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Transocean Ltd.

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3732
SEC CIK
0001451505
Parsed reports
394

Last 12 months

Inside the activity.

4 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202503
Jan 202604
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2025 Filed Mar 12, 2025 16:21 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 22,000 $2.94 $64,680.00
Disclosure

SEC source: 0001415889-25-007804 · form4-03122025_080341.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 384,841

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 19:40 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
Tax withholdingRegistered Shares 61,363 $2.95 $181,020.85
Disclosure

SEC source: 0001415889-25-006770 · form4-03052025_120358.xml · nonDerivative · entry 4

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,841

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 19:41 UTC
Pack JasonSVP, Chief Accounting Officer
Tax withholdingRegistered Shares 25,512 $2.95 $75,260.40
Disclosure

SEC source: 0001415889-25-006781 · form4-03052025_120330.xml · nonDerivative · entry 4

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,100

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 19:34 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Tax withholdingRegistered Shares 27,159 $2.95 $80,119.05
Disclosure

SEC source: 0001415889-25-006758 · form4-03052025_120321.xml · nonDerivative · entry 4

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,990

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 00:36 UTC
Long Brady KEVP & Chief Legal Officer
Tax withholdingRegistered Shares 88,942 $2.95 $262,378.90
Disclosure

SEC source: 0001415889-25-006766 · form4-03052025_120352.xml · nonDerivative · entry 4

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,380,808

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 00:35 UTC
Adamson KeelanPRESIDENT AND COO
Tax withholdingRegistered Shares 121,425 $2.95 $358,203.75
Disclosure

SEC source: 0001415889-25-006763 · form4-03052025_120332.xml · nonDerivative · entry 4

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,411,094

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 00:32 UTC
THIGPEN JEREMY DDirector · CEO
Tax withholdingRegistered Shares 326,088 $2.95 $961,959.60
Disclosure

SEC source: 0001415889-25-006752 · form4-03052025_120317.xml · nonDerivative · entry 4

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,261,813

F4 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:40 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
Exercise / conversionRegistered Shares 50,663 $2.95 $149,455.85
Disclosure

SEC source: 0001415889-25-006770 · form4-03052025_120358.xml · nonDerivative · entry 3

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 50,663 on March 1, 2026 and 50,664 on March 1, 2027.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:40 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
Exercise / conversionRegistered Shares 34,924 $2.95 $103,025.80
Disclosure

SEC source: 0001415889-25-006770 · form4-03052025_120358.xml · nonDerivative · entry 2

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 34,924 on March 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:40 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
Exercise / conversionRegistered Shares 69,545 $2.95 $205,157.75
Disclosure

SEC source: 0001415889-25-006770 · form4-03052025_120358.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:41 UTC
Pack JasonSVP, Chief Accounting Officer
Exercise / conversionRegistered Shares 19,209 $2.95 $56,666.55
Disclosure

SEC source: 0001415889-25-006781 · form4-03052025_120330.xml · nonDerivative · entry 3

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 19,210 on March 1, 2026 and 19,210 on March 1, 2027.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:41 UTC
Pack JasonSVP, Chief Accounting Officer
Exercise / conversionRegistered Shares 15,134 $2.95 $44,645.30
Disclosure

SEC source: 0001415889-25-006781 · form4-03052025_120330.xml · nonDerivative · entry 2

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 15,134 on March 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:41 UTC
Pack JasonSVP, Chief Accounting Officer
Exercise / conversionRegistered Shares 30,136 $2.95 $88,901.20
Disclosure

SEC source: 0001415889-25-006781 · form4-03052025_120330.xml · nonDerivative · entry 1

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:34 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Exercise / conversionRegistered Shares 22,837 $2.95 $67,369.15
Disclosure

SEC source: 0001415889-25-006758 · form4-03052025_120321.xml · nonDerivative · entry 3

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 22,837 on March 1, 2026 and 22,837 on March 1, 2027.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:34 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Exercise / conversionRegistered Shares 17,991 $2.95 $53,073.45
Disclosure

SEC source: 0001415889-25-006758 · form4-03052025_120321.xml · nonDerivative · entry 2

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 17,991 on March 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 19:34 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Exercise / conversionRegistered Shares 27,818 $2.95 $82,063.10
Disclosure

SEC source: 0001415889-25-006758 · form4-03052025_120321.xml · nonDerivative · entry 1

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:36 UTC
Long Brady KEVP & Chief Legal Officer
Exercise / conversionRegistered Shares 66,992 $2.95 $197,626.40
Disclosure

SEC source: 0001415889-25-006766 · form4-03052025_120352.xml · nonDerivative · entry 3

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,469,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 66,993 on March 1, 2026 and 66,993 on March 1, 2027.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:36 UTC
Long Brady KEVP & Chief Legal Officer
Exercise / conversionRegistered Shares 52,777 $2.95 $155,692.15
Disclosure

