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Transocean Ltd.

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Tapewire entity
3732
SEC CIK
0001451505
Parsed reports
394

Last 12 months

Inside the activity.

4 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202532
Dec 202503
Jan 202604
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2026 Filed Feb 9, 2026 23:04 UTC
Long Brady KEVP & Chief Legal Officer
Tax withholdingRegistered Shares 40,294 $4.99 $201,067.06
Disclosure

SEC source: 0001502666-26-000005 · form4-02092026_110221.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,107,610

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 06, 2026 Filed Feb 9, 2026 22:49 UTC
Adamson KeelanDirector · PRESIDENT AND CEO
Tax withholdingRegistered Shares 51,709 $4.99 $258,027.91
Disclosure

SEC source: 0001750415-26-000005 · form4-02092026_100234.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,301,211

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 17:59 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
GrantRestricted Units · Derivative 204,939 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002045694-26-000002 · form4-02092026_100255.xml · derivative · entry 3

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,939

Underlying: Registered Shares · 204,939 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 68,313 on March 1, 2027; 68,313 on March 1, 2028; and 68,313 on March 1, 2029.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 68,313 on March 1, 2027; 68,313 on March 1, 2028; and 68,313 on March 1, 2029.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 17:59 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
Exercise / conversionRegistered Shares 67,411 $0.00 $0.00
Disclosure

SEC source: 0002045694-26-000002 · form4-02092026_100255.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 9, 2023, vested on February 5, 2026, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2023-2025 performance cycle

Read SEC document
February 05, 2026 Filed Feb 9, 2026 17:55 UTC
Pack JasonSVP, Chief Accounting Officer
GrantRestricted Units · Derivative 76,629 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002030852-26-000002 · form4-02092026_100219.xml · derivative · entry 3

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,629

Underlying: Registered Shares · 76,629 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 25,543 on March 1, 2027; 25,543 on March 1, 2028; and 25,543 on March 1, 2029.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 25,543 on March 1, 2027; 25,543 on March 1, 2028; and 25,543 on March 1, 2029.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 17:55 UTC
Pack JasonSVP, Chief Accounting Officer
Exercise / conversionRegistered Shares 29,211 $0.00 $0.00
Disclosure

SEC source: 0002030852-26-000002 · form4-02092026_100219.xml · nonDerivative · entry 1

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 9, 2023, vested on February 5, 2026, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2023-2025 performance cycle

Read SEC document
February 05, 2026 Filed Feb 9, 2026 18:13 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
GrantRestricted Units · Derivative 239,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002022236-26-000002 · form4-02092026_110254.xml · derivative · entry 4

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,740

Underlying: Registered Shares · 239,740 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 79,913 on March 1, 2027; 79,913 on March 1, 2028; and 79,914 on March 1, 2029.

F4 · derivative.expiration_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 79,913 on March 1, 2027; 79,913 on March 1, 2028; and 79,914 on March 1, 2029.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 18:13 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Exercise / conversionRegistered Shares 34,726 $0.00 $0.00
Disclosure

SEC source: 0002022236-26-000002 · form4-02092026_110254.xml · nonDerivative · entry 1

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 9, 2023, vested on February 5, 2026, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2023-2025 performance cycle

Read SEC document
February 05, 2026 Filed Feb 9, 2026 23:08 UTC
THIGPEN JEREMY DDirector · Executive Chair
GrantRestricted Units · Derivative 407,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001240666-26-000002 · form4-02092026_110204.xml · derivative · entry 3

THIGPEN JEREMY D · CIK 0001240666 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,332

Underlying: Registered Shares · 407,332 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 135,777 on March 1, 2027; 135,777 on March 1, 2028; and 135,778 on March 1, 2029.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 135,777 on March 1, 2027; 135,777 on March 1, 2028; and 135,778 on March 1, 2029.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 23:08 UTC
THIGPEN JEREMY DDirector · Executive Chair
Exercise / conversionRegistered Shares 373,534 $0.00 $0.00
Disclosure

