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Nasdaq · USD

RGS

REGIS CORP

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8808
SEC CIK
0000716643
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255

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2023 Filed Nov 8, 2023 21:31 UTC
Doctor MatthewDirector · President and CEO
Tax withholdingCommon Stock 3,648 $0.53 $1,933.44
Disclosure

SEC source: 0000716643-23-000048 · wk-form4_1699479083.xml · nonDerivative · entry 1

Doctor Matthew · CIK 0001844838 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,882

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:18 UTC
Zupfer Kersten DeloresChief Financial Officer
Tax withholdingCommon Stock 8,136 $0.53 $4,312.08
Disclosure

SEC source: 0000716643-23-000046 · wk-form4_1699478307.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,685

Read SEC document
September 14, 2023 Filed Sep 15, 2023 19:04 UTC
Suarez James RaymonSVP Merchandising & Education
Tax withholdingCommon Stock 424 $0.88 $373.12
Disclosure

SEC source: 0000716643-23-000035 · wk-form4_1694804676.xml · nonDerivative · entry 1

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,555

Read SEC document
August 31, 2023 Filed Sep 5, 2023 16:42 UTC
Zupfer Kersten DeloresChief Financial Officer
Tax withholdingCommon Stock 410 $1.08 $442.80
Disclosure

SEC source: 0000716643-23-000033 · wk-form4_1693932161.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,821

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:20 UTC
Suarez James RaymonSVP Merchandising & Education
Tax withholdingCommon Stock 61 $1.07 $65.27
Disclosure

SEC source: 0000716643-23-000024 · wk-form4_1686946843.xml · nonDerivative · entry 1

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,979

Read SEC document
May 08, 2023 Filed May 12, 2023 18:26 UTC GrantStock Options · Derivative 43,643 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0000716643-23-000021 · wf-form4_168391598282731.xml · derivative · entry 1

Benacci Nancy Cunningham · CIK 0001821204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,643

Underlying: Common Stock · 43,643 shares

Expires 2033-05-08

F1 · derivative.exercise_date: The award vests as to 1/12 of the stock options on each monthly anniversary of the grant date with all remaining unvested stock options vesting on the date of the Company's 2023 annual shareholders meeting, subject to the Reporting Person's continued service with the Issuer through such anniversaries and the other terms and conditions of the grant agreement.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 15:50 UTC
Zupfer Kersten DeloresChief Financial Officer
Tax withholdingCommon Stock 3,809 $1.27 $4,837.43
Disclosure

SEC source: 0000716643-22-000092 · wf-form4_166852738984481.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,231

Read SEC document
November 07, 2022 Filed Nov 9, 2022 20:40 UTC
Doctor MatthewDirector · President and CEO
Tax withholdingCommon Stock 2,837 $1.26 $3,574.62
Disclosure

SEC source: 0000716643-22-000090 · wf-form4_166802639614336.xml · nonDerivative · entry 1

Doctor Matthew · CIK 0001844838 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,530

Read SEC document
November 07, 2022 Filed Nov 9, 2022 16:30 UTC
Ferranti Michael HeathEVP, Chief People Officer
Tax withholdingCommon Stock 596 $1.26 $750.96
Disclosure

SEC source: 0000716643-22-000088 · wf-form4_166801140192584.xml · nonDerivative · entry 1

Ferranti Michael Heath · CIK 0001851809 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,736

F1 · balance_after: Includes 29,171 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 16:33 UTC
Suarez James RaymonSVP Merchandising & Education
Tax withholdingCommon Stock 1,138 $1.26 $1,433.88
Disclosure

SEC source: 0000716643-22-000089 · wf-form4_166801159399215.xml · nonDerivative · entry 1

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,040

F1 · balance_after: Includes 3,765 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 16:21 UTC
Zupfer Kersten DeloresChief Financial Officer
Tax withholdingCommon Stock 8,327 $1.26 $10,492.02
Disclosure

SEC source: 0000716643-22-000087 · wf-form4_166801088474713.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,040

Read SEC document
November 04, 2022 Filed Nov 7, 2022 22:57 UTC Amendment
LIGHT MARKDirector
GrantStock Options · Derivative 90,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000716643-22-000085 · wf-form4a_166786184683007.xml · derivative · entry 1

LIGHT MARK · CIK 0001482524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-11-04

F1 · derivative.exercise_date: The award vests as to 1/12 of the stock options on each monthly anniversary of the grant date, for the first 11 months, and as to any remaining unvested stock options on the date of the Company's 2023 annual shareholders meeting, subject to the Reporting Person's continued service with the Issuer through such anniversaries and the other terms and conditions of the grant agreement