SEC source: 0001415889-25-006766 · form4-03052025_120352.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,402,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 52,778 on March 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:36 UTC
Long Brady KEVP & Chief Legal Officer
Exercise / conversionRegistered Shares 105,098 $2.95 $310,039.10
Disclosure

SEC source: 0001415889-25-006766 · form4-03052025_120352.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,349,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted share units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:35 UTC
Adamson KeelanPRESIDENT AND COO
Exercise / conversionRegistered Shares 104,397 $2.95 $307,971.15
Disclosure

SEC source: 0001415889-25-006763 · form4-03052025_120332.xml · nonDerivative · entry 3

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,532,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right to of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 104,397 on March 1, 2026 and 104,397 on March 1, 2027.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:35 UTC
Adamson KeelanPRESIDENT AND COO
Exercise / conversionRegistered Shares 67,731 $2.95 $199,806.45
Disclosure

SEC source: 0001415889-25-006763 · form4-03052025_120332.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining share units vest as follows: 67,731 on March 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:35 UTC
Adamson KeelanPRESIDENT AND COO
Exercise / conversionRegistered Shares 134,875 $2.95 $397,881.25
Disclosure

SEC source: 0001415889-25-006763 · form4-03052025_120332.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,360,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:32 UTC
THIGPEN JEREMY DDirector · CEO
Exercise / conversionRegistered Shares 245,640 $2.95 $724,638.00
Disclosure

SEC source: 0001415889-25-006752 · form4-03052025_120317.xml · nonDerivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,587,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 245,640 on March 1, 2026 and 245,640 on March 1, 2027.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:32 UTC
THIGPEN JEREMY DDirector · CEO
Exercise / conversionRegistered Shares 193,517 $2.95 $570,875.15
Disclosure

SEC source: 0001415889-25-006752 · form4-03052025_120317.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,342,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 9, 2023, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 193,518 on March 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 00:32 UTC
THIGPEN JEREMY DDirector · CEO
Exercise / conversionRegistered Shares 385,357 $2.95 $1,136,803.15
Disclosure

SEC source: 0001415889-25-006752 · form4-03052025_120317.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,148,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2022, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2025, resulting in the right of the reporting person to receive the registered shares.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 17:44 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
GrantRestricted Units · Derivative 212,629 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004493 · form4-02182025_100212.xml · derivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,629

Underlying: Registered Shares · 212,629 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 70,876 on March 1, 2026; 70,876 on March 1, 2027; and 70,877 on March 1, 2028.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 70,876 on March 1, 2026; 70,876 on March 1, 2027; and 70,877 on March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 17:45 UTC
Pack JasonSVP, Chief Accounting Officer
GrantRestricted Units · Derivative 96,972 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004495 · form4-02182025_100200.xml · derivative · entry 1

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,972

Underlying: Registered Shares · 96,972 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 32,324 on March 1, 2026; 32,324 on March 1, 2027; and 32,324 on March 1, 2028.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 32,324 on March 1, 2026; 32,324 on March 1, 2027; and 32,324 on March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 17:42 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
GrantRestricted Units · Derivative 281,894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004489 · form4-02182025_100211.xml · derivative · entry 1

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,894

Underlying: Registered Shares · 281,894 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 93,964 on March 1, 2026; 93,965 on March 1, 2027; and 93,965 on March 1, 2028.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 93,964 on March 1, 2026; 93,965 on March 1, 2027; and 93,965 on March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:41 UTC
Adamson KeelanPRESIDENT AND COO
GrantRestricted Units · Derivative 438,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004487 · form4-02182025_100217.xml · derivative · entry 1

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,144

Underlying: Registered Shares · 438,144 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 146,048 on March 1, 2026; 146,048 on March 1, 2027; and 146,048 on March 1, 2028.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 146,048 on March 1, 2026; 146,048 on March 1, 2027; and 146,048 on March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:43 UTC
Long Brady KEVP & Chief Legal Officer
GrantRestricted Units · Derivative 295,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004491 · form4-02182025_100223.xml · derivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,220

Underlying: Registered Shares · 295,220 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 98,406 on March 1, 2026; 98,407 on March 1, 2027; and 98,407 on March 1, 2028.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 98,406 on March 1, 2026; 98,407 on March 1, 2027; and 98,407 on March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 22:40 UTC
THIGPEN JEREMY DDirector · CEO
GrantRestricted Units · Derivative 515,464 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-004484 · form4-02182025_100215.xml · derivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,464

Underlying: Registered Shares · 515,464 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 171,821 on March 1, 2026; 171,821 on March 1, 2027; and 171,822 on March 1, 2028.

F1 · derivative.expiration_date: The Restricted Units were acquired on February 13, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 171,821 on March 1, 2026; 171,821 on March 1, 2027; and 171,822 on March 1, 2028.

