestricted Grant Award · Derivative 17,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024427 · doc4.xml · derivative · entry 2

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

F1 · derivative.exercise_date: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

F1 · derivative.expiration_date: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

Read SEC document
April 09, 2019 Filed Apr 12, 2019 00:43 UTC Exercise / conversionCommon Stock 17,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024427 · doc4.xml · nonDerivative · entry 1

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

Read SEC document
April 09, 2019 Filed Apr 12, 2019 00:05 UTC GrantRestricted Stock Units · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024418 · doc4.xml · derivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Underlying: Common Stock · 10,993 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 23:55 UTC GrantRestricted Stock Units · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024416 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Underlying: Common Stock · 10,993 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 23:45 UTC GrantRestricted Stock Units · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024414 · doc4.xml · derivative · entry 2

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Underlying: Common Stock · 10,993 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest at the earlier of one year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 23:23 UTC GrantRestricted Stock Units · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024408 · doc4.xml · derivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Underlying: Common Stock · 10,993 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest at the earlier of one year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 23:05 UTC GrantRestricted Stock Units · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024404 · doc4.xml · derivative · entry 2

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Underlying: Common Stock · 10,993 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
April 09, 2019 Filed Apr 12, 2019 20:50 UTC
Lyon G GrantDirector
GrantRestricted Stock Units · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024491 · doc4.xml · derivative · entry 2

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Underlying: Common Stock · 10,993 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
April 09, 2019 Filed Apr 12, 2019 15:46 UTC GrantRestricted Stock Units · Derivative 10,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-024454 · doc4.xml · derivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Underlying: Common Stock · 10,993 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:09 UTC Exercise / conversionRestricted Stock Award · Derivative 1,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001794 · doc4.xml · derivative · entry 4

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

Underlying: Common Stock · 1,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:09 UTC Exercise / conversionCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001794 · doc4.xml · nonDerivative · entry 2

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:06 UTC Exercise / conversionRestricted Stock Award · Derivative 1,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001789 · doc4.xml · derivative · entry 4

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

Underlying: Common Stock · 1,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:06 UTC Exercise / conversionCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001789 · doc4.xml · nonDerivative · entry 2

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:06 UTC Exercise / conversionRestricted Stock Award · Derivative 1,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001788 · doc4.xml · derivative · entry 4

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

Underlying: Common Stock · 1,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:06 UTC Exercise / conversionCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001788 · doc4.xml · nonDerivative · entry 2

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:05 UTC Exercise / conversionRestricted Stock Award · Derivative 1,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001785 · doc4.xml · derivative · entry 4

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

Underlying: Common Stock · 1,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:05 UTC Exercise / conversionCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001785 · doc4.xml · nonDerivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:01 UTC
Lyon G GrantDirector
Exercise / conversionRestricted Stock Award · Derivative 1,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001778 · doc4.xml · derivative · entry 4

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

Underlying: Common Stock · 1,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:01 UTC
Lyon G GrantDirector
Exercise / conversionCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001778 · doc4.xml · nonDerivative · entry 2

Lyon G Grant · CIK 0001305944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:03 UTC Exercise / conversionRestricted Stock Award · Derivative 1,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001781 · doc4.xml · derivative · entry 4

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

Underlying: Common Stock · 1,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:03 UTC Exercise / conversionCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001781 · doc4.xml · nonDerivative · entry 2

SKIADOS SPYRIDON · CIK 0001748007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:00 UTC Exercise / conversionRestricted Stock Award · Derivative 1,488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001777 · doc4.xml · derivative · entry 4

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

Underlying: Common Stock · 1,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 23, 2019 Filed Jan 24, 2019 01:00 UTC Exercise / conversionCommon Stock 1,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001777 · doc4.xml · nonDerivative · entry 2

Schiller Harvey W · CIK 0001331853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 02:10 UTC
ORNSTEIN JONATHAN GDirector · Chairman/CEO
Exercise / conversionRestricted Stock Award · Derivative 43,889 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001811 · doc4.xml · derivative · entry 3

ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,765

Underlying: Common Stock · 43,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 407,654 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 155,106 shares on June 1, 2019; 37,500 shares on July 21, 2019; 97,133 shares on June 1, 2020; 37,500 shares on July 21, 2020; and 36,526 shares on June 1, 2021.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 02:10 UTC
ORNSTEIN JONATHAN GDirector · Chairman/CEO
Tax withholdingCommon Stock 12,999 $8.65 $112,441.35
Disclosure

SEC source: 0000899243-19-001811 · doc4.xml · nonDerivative · entry 2

ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,509

Read SEC document
January 21, 2019 Filed Jan 24, 2019 02:10 UTC
ORNSTEIN JONATHAN GDirector · Chairman/CEO
Exercise / conversionCommon Stock 43,889 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001811 · doc4.xml · nonDerivative · entry 1

ORNSTEIN JONATHAN G · CIK 0001054973 · Director · Chairman/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:12 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Tax withholdingCommon Stock 2,476 $8.65 $21,417.40
Disclosure

SEC source: 0000899243-19-001796 · doc4.xml · nonDerivative · entry 2

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,716

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:12 UTC
GILLMAN BRIAN SEVP/GC/Secretary
Exercise / conversionCommon Stock 7,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001796 · doc4.xml · nonDerivative · entry 1

GILLMAN BRIAN S · CIK 0001091909 · EVP/GC/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:09 UTC Exercise / conversionRestricted Stock Award · Derivative 10,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001794 · doc4.xml · derivative · entry 3

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522

Underlying: Common Stock · 10,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:09 UTC Exercise / conversionCommon Stock 10,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001794 · doc4.xml · nonDerivative · entry 1

GORDON MITCHELL I · CIK 0001110121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:07 UTC Exercise / conversionCommon Stock · Derivative 7,732 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001790 · doc4.xml · derivative · entry 3

FERVERDA MICHAEL L · CIK 0001179544 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,720

Underlying: Common Stock · 7,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 22,203 was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 2,500 shares on July 21, 2019; 1,750 shares on January 16, 2020; 4,221 shares on January 21, 2020; 2,499 shares on June 21, 2020; and 1,750 shares on January 16, 2021.

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January 21, 2019 Filed Jan 24, 2019 01:07 UTC Tax withholdingCommon Stock 2,617 $8.65 $22,637.05
Disclosure

SEC source: 0000899243-19-001790 · doc4.xml · nonDerivative · entry 2

FERVERDA MICHAEL L · CIK 0001179544 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,204

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:07 UTC Exercise / conversionCommon Stock 7,732 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001790 · doc4.xml · nonDerivative · entry 1

FERVERDA MICHAEL L · CIK 0001179544 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:06 UTC Exercise / conversionRestricted Stock Award · Derivative 10,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001789 · doc4.xml · derivative · entry 3

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522

Underlying: Common Stock · 10,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:06 UTC Exercise / conversionCommon Stock 10,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001789 · doc4.xml · nonDerivative · entry 1

LOCKHART DANA J · CIK 0001747982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:06 UTC Exercise / conversionRestricted Stock Award · Derivative 10,170 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001788 · doc4.xml · derivative · entry 3

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522

Underlying: Common Stock · 10,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:06 UTC Exercise / conversionCommon Stock 10,170 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001788 · doc4.xml · nonDerivative · entry 1

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2019 Filed Jan 24, 2019 01:05 UTC
LOTZ MICHAELPresident and CFO
Exercise / conversionRestricted Stock Award · Derivative 31,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-19-001786 · doc4.xml · derivative · entry 3

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,703

Underlying: Common Stock · 31,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 314,303 was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 122,845 shares on June 1, 2019; 27,000 shares on July 21, 2019; 76,930 shares on June 1, 2020; 27,000 shares on July 21, 2020; and 28,928 shares on June 1, 2021.

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January 21, 2019 Filed Jan 24, 2019 01:05 UTC
LOTZ MICHAELPresident and CFO
Tax withholdingCommon Stock 9,525 $8.65 $82,391.25
Disclosure

SEC source: 0000899243-19-001786 · doc4.xml · nonDerivative · entry 2

LOTZ MICHAEL · CIK 0001179537 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,817

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.