SEC source: 0001240666-26-000002 · form4-02092026_110204.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,509,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 9, 2023, vested on February 5, 2026, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2023-2025 performance cycle

Read SEC document
February 05, 2026 Filed Feb 9, 2026 23:04 UTC
Long Brady KEVP & Chief Legal Officer
GrantRestricted Units · Derivative 233,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001502666-26-000005 · form4-02092026_110221.xml · derivative · entry 3

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,290

Underlying: Registered Shares · 233,290 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 77,763 on March 1, 2027; 77,763 on March 1, 2028; and 77,764 on March 1, 2029.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 77,763 on March 1, 2027; 77,763 on March 1, 2028; and 77,764 on March 1, 2029.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 23:04 UTC
Long Brady KEVP & Chief Legal Officer
Exercise / conversionRegistered Shares 101,873 $0.00 $0.00
Disclosure

SEC source: 0001502666-26-000005 · form4-02092026_110221.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,147,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 9, 2023, vested on February 5, 2026, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2023-2025 performance cycle

Read SEC document
February 05, 2026 Filed Feb 9, 2026 22:49 UTC
Adamson KeelanDirector · PRESIDENT AND CEO
GrantRestricted Units · Derivative 712,831 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001750415-26-000005 · form4-02092026_100234.xml · derivative · entry 3

Adamson Keelan · CIK 0001750415 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,831

Underlying: Registered Shares · 712,831 shares

Expires not disclosed

F3 · derivative.exercise_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 237,610 on March 1, 2027; 237,610 on March 1, 2028; and 237,611 on March 1, 2029.

F3 · derivative.expiration_date: The Restricted Units were acquired on February 5, 2026, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 237,610 on March 1, 2027; 237,610 on March 1, 2028; and 237,611 on March 1, 2029.

Read SEC document
February 05, 2026 Filed Feb 9, 2026 22:49 UTC
Adamson KeelanDirector · PRESIDENT AND CEO
Exercise / conversionRegistered Shares 130,738 $0.00 $0.00
Disclosure

SEC source: 0001750415-26-000005 · form4-02092026_100234.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Deferred Units awarded on February 9, 2023, vested on February 5, 2026, upon satisfaction of the applicable performance measures pursuant to the Issuer's 2023-2025 performance cycle.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 21:53 UTC
Long Brady KEVP & Chief Legal Officer
SaleRegistered Shares 99,293 $5.00 $496,465.00
Disclosure

SEC source: 0001502666-26-000002 · form4-01282026_090154.xml · nonDerivative · entry 2

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,046,031

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.02, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 21:38 UTC
Adamson KeelanDirector · PRESIDENT AND CEO
SaleRegistered Shares 58,687 $5.00 $293,435.00
Disclosure

SEC source: 0001750415-26-000002 · form4-01282026_090119.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,222,182

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.01, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
January 26, 2026 Filed Jan 28, 2026 21:53 UTC
Long Brady KEVP & Chief Legal Officer
SaleRegistered Shares 16,085 $5.00 $80,425.00
Disclosure

SEC source: 0001502666-26-000002 · form4-01282026_090154.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,145,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2025.

Read SEC document
January 26, 2026 Filed Jan 28, 2026 21:38 UTC
Adamson KeelanDirector · PRESIDENT AND CEO
SaleRegistered Shares 22,846 $5.00 $114,230.00
Disclosure

SEC source: 0001750415-26-000002 · form4-01282026_090119.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,280,869

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2025.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 22:41 UTC
Adamson KeelanDirector · PRESIDENT AND CEO
SaleRegistered Shares 57,968 $4.50 $260,856.00
Disclosure

SEC source: 0001750415-25-000008 · form4-12082025_101206.xml · nonDerivative · entry 2

Adamson Keelan · CIK 0001750415 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,303,715

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2025.