F2 · ownership.direct: Form 4 filed on November 7, 2022 inadvertently omitted the Power of Attorney. This amendment is being filed to correct that omission

Read SEC document
November 04, 2022 Filed Nov 7, 2022 22:45 UTC GrantStock Options · Derivative 90,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000716643-22-000084 · wf-form4_166786110803902.xml · derivative · entry 1

ANDREWS LOCKIE · CIK 0001882630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-11-04

F1 · derivative.exercise_date: The award vests as to 1/12 of the stock options on each monthly anniversary of the grant date, for the first 11 months, and as to any remaining unvested stock options on the date of the Company's 2023 annual shareholders meeting, subject to the Reporting Person's continued service with the Issuer through such anniversaries and the other terms and conditions of the grant agreement

Read SEC document
November 04, 2022 Filed Nov 7, 2022 22:33 UTC GrantStock Options · Derivative 165,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000716643-22-000083 · wf-form4_166786036497473.xml · derivative · entry 1

Grissen David · CIK 0001545888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires 2032-11-04

F1 · derivative.exercise_date: The award vests as to 1/12 of the stock options on each monthly anniversary of the grant date, for the first 11 months, and as to any remaining unvested stock options on the date of the Company's 2023 annual shareholders meeting, subject to the Reporting Person's continued service with the Issuer through such anniversaries and the other terms and conditions of the grant agreement

Read SEC document
November 04, 2022 Filed Nov 7, 2022 22:26 UTC GrantStock Options · Derivative 90,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000716643-22-000082 · wf-form4_166785999172499.xml · derivative · entry 1

MERRIMAN MICHAEL J · CIK 0001211005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-11-04

F1 · derivative.exercise_date: The award vests as to 1/12 of the stock options on each monthly anniversary of the grant date, for the first 11 months, and as to any remaining unvested stock options on the date of the Company's 2023 annual shareholders meeting, subject to the Reporting Person's continued service with the Issuer through such anniversaries and the other terms and conditions of the grant agreement

Read SEC document
November 04, 2022 Filed Nov 7, 2022 22:18 UTC GrantStock Options · Derivative 90,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000716643-22-000081 · wf-form4_166785951369244.xml · derivative · entry 1

MANSBACH MICHAEL JOSEPH · CIK 0001272466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-11-04

F1 · derivative.exercise_date: The award vests as to 1/12 of the stock options on each monthly anniversary of the grant date, for the first 11 months, and as to any remaining unvested stock options on the date of the Company's 2023 annual shareholders meeting, subject to the Reporting Person's continued service with the Issuer through such anniversaries and the other terms and conditions of the grant agreement

Read SEC document
November 04, 2022 Filed Nov 7, 2022 22:10 UTC GrantStock Options · Derivative 90,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000716643-22-000080 · wf-form4_166785900182071.xml · derivative · entry 1

RHOADES M ANN · CIK 0001222685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-11-04

F1 · derivative.exercise_date: The award vests as to 1/12 of the stock options on each monthly anniversary of the grant date, for the first 11 months, and as to any remaining unvested stock options on the date of the Company's 2023 annual shareholders meeting, subject to the Reporting Person's continued service with the Issuer through such anniversaries and the other terms and conditions of the grant agreement

Read SEC document
November 04, 2022 Filed Nov 7, 2022 21:02 UTC
LIGHT MARKDirector
GrantStock Options · Derivative 90,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0000716643-22-000077 · wf-form4_166785496254449.xml · derivative · entry 1

LIGHT MARK · CIK 0001482524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2032-11-04

F1 · derivative.exercise_date: The award vests as to 1/12 of the stock options on each monthly anniversary of the grant date, for the first 11 months, and as to any remaining unvested stock options on the date of the Company's 2023 annual shareholders meeting, subject to the Reporting Person's continued service with the Issuer through such anniversaries and the other terms and conditions of the grant agreement

Read SEC document
September 15, 2022 Filed Sep 16, 2022 15:26 UTC
Suarez James RaymonSVP Merchandising & Education
Tax withholdingCommon Stock 424 $1.19 $504.56
Disclosure

SEC source: 0000716643-22-000069 · wf-form4_166334197020385.xml · nonDerivative · entry 1

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,413

F1 · balance_after: Includes 959 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 00:40 UTC
Suarez James RaymonSVP Merchandising & Education
Tax withholdingCommon Stock 158 $1.40 $221.20
Disclosure

SEC source: 0000716643-22-000067 · wf-form4_166199280505430.xml · nonDerivative · entry 1

