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Nasdaq · USD

RIVN

Rivian Automotive, Inc. / DE

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Tapewire entity
3226
SEC CIK
0001874178
Parsed reports
288

Last 12 months

Inside the activity.

2 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202603
Feb 202602
Mar 202603
Apr 202612
May 202614
Jun 202601
Jul 202601
Aug 202602
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2024 Filed Jan 24, 2024 22:08 UTC GrantClass A Common Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-002079 · wk-form4_1706134104.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,324

F1 · shares: Represents an award of 913 restricted stock units, which vested on January 22, 2024. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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November 16, 2023 Filed Nov 18, 2023 01:00 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 3,265 $17.08 $55,766.20
Disclosure

SEC source: 0001209191-23-055915 · doc4.xml · nonDerivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,030

F4 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023. The sale was made under an exception to the restrictions under the Lock-Up Agreement for an "Existing Trading Plan" (as defined therein).

F3 · balance_after: The shares of Class A Common Stock beneficially owned by the Reporting Person following the transactions reported on this Form 4 are subject to a lock-up agreement (the "Lock-Up Agreement") between the Reporting Person and Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, and J.P. Morgan Securities LLC, dated October 5, 2023 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 60 days following the Lock-up Date, subject to certain enumerated exceptions in the Lock-Up Agreement.

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November 15, 2023 Filed Nov 18, 2023 01:00 UTC
Baker JeffChief Accounting Officer
Tax withholdingClass A Common Stock 3,898 $16.90 $65,876.20
Disclosure

SEC source: 0001209191-23-055914 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,934

F1 · shares: 3,898 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 11,264 Restricted Stock Units on November 15, 2023.

F2 · price: The closing price of the Company's Class A Common Stock on November 14, 2023.

F3 · balance_after: The shares of Class A Common Stock beneficially owned by the Reporting Person following the transaction reported on this Form 4 are subject to a lock-up agreement (the "Lock-Up Agreement") between the Reporting Person and Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, and J.P. Morgan Securities LLC, dated October 5, 2023 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 60 days following the Lock-up Date, subject to certain enumerated exceptions in the Lock-Up Agreement.

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November 15, 2023 Filed Nov 18, 2023 01:00 UTC
McDonough ClaireChief Financial Officer
Tax withholdingClass A Common Stock 1,727 $16.90 $29,186.30
Disclosure

SEC source: 0001209191-23-055915 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,295

F1 · shares: 1,727 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 4,992 Restricted Stock Units on November 15, 2023.

F2 · price: The closing price of the Company's Class A Common Stock on November 14, 2023.

F3 · balance_after: The shares of Class A Common Stock beneficially owned by the Reporting Person following the transactions reported on this Form 4 are subject to a lock-up agreement (the "Lock-Up Agreement") between the Reporting Person and Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, and J.P. Morgan Securities LLC, dated October 5, 2023 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 60 days following the Lock-up Date, subject to certain enumerated exceptions in the Lock-Up Agreement.

Read SEC document
October 23, 2023 Filed Mar 5, 2026 22:10 UTC SaleClass A Common Stock 490 $17.07 $8,365.57
Disclosure

SEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 7

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,820

F2 · kind: The Reporting Person's sale of 490 shares Class A common stock on October 25, 2023 at a price of $17.0726 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 490 shares, with the Reporting Person's purchase of 1,250 shares of Class A common stock on April 17, 2024 at a price of $8.844 per share. The Reporting Person paid to the Issuer $4,032.01, representing the full amount of the profit realized in connection with the short-swing transaction.

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October 20, 2023 Filed Oct 21, 2023 01:00 UTC
Gruner KjellChief Commercial Officer
GrantStock Option · Derivative 260,984 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001209191-23-053285 · doc4.xml · derivative · entry 2

Gruner Kjell · CIK 0001933737 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,984

Underlying: Class A Common Stock · 260,984 shares

Expires 2033-10-20

F2 · derivative.exercise_date: The stock option will vest annually as to 25% of the underlying shares over the next four anniversaries of October 20, 2023.