Read SEC document
December 04, 2025 Filed Dec 8, 2025 22:41 UTC
Adamson KeelanDirector · PRESIDENT AND CEO
SaleRegistered Shares 8,469 $4.50 $38,110.50
Disclosure

SEC source: 0001750415-25-000008 · form4-12082025_101206.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,361,683

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2025.

Read SEC document
December 03, 2025 Filed Dec 5, 2025 16:15 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 35,000 $4.48 $156,800.00
Disclosure

SEC source: 0002045694-25-000007 · form4-12052025_091239.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,072

Read SEC document
November 26, 2025 Filed Dec 1, 2025 17:07 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
SaleRegistered Shares 30,000 $4.29 $128,700.00
Disclosure

SEC source: 0002022236-25-000006 · form4-12012025_101237.xml · nonDerivative · entry 1

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,154

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:44 UTC
THIGPEN JEREMY DDirector · Executive Chair
SaleRegistered Shares 500,000 $4.32 $2,160,000.00
Disclosure

SEC source: 0001240666-25-000005 · form4-12012025_091227.xml · nonDerivative · entry 1

THIGPEN JEREMY D · CIK 0001240666 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,136,223

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.34, inclusive. The reporting person undertakes to provide Transocean Ltd. (the "Company"), any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · balance_after: The amount of securities beneficially owned following the reported transaction reflects a prior transfer of shares to the reporting person's former spouse pursuant to a domestic relations order.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 22:32 UTC PurchaseRegistered Shares 1,500,000 $4.02 $6,030,000.00
Disclosure

SEC source: 0001737912-25-000008 · form4-11252025_101151.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,574,894

Read SEC document
November 24, 2025 Filed Nov 25, 2025 22:31 UTC
PerestroikaDirector
PurchaseRegistered Shares 1,500,000 $4.02 $6,030,000.00
Disclosure

SEC source: 0001729635-25-000007 · form4-11252025_101104.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 96,574,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
November 24, 2025 Filed Nov 25, 2025 22:29 UTC PurchaseRegistered Shares 1,500,000 $4.02 $6,030,000.00
Disclosure

SEC source: 0001729638-25-000010 · form4-11252025_101111.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 96,574,894

F1 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 16:25 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 53,769 $3.86 $207,548.34
Disclosure

SEC source: 0002045694-25-000004 · form4-11042025_091159.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,072

Read SEC document
October 24, 2025 Filed Oct 28, 2025 20:15 UTC
Long Brady KEVP & Chief Legal Officer
SaleRegistered Shares 97,090 $4.00 $388,360.00
Disclosure

SEC source: 0001502666-25-000004 · form4-10282025_041032.xml · nonDerivative · entry 1

Long Brady K · CIK 0001502666 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,161,409

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2025.

Read SEC document
October 24, 2025 Filed Oct 28, 2025 20:15 UTC
Adamson KeelanDirector · PRESIDENT AND CEO
SaleRegistered Shares 40,942 $4.00 $163,768.00
Disclosure

SEC source: 0001750415-25-000005 · form4-10282025_041030.xml · nonDerivative · entry 1

Adamson Keelan · CIK 0001750415 · Director · PRESIDENT AND CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,370,152

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2025.

Read SEC document
September 26, 2025 Filed Oct 1, 2025 01:44 UTC
Perestroika (Cyprus) LtdDirector · 10% owner
PurchaseRegistered Shares 4,000,000 $3.05 $12,200,000.00
Disclosure

SEC source: 0001737912-25-000006 · form4-10012025_011012.xml · nonDerivative · entry 1

Perestroika (Cyprus) Ltd · CIK 0001737912 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,074,894

F1 · kind: The transaction reported herein was made in connection with a registered public offering of securities at the reported public offering price offered by the Issuer, as described in the Issuer's prospectus supplement filed with the U.S. Securities and Exchange Commission on September 26, 2025.