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,878

F1 · balance_after: Includes 6,729 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 17:32 UTC
Ferranti Michael HeathEVP, Chief People Officer
GrantStock Appreciation Rights · Derivative 112,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000065 · wf-form4_166188075334922.xml · derivative · entry 2

Ferranti Michael Heath · CIK 0001851809 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 17:32 UTC
Ferranti Michael HeathEVP, Chief People Officer
GrantStock Options · Derivative 112,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000065 · wf-form4_166188075334922.xml · derivative · entry 1

Ferranti Michael Heath · CIK 0001851809 · EVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 17:24 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantStock Appreciation Rights · Derivative 112,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000063 · wf-form4_166188026678986.xml · derivative · entry 2

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 17:24 UTC
Zupfer Kersten DeloresChief Financial Officer
GrantStock Options · Derivative 112,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000063 · wf-form4_166188026678986.xml · derivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 17:07 UTC
Terrell Andra JeanSVP, General Counsel
GrantStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000061 · wf-form4_166187921064786.xml · derivative · entry 2

Terrell Andra Jean · CIK 0001911675 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 17:07 UTC
Terrell Andra JeanSVP, General Counsel
GrantStock Options · Derivative 50,000 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000061 · wf-form4_166187921064786.xml · derivative · entry 1

Terrell Andra Jean · CIK 0001911675 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:44 UTC GrantStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000059 · wf-form4_166187784460638.xml · derivative · entry 2

DeVore Michelle St. Lawrence · CIK 0001944496 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:44 UTC GrantStock Options · Derivative 50,000 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000059 · wf-form4_166187784460638.xml · derivative · entry 1

DeVore Michelle St. Lawrence · CIK 0001944496 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:35 UTC
Suarez James RaymonSVP Merchandising & Education
GrantStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000057 · wf-form4_166187733503669.xml · derivative · entry 2

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:35 UTC
Suarez James RaymonSVP Merchandising & Education
GrantStock Options · Derivative 50,000 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000057 · wf-form4_166187733503669.xml · derivative · entry 1

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:28 UTC
LAIN JIM BRIANEVP, Chief Operating Officer
GrantStock Appreciation Rights · Derivative 112,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000055 · wf-form4_166187686705877.xml · derivative · entry 2

LAIN JIM BRIAN · CIK 0001591430 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:28 UTC
LAIN JIM BRIANEVP, Chief Operating Officer
GrantStock Options · Derivative 112,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000055 · wf-form4_166187686705877.xml · derivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:01 UTC
DAVI JOHN C.EVP, Chief Digital Officer
GrantStock Options · Derivative 112,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000051 · wf-form4_166187524829707.xml · derivative · entry 2

DAVI JOHN C. · CIK 0001887995 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 16:01 UTC
DAVI JOHN C.EVP, Chief Digital Officer
GrantStock Appreciation Rights · Derivative 112,500 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0000716643-22-000051 · wf-form4_166187524829707.xml · derivative · entry 1

DAVI JOHN C. · CIK 0001887995 · EVP, Chief Digital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2032-08-26

F1 · derivative.exercise_date: The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:44 UTC
Suarez James RaymonSVP Merchandising & Education
Tax withholdingCommon Stock 61 $0.59 $35.99
Disclosure

SEC source: 0000716643-22-000038 · wf-form4_165549863487308.xml · nonDerivative · entry 1

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,307

F1 · balance_after: Includes 7,154 shares attributable to employee stock plan purchases since the Reporting Person's last Form 4.

Read SEC document
May 05, 2022 Filed May 9, 2022 23:38 UTC
Doctor MatthewDirector · CEO
GrantStock Options · Derivative 875,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0000716643-22-000026 · wf-form4_165213949417953.xml · derivative · entry 1

Doctor Matthew · CIK 0001844838 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Common Stock · 875,000 shares

Expires 2032-05-05

F1 · derivative.exercise_date: The award vests at the rate of 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and other terms of the grant agreements.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:40 UTC
Terrell Andra JeanSVP, General Counsel
GrantStock Options · Derivative 62,500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0000716643-22-000018 · wf-form4_164505124011374.xml · derivative · entry 2

Terrell Andra Jean · CIK 0001911675 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2032-02-14

F1 · derivative.exercise_date: The award vests at the rate of 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and other terms of the grant agreements.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:40 UTC
Terrell Andra JeanSVP, General Counsel
GrantStock Appreciation Rights · Derivative 62,500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0000716643-22-000018 · wf-form4_164505124011374.xml · derivative · entry 1

Terrell Andra Jean · CIK 0001911675 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2032-02-14

F1 · derivative.exercise_date: The award vests at the rate of 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and other terms of the grant agreements.