Read SEC document
October 20, 2023 Filed Oct 21, 2023 01:00 UTC
Gruner KjellChief Commercial Officer
GrantClass A Common Stock 434,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053285 · doc4.xml · nonDerivative · entry 1

Gruner Kjell · CIK 0001933737 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,972

F1 · shares: Represents an award of 434,972 restricted stock units ("RSUs") which will vest on each of the next sixteen quarterly anniversaries after November 15, 2023. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

Read SEC document
October 20, 2023 Filed Oct 24, 2023 21:00 UTC GrantClass A Common Stock 815 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053523 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,349

F1 · shares: Represents an award of 815 restricted stock units, which vested on October 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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October 20, 2023 Filed Oct 25, 2023 01:00 UTC GrantClass A Common Stock 806 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053520 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,830

F1 · shares: Represents an award of 806 restricted stock units, which vested on October 20, 2023. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
October 20, 2023 Filed Oct 25, 2023 01:00 UTC
Boone KarenDirector
GrantClass A Common Stock 1,196 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053522 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,018

F1 · shares: Represents an award of 1,196 restricted stock units, which vested on October 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
October 20, 2023 Filed Oct 25, 2023 01:00 UTC GrantClass A Common Stock 842 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053524 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,411

F1 · shares: Represents an award of 842 restricted stock units, which vested on October 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
October 20, 2023 Filed Oct 25, 2023 01:00 UTC GrantClass A Common Stock 543 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-053521 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,682

F1 · shares: Represents an award of 543 restricted stock units, which vested on July 20, 2023. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
September 15, 2023 Filed Sep 20, 2023 00:00 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 3,265 $24.24 $79,143.60
Disclosure

SEC source: 0001209191-23-050096 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,030

F1 · kind: The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 21:08 UTC
Scaringe Robert JDirector · Chief Executive Officer
GrantStock Option · Derivative 604,352 $0.00 Strike: $20.07 $0.00
Disclosure

SEC source: 0001209191-23-047630 · doc4.xml · derivative · entry 4

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604,352

Underlying: Class A Common Stock · 604,352 shares

Expires 2033-08-25

F2 · derivative.exercise_date: The stock option will vest annually as to 25% of the underlying shares over the next four anniversaries of August 25, 2023.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 21:08 UTC
Scaringe Robert JDirector · Chief Executive Officer
GrantClass A Common Stock 302,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047630 · doc4.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,296

F1 · shares: Represents an award of 302,176 restricted stock units ("RSUs") which will vest on each of the next sixteen quarterly anniversaries after November 15, 2023. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 21:08 UTC
McDonough ClaireChief Financial Officer
GrantStock Option · Derivative 201,452 $0.00 Strike: $20.07 $0.00
Disclosure

SEC source: 0001209191-23-047629 · doc4.xml · derivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,452

Underlying: Class A Common Stock · 201,452 shares

Expires 2033-08-25

F2 · derivative.exercise_date: The stock option will vest annually as to 25% of the underlying shares over the next four anniversaries of August 25, 2023.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 21:08 UTC
McDonough ClaireChief Financial Officer
GrantClass A Common Stock 100,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047629 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,295

F1 · shares: Represents an award of 100,726 restricted stock units ("RSUs") which will vest on each of the next sixteen quarterly anniversaries after November 15, 2023. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

Read SEC document
August 21, 2023 Filed Aug 24, 2023 00:00 UTC
Krafcik JohnDirector
GrantClass A Common Stock 18,465 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047131 · doc4.xml · nonDerivative · entry 1

Krafcik John · CIK 0001607879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,465

F1 · shares: Represents an award of (i) 8,393 restricted stock units ("RSUs") which will vest on June 21, 2024, the anniversary of the Issuer's 2023 annual meeting of stockholders and (ii) 10,072 RSUs which will vest annually in equal installments on the next three anniversaries of August 15, 2023. The RSUs were granted pursuant to the Issuer's Non-Employee Director Compensation Program as previously disclosed in the Issuer's Form 8-K as filed with the SEC on August 2, 2023.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:25 UTC
Baker JeffChief Accounting Officer
Tax withholdingClass A Common Stock 3,897 $21.56 $84,019.32
Disclosure

SEC source: 0001209191-23-046469 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,568

F1 · shares: 3,897 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 11,261 Restricted Stock Units on August 15, 2023.

F2 · price: The closing price of the Company's Class A Common Stock on August 14, 2023.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:25 UTC
McDonough ClaireChief Financial Officer
Tax withholdingClass A Common Stock 1,727 $21.56 $37,234.12
Disclosure

SEC source: 0001209191-23-046471 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,569

F1 · shares: 1,727 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 4,992 Restricted Stock Units on August 15, 2023.