F1 · shares: The transaction reported herein was made in connection with a registered public offering of securities at the reported public offering price offered by the Issuer, as described in the Issuer's prospectus supplement filed with the U.S. Securities and Exchange Commission on September 26, 2025.

Read SEC document
September 26, 2025 Filed Oct 1, 2025 01:41 UTC
Mohn Frederik WilhelmDirector · 10% owner
PurchaseRegistered Shares 4,000,000 $3.05 $12,200,000.00
Disclosure

SEC source: 0001729638-25-000008 · form4-10012025_011005.xml · nonDerivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 95,074,894

F1 · kind: The transaction reported herein was made in connection with a registered public offering of securities at the reported public offering price offered by the Issuer, as described in the Issuer's prospectus supplement filed with the U.S. Securities and Exchange Commission on September 26, 2025.

F1 · shares: The transaction reported herein was made in connection with a registered public offering of securities at the reported public offering price offered by the Issuer, as described in the Issuer's prospectus supplement filed with the U.S. Securities and Exchange Commission on September 26, 2025.

F2 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
September 26, 2025 Filed Oct 1, 2025 01:42 UTC
PerestroikaDirector · 10% owner
PurchaseRegistered Shares 4,000,000 $3.05 $12,200,000.00
Disclosure

SEC source: 0001729635-25-000005 · form4-10012025_011046.xml · nonDerivative · entry 1

Perestroika · CIK 0001729635 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Perestroika (Cyprus) Ltd.

Disclosed balance after: 95,074,894

F1 · kind: The transaction reported herein was made in connection with a registered public offering of securities at the reported public offering price offered by the Issuer, as described in the Issuer's prospectus supplement filed with the U.S. Securities and Exchange Commission on September 26, 2025.

F1 · shares: The transaction reported herein was made in connection with a registered public offering of securities at the reported public offering price offered by the Issuer, as described in the Issuer's prospectus supplement filed with the U.S. Securities and Exchange Commission on September 26, 2025.

F2 · ownership.nature: These securities are held directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 16:20 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 40,000 $3.26 $130,400.00
Disclosure

SEC source: 0001415889-25-017397 · form4-06162025_080633.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,841

Read SEC document
May 30, 2025 Filed Jun 2, 2025 16:58 UTC
Pack JasonSVP, Chief Accounting Officer
Tax withholdingRegistered Shares 1,159 $2.57 $2,978.63
Disclosure

SEC source: 0001415889-25-015193 · form4-06022025_080621.xml · nonDerivative · entry 2

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,842

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

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May 30, 2025 Filed Jun 2, 2025 16:57 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Tax withholdingRegistered Shares 8,715 $2.57 $22,397.55
Disclosure

SEC source: 0001415889-25-015190 · form4-06022025_080627.xml · nonDerivative · entry 2

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,154

F2 · shares: Shares sold upon vesting to satisfy tax withholding obligations.

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May 30, 2025 Filed Jun 2, 2025 21:12 UTC GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015249 · form4-06022025_090606.xml · derivative · entry 1

Lacey William F. · CIK 0001857038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 30, 2025 Filed Jun 2, 2025 21:09 UTC GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015241 · form4-06022025_090656.xml · derivative · entry 1

INTRIERI VINCENT J · CIK 0001350114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 30, 2025 Filed Jun 2, 2025 21:08 UTC
Mohn Frederik WilhelmDirector · 10% owner
GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015238 · form4-06022025_090648.xml · derivative · entry 1

Mohn Frederik Wilhelm · CIK 0001729638 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 21:07 UTC GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015233 · form4-06022025_090622.xml · derivative · entry 1

MERKSAMER SAMUEL J. · CIK 0001501581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 30, 2025 Filed Jun 2, 2025 21:05 UTC GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015228 · form4-06022025_090647.xml · derivative · entry 1

DELL'OSSO DOMENIC J JR · CIK 0001504988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