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February 08, 2022 Filed Feb 10, 2022 22:02 UTC
Zupfer Kersten DeloresChief Financial Officer
Tax withholdingCommon Stock 2,264 $1.65 $3,735.60
Disclosure

SEC source: 0000716643-22-000008 · wf-form4_164453051181583.xml · nonDerivative · entry 1

Zupfer Kersten Delores · CIK 0001631325 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,367

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February 08, 2022 Filed Feb 11, 2022 16:54 UTC
Suarez James RaymonSVP Merchandising & Education
GrantStock Options · Derivative 30,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000716643-22-000014 · wf-form4_164459843860273.xml · derivative · entry 2

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-02-08

F1 · derivative.exercise_date: The award vests at the rate of 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and other terms of the grant agreements.

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February 08, 2022 Filed Feb 11, 2022 16:54 UTC
Suarez James RaymonSVP Merchandising & Education
GrantStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0000716643-22-000014 · wf-form4_164459843860273.xml · derivative · entry 1

Suarez James Raymon · CIK 0001910507 · SVP Merchandising & Education

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-08

F1 · derivative.exercise_date: The award vests at the rate of 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and other terms of the grant agreements.

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February 08, 2022 Filed Feb 11, 2022 16:30 UTC GrantCommon Stock 54,545 $0.00 $0.00
Disclosure

SEC source: 0000716643-22-000010 · wf-form4_164459702610992.xml · nonDerivative · entry 1

Grissen David · CIK 0001545888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,192

F1 · shares: The Reporting Person was awarded a grant of 54,545 restricted stock units (RSUs). Each RSU represents the contingent right to receive one share of RGS common stock.

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February 08, 2022 Filed Mar 2, 2022 22:17 UTC
Doctor MatthewInterim CEO
Tax withholdingCommon Stock 4,343 $1.65 $7,165.95
Disclosure

SEC source: 0000716643-22-000020 · wf-form4_164625942099879.xml · nonDerivative · entry 1

Doctor Matthew · CIK 0001844838 · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,367

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November 30, 2021 Filed Dec 2, 2021 21:31 UTC
LAIN JIM BRIANPresident Franchise Operations
Tax withholdingCommon Stock 5,848 $2.72 $15,906.56
Disclosure

SEC source: 0000716643-21-000094 · wf-form4_163848063181130.xml · nonDerivative · entry 1

LAIN JIM BRIAN · CIK 0001591430 · President Franchise Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,763

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November 05, 2021 Filed Nov 9, 2021 22:36 UTC GrantCommon Stock 72,463 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-010532 · form4.xml · nonDerivative · entry 1

Beltzman Daniel Gordon · CIK 0001550099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,998.81

F1 · shares: The Reporting Person was awarded a grant of 72,463 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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November 05, 2021 Filed Nov 9, 2021 21:45 UTC GrantCommon Stock 39,855 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000092 · wf-form4_163649432380559.xml · nonDerivative · entry 1

MANSBACH MICHAEL JOSEPH · CIK 0001272466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,767

F1 · shares: The Reporting Person was awarded a grant of 39,855 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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November 05, 2021 Filed Nov 9, 2021 21:43 UTC GrantCommon Stock 39,855 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000090 · wf-form4_163649417085071.xml · nonDerivative · entry 1

MERRIMAN MICHAEL J · CIK 0001211005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,041

F1 · shares: The Reporting Person was awarded a grant of 39,855 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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November 05, 2021 Filed Nov 9, 2021 21:39 UTC
LIGHT MARKDirector
GrantCommon Stock 39,855 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000088 · wf-form4_163649396749999.xml · nonDerivative · entry 1

LIGHT MARK · CIK 0001482524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,647

F1 · shares: The Reporting Person was awarded a grant of 39,855 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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November 05, 2021 Filed Nov 9, 2021 21:36 UTC GrantCommon Stock 39,855 $0.00 $0.00
Disclosure

SEC source: 0000716643-21-000086 · wf-form4_163649379838702.xml · nonDerivative · entry 1

Grissen David · CIK 0001545888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,647

F1 · shares: The Reporting Person was awarded a grant of 39,855 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of RGS common stock.

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November 05, 2021 Filed Nov 9, 2021 21:33 UTC
Doctor MatthewEVP, Chief Strategy Officer
GrantStock Appreciation Rights · Derivative 112,500 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0000716643-21-000084 · wf-form4_163649355954851.xml · derivative · entry 4

Doctor Matthew · CIK 0001844838 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2031-11-05

F3 · derivative.exercise_date: The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.