F2 · price: The closing price of the Company's Class A Common Stock on August 14, 2023.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 20:00 UTC GrantClass A Common Stock 1,285 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043261 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,354

F1 · shares: Represents an award of 1,285 restricted stock units, which vested on July 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
July 20, 2023 Filed Jul 25, 2023 00:00 UTC GrantClass A Common Stock 1,327 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043263 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,024

F1 · shares: Represents an award of 1,327 restricted stock units, which vested on July 20, 2023. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
July 20, 2023 Filed Jul 25, 2023 00:00 UTC
Boone KarenDirector
GrantClass A Common Stock 1,884 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043259 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,822

F1 · shares: Represents an award of 1,884 restricted stock units, which vested on July 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
July 20, 2023 Filed Jul 25, 2023 00:00 UTC GrantClass A Common Stock 1,327 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043262 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,569

F1 · shares: Represents an award of 1,327 restricted stock units, which vested on July 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
July 20, 2023 Filed Jul 25, 2023 00:00 UTC GrantClass A Common Stock 856 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043260 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,139

F1 · shares: Represents an award of 856 restricted stock units, which vested on July 20, 2023. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
July 06, 2023 Filed Mar 5, 2026 22:10 UTC PurchaseClass A Common Stock 490 $20.67 $10,130.55
Disclosure

SEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 6

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,310

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:00 UTC GrantClass A Common Stock 18,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039521 · doc4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,784

F1 · shares: Represents an award of 18,208 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The RSUs will settle in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 19:00 UTC GrantClass A Common Stock 18,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039525 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,069

F1 · shares: Represents an award of 18,208 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:00 UTC GrantClass A Common Stock 18,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039523 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,697

F1 · shares: Represents an award of 18,208 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The RSUs will settle in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:00 UTC
Boone KarenDirector
GrantClass A Common Stock 18,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039524 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,938

F1 · shares: Represents an award of 18,208 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:00 UTC GrantClass A Common Stock 18,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039526 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,242

F1 · shares: Represents an award of 18,208 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:00 UTC GrantClass A Common Stock 18,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039522 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,283

F1 · shares: Represents an award of 18,208 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The RSUs will settle in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 23:00 UTC
McDonough ClaireChief Financial Officer
SaleClass A Common Stock 3,625 $13.71 $49,698.75
Disclosure

SEC source: 0001209191-23-035573 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,304

Read SEC document
June 06, 2023 Filed Jun 8, 2023 23:00 UTC
Baker JeffChief Accounting Officer
SaleClass A Common Stock 20,000 $14.53 $290,600.00
Disclosure

SEC source: 0001209191-23-035572 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,204

Read SEC document
June 01, 2023 Filed Jun 2, 2023 23:00 UTC
Baker JeffChief Accounting Officer
SaleClass A Common Stock 30,798 $14.70 $452,764.48
Disclosure

SEC source: 0001209191-23-034018 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,204

F1 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $14.7001 to $14.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 19, 2023 Filed May 23, 2023 23:00 UTC
Baker JeffChief Accounting Officer
GrantClass A Common Stock 879 $11.45 $10,064.11
Disclosure

SEC source: 0001209191-23-031757 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,002

F1 · security: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Rivian Automotive, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") for the purchase period of November 21, 2022 through May 19, 2023 (the "Offering Period"). The acquisition of those 879 shares was also exempt pursuant to Rule 16b-3(c).

F2 · date: The Offering Period ended on May 19, 2023, and the shares were acquired on the last business day of the Offering Period.

F3 · price: In accordance with the ESPP, these shares were purchased at a price that represented 85% of the closing price of the Issuer's Class A Common Stock on May 19, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 23:01 UTC
Scaringe Robert JDirector · Chief Executive Officer
GiftClass A Common Stock 1,705,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030812 · doc4.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,632,766

F1 · kind: Represents a charitable donation of 1,705,231 shares of Class A Common Stock. No shares were sold by the Reporting Person.

Read SEC document
May 15, 2023 Filed May 17, 2023 23:00 UTC
Baker JeffChief Accounting Officer
Tax withholdingClass A Common Stock 1,927 $12.91 $24,877.57
Disclosure

SEC source: 0001209191-23-030400 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,123

F1 · shares: 1,927 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 5,566 Restricted Stock Units on May 15, 2023.