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May 30, 2025 Filed Jun 2, 2025 21:04 UTC GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015225 · form4-06022025_090641.xml · derivative · entry 1

Curado Frederico F. · CIK 0001577451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 21:03 UTC GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015222 · form4-06022025_090627.xml · derivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 21:02 UTC GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015215 · form4-06022025_090606.xml · derivative · entry 1

Barker Glyn Anthony · CIK 0001548502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 21:00 UTC GrantRestricted Units · Derivative 82,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015198 · form4-06022025_080657.xml · derivative · entry 1

DEATON CHAD C · CIK 0001239236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,353

Underlying: Registered Shares · 82,353 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

F1 · derivative.expiration_date: Restricted Units, which are 1-for-1 registered share equivalents, were acquired on May 30, 2025, pursuant to the Issuer's long-term incentive plan. Restricted Units vest on the earlier of: (i) May 30, 2026, or (ii) the date of the next Annual General Meeting of the Company's shareholders following the May 30, 2025 grant date. Pursuant to the award agreement, such Restricted Units will be payable in registered shares of the Issuer following the vesting date, as defined above.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 16:58 UTC
Pack JasonSVP, Chief Accounting Officer
Exercise / conversionRegistered Shares 2,901 $2.57 $7,455.57
Disclosure

SEC source: 0001415889-25-015193 · form4-06022025_080621.xml · nonDerivative · entry 1

Pack Jason · CIK 0002030852 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 16, 2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 29, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 2,901 on March 1, 2026; and 2,901 on March 1, 2027.

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May 29, 2025 Filed Jun 2, 2025 16:57 UTC
Vayda Robert ThaddeusEVP, Chief Financial Officer
Exercise / conversionRegistered Shares 21,879 $2.57 $56,229.03
Disclosure

SEC source: 0001415889-25-015190 · form4-06022025_080627.xml · nonDerivative · entry 1

Vayda Robert Thaddeus · CIK 0002022236 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Restricted Units, which are 1-for-1 share equivalents, acquired on May 16,2024, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on May 29, 2025, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 21,880 on March 1, 2026; and 21,880 on March 1, 2027.

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May 12, 2025 Filed May 12, 2025 17:56 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 22,000 $2.78 $61,160.00
Disclosure

SEC source: 0001415889-25-012698 · form4-05122025_090522.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 340,841

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

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May 01, 2025 Filed May 2, 2025 20:21 UTC
Adamson KeelanPRESIDENT AND CEO
GrantRestricted Units · Derivative 542,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011789 · form4-05022025_080501.xml · derivative · entry 1

Adamson Keelan · CIK 0001750415 · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,793

Underlying: Registered Shares · 542,793 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Units were acquired on May 1, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 180,931 on May 1, 2026; 180,931 on March 1, 2027; and 180,931 on March 1, 2028.

F1 · derivative.expiration_date: The Restricted Units were acquired on May 1, 2025, by the reporting person pursuant to the Issuer's long-term incentive plan. The restricted share units vest as follows: 180,931 on May 1, 2026; 180,931 on March 1, 2027; and 180,931 on March 1, 2028.

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April 30, 2025 Filed May 2, 2025 20:18 UTC PurchaseRegistered Shares 10,000 $2.14 $21,400.00
Disclosure

SEC source: 0001415889-25-011786 · form4-05022025_080554.xml · nonDerivative · entry 1

CHANG VANESSA C L · CIK 0001226487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,200

Read SEC document
April 11, 2025 Filed Apr 14, 2025 18:17 UTC
Mackenzie Roderick JamesEVP, Chief Commercial Officer
SaleRegistered Shares 22,000 $2.23 $49,060.00
Disclosure

SEC source: 0001415889-25-010642 · form4-04142025_100407.xml · nonDerivative · entry 1

Mackenzie Roderick James · CIK 0002045694 · EVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 362,841

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.