Read SEC document
February 11, 2025 Filed Feb 13, 2025 17:43 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 22,000 $3.85 $84,700.00
Disclosure

SEC source: 0001415889-25-003927 · form4-02132025_100205.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 313,072

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 16:38 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
Tax withholdingRegistered Shares 71,264 $3.66 $260,826.24
Disclosure

SEC source: 0001415889-25-003471 · form4-02102025_090257.xml · nonDerivative · entry 2

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,072

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 16:39 UTC
Pack JasonSVP, Chief Accounting Officer
Tax withholdingRegistered Shares 30,883 $3.66 $113,031.78
Disclosure

SEC source: 0001415889-25-003473 · form4-02102025_090254.xml · nonDerivative · entry 2

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,133

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 16:30 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Tax withholdingRegistered Shares 28,508 $3.66 $104,339.28
Disclosure

SEC source: 0001415889-25-003465 · form4-02102025_090229.xml · nonDerivative · entry 2

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,503

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 21:36 UTC
Long Brady KEVP & Chief Legal Officer
Tax withholdingRegistered Shares 107,695 $3.66 $394,163.70
Disclosure

SEC source: 0001415889-25-003469 · form4-02102025_090215.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,244,883

F3 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 21:33 UTC
Adamson KeelanPRESIDENT AND COO
Tax withholdingRegistered Shares 138,208 $3.66 $505,841.28
Disclosure

SEC source: 0001415889-25-003467 · form4-02102025_090215.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,225,516

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 21:28 UTC
THIGPEN JEREMY DDirector · CEO
Tax withholdingRegistered Shares 394,867 $3.66 $1,445,213.22
Disclosure

SEC source: 0001415889-25-003462 · form4-02102025_090253.xml · nonDerivative · entry 2

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,763,387

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 16:38 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
Exercise / conversionRegistered Shares 176,740 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003471 · form4-02102025_090257.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 10, 2022, vested on February 6, 2025, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2022-2024 performance cycle.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 16:39 UTC
Pack JasonSVP, Chief Accounting Officer
Exercise / conversionRegistered Shares 76,586 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003473 · form4-02102025_090254.xml · nonDerivative · entry 1

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 10, 2022, vested on February 6, 2025, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2022-2024 performance cycle.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 16:30 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Exercise / conversionRegistered Shares 70,696 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003465 · form4-02102025_090229.xml · nonDerivative · entry 1

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 10, 2022, vested on February 6, 2025, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2022-2024 performance cycle.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 21:36 UTC
Long Brady KEVP & Chief Legal Officer
Exercise / conversionRegistered Shares 267,096 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003469 · form4-02102025_090215.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 10, 2022, vested on February 6, 2025, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2022-2024 performance cycle.

F2 · balance_after: The amount of securities beneficially owned following the reported transaction reflects a prior transfer of shares to the reporting person's former spouse pursuant to a domestic relations order.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 21:33 UTC
Adamson KeelanPRESIDENT AND COO
Exercise / conversionRegistered Shares 342,772 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003467 · form4-02102025_090215.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,363,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 10, 2022, vested on February 6, 2025, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2022-2024 performance cycle.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 21:28 UTC
THIGPEN JEREMY DDirector · CEO
Exercise / conversionRegistered Shares 979,354 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-003462 · form4-02102025_090253.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,158,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 10, 2022, vested on February 6, 2025, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2022-2024 performance cycle.

Read SEC document
January 10, 2025 Filed Jan 14, 2025 17:29 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 22,000 $4.05 $89,100.00
Disclosure

SEC source: 0001415889-25-001446 · form4-01142025_100106.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,596

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 16:30 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 22,000 $3.95 $86,900.00
Disclosure

SEC source: 0001415889-24-029314 · form4-12132024_041201.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 251,596

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

Read SEC document
November 22, 2024 Filed Nov 22, 2024 16:40 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 37,261 $4.38 $163,203.18
Disclosure

SEC source: 0001415889-24-027541 · form4-11222024_091153.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,596

Read SEC document
November 18, 2024 Filed Nov 20, 2024 19:14 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 20,000 $4.29 $85,800.00
Disclosure

SEC source: 0001415889-24-027376 · form4-11212024_121139.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,857

Read SEC document
September 12, 2024 Filed Sep 13, 2024 21:19 UTC
PerestroikaDirector · 10% owner
PurchaseRegistered Shares 1,500,000 $4.13 $6,195,000.00
Disclosure

SEC source: 0001415889-24-023388 · form4-09132024_090948.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 91,074,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 21:17 UTC
Perestroika (Cyprus) LtdDirector · 10% owner
PurchaseRegistered Shares 1,500,000 $4.13 $6,195,000.00
Disclosure

SEC source: 0001415889-24-023386 · form4-09132024_090929.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,074,894

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.