F2 · price: The closing price of the Company's Class A Common Stock on May 12, 2023.

Read SEC document
May 15, 2023 Filed May 17, 2023 23:00 UTC
McDonough ClaireChief Financial Officer
Tax withholdingClass A Common Stock 1,727 $12.91 $22,295.57
Disclosure

SEC source: 0001209191-23-030399 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,929

F1 · shares: 1,727 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 4,992 Restricted Stock Units on May 15, 2023.

F2 · price: The closing price of the Company's Class A Common Stock on May 12, 2023.

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April 27, 2023 Filed May 2, 2023 00:00 UTC
Baker JeffChief Accounting Officer
GrantClass A Common Stock 45,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026371 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,050

F1 · shares: Represents an award of 45,583 restricted stock units ("RSUs") which will vest on each of the next eight quarterly anniversaries after May 15, 2023. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

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April 20, 2023 Filed Apr 21, 2023 17:00 UTC GrantClass A Common Stock 1,139 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025218 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,861

F1 · shares: Represents an award of 1,139 restricted stock units, which vested on April 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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April 20, 2023 Filed Apr 21, 2023 21:00 UTC GrantClass A Common Stock 1,358 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025220 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,489

F1 · shares: Represents an award of 1,358 restricted stock units, which vested on April 20, 2023. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

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April 20, 2023 Filed Apr 21, 2023 21:00 UTC
Boone KarenDirector
GrantClass A Common Stock 1,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025221 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,730

F1 · shares: Represents an award of 1,928 restricted stock units, which vested on April 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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April 20, 2023 Filed Apr 21, 2023 21:00 UTC GrantClass A Common Stock 1,358 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025219 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,034

F1 · shares: Represents an award of 1,358 restricted stock units, which vested on April 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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April 20, 2023 Filed Apr 21, 2023 21:00 UTC GrantClass A Common Stock 876 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025222 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,075

F1 · shares: Represents an award of 876 restricted stock units, which vested on April 20, 2023. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

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March 06, 2023 Filed Mar 9, 2023 01:00 UTC
Baker JeffChief Accounting Officer
Tax withholdingClass A Common Stock 2,878 $16.92 $48,695.76
Disclosure

SEC source: 0001209191-23-017393 · doc4.xml · nonDerivative · entry 2

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,467

F2 · shares: 2,878 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such RSUs vesting.

F3 · price: The closing price of the Company's Class A Common Stock on March 3, 2023.

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March 06, 2023 Filed Mar 9, 2023 01:00 UTC
Baker JeffChief Accounting Officer
GrantClass A Common Stock 8,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017393 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,345

F1 · shares: Represents an award of 8,345 restricted stock units ("RSUs") which vested on March 6, 2023. The shares of Class A Common Stock reported on this Form 4 are subject to a lock-up agreement between the reporting person and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, and Morgan Stanley & Co. LLC, dated March 7, 2023 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 60 days following the Lock-up Date.

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March 06, 2023 Filed Mar 9, 2023 01:00 UTC
McDonough ClaireChief Financial Officer
Tax withholdingClass A Common Stock 2,502 $16.92 $42,333.84
Disclosure

SEC source: 0001209191-23-017396 · doc4.xml · nonDerivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,656

F2 · shares: 2,502 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such RSUs vesting.

F3 · price: The closing price of the Company's Class A Common Stock on March 3, 2023.

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March 06, 2023 Filed Mar 9, 2023 01:00 UTC
McDonough ClaireChief Financial Officer
GrantClass A Common Stock 7,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017396 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,158

F1 · shares: Represents an award of 7,256 restricted stock units ("RSUs") which vested on March 6, 2023. The shares of Class A Common Stock reported on this Form 4 are subject to a lock-up agreement between the reporting person and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, and Morgan Stanley & Co. LLC, dated March 7, 2023 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 60 days following the Lock-up Date.

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March 06, 2023 Filed Mar 9, 2023 01:00 UTC
Scaringe Robert JDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 3,812 $16.92 $64,499.04
Disclosure

SEC source: 0001209191-23-017395 · doc4.xml · nonDerivative · entry 2

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,120

F2 · shares: 3,812 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such RSUs vesting.

F3 · price: The closing price of the Company's Class A Common Stock on March 3, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.