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Nasdaq · USD

RGP

RESOURCES CONNECTION, INC.

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Tapewire entity
6553
SEC CIK
0001084765
Parsed reports
333

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2019 Filed Jan 28, 2019 23:32 UTC
DUCHENE KATE WPresident & CEO
Exercise / conversionCommon Stock 22,157 $14.48 $320,833.36
Disclosure

SEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 3

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 01:56 UTC
BOWER JOHN DChief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,500 $12.18 Strike: $12.18 $54,810.00
Disclosure

SEC source: 0001218772-19-000026 · primary_doc.xml · derivative · entry 6

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2024-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% per year from the date of grant.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 01:56 UTC
BOWER JOHN DChief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,150 $11.05 Strike: $11.05 $23,757.50
Disclosure

SEC source: 0001218772-19-000026 · primary_doc.xml · derivative · entry 5

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2023-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% per year from the date of grant.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 01:56 UTC
BOWER JOHN DChief Accounting Officer
SaleCommon Stock 2,150 $16.63 $35,754.50
Disclosure

SEC source: 0001218772-19-000026 · primary_doc.xml · nonDerivative · entry 4

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,791

Read SEC document
January 24, 2019 Filed Jan 29, 2019 01:56 UTC
BOWER JOHN DChief Accounting Officer
Exercise / conversionCommon Stock 2,150 $11.05 $23,757.50
Disclosure

SEC source: 0001218772-19-000026 · primary_doc.xml · nonDerivative · entry 3

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 01:56 UTC
BOWER JOHN DChief Accounting Officer
SaleCommon Stock 4,500 $16.63 $74,835.00
Disclosure

SEC source: 0001218772-19-000026 · primary_doc.xml · nonDerivative · entry 2

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,791

Read SEC document
January 24, 2019 Filed Jan 29, 2019 01:56 UTC
BOWER JOHN DChief Accounting Officer
Exercise / conversionCommon Stock 4,500 $12.18 $54,810.00
Disclosure

SEC source: 0001218772-19-000026 · primary_doc.xml · nonDerivative · entry 1

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 00:20 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 45,000 $14.48 Strike: $14.48 $651,600.00
Disclosure

SEC source: 0001218772-19-000017 · edgardoc.xml · derivative · entry 7

MURRAY DONALD B · CIK 0001133824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 25% a year from date of grant.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 00:20 UTC SaleCommon Stock 45,000 $16.62 $747,967.50
Disclosure

SEC source: 0001218772-19-000017 · edgardoc.xml · nonDerivative · entry 2

MURRAY DONALD B · CIK 0001133824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $16.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 24, 2019 Filed Jan 29, 2019 00:20 UTC Exercise / conversionCommon Stock 45,000 $14.48 $651,600.00
Disclosure

SEC source: 0001218772-19-000017 · edgardoc.xml · nonDerivative · entry 1

MURRAY DONALD B · CIK 0001133824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 23:32 UTC
DUCHENE KATE WPresident & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 26,443 $14.48 Strike: $14.48 $382,894.64
Disclosure

SEC source: 0001218772-19-000006 · edgardoc.xml · derivative · entry 7

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,057

Underlying: Common Stock · 26,443 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest 25% a year from date of grant.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 23:32 UTC
DUCHENE KATE WPresident & CEO
SaleCommon Stock 26,443 $16.63 $439,755.02
Disclosure

SEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 2

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,354

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.57 to $16.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 23:32 UTC
DUCHENE KATE WPresident & CEO
Exercise / conversionCommon Stock 26,443 $14.48 $382,894.64
Disclosure

SEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 1

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 23:55 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,750 $14.48 Strike: $14.48 $459,740.00
Disclosure

SEC source: 0001332688-19-000013 · edgardoc.xml · derivative · entry 5

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,750 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% a year from date of grant.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 23:55 UTC SaleCommon Stock 31,750 $15.79 $501,218.20
Disclosure

SEC source: 0001332688-19-000013 · edgardoc.xml · nonDerivative · entry 2

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,679

Read SEC document
January 04, 2019 Filed Jan 8, 2019 23:55 UTC Exercise / conversionCommon Stock 31,750 $14.48 $459,740.00
Disclosure

SEC source: 0001332688-19-000013 · edgardoc.xml · nonDerivative · entry 1

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:05 UTC GrantPhantom Stock · Derivative 7,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000010 · edgardoc.xml · derivative · entry 1

von Maltzan Marco · CIK 0001746673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

Underlying: Common Stock · 7,179 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:42 UTC GrantPhantom Stock · Derivative 7,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000011 · edgardoc.xml · derivative · entry 1

Crawford Susan J · CIK 0001462890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

Underlying: Common Stock · 7,179 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:04 UTC GrantPhantom Stock · Derivative 7,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000009 · edgardoc.xml · derivative · entry 1

Wargotz Michael H · CIK 0001367557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

Underlying: Common Stock · 7,179 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:03 UTC GrantPhantom Stock · Derivative 7,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000008 · edgardoc.xml · derivative · entry 1

SYKES JOLENE · CIK 0001236364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

Underlying: Common Stock · 7,179 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:02 UTC GrantPhantom Stock · Derivative 7,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000007 · edgardoc.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

Underlying: Common Stock · 7,179 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:59 UTC GrantPhantom Stock · Derivative 7,179 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000006 · edgardoc.xml · derivative · entry 1

DIMICK NEIL F · CIK 0001248380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

Underlying: Common Stock · 7,179 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

F1 · derivative.expiration_date: Represents credit of deferred compensation to reporting person's deferred stock account under the Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the reporting person upon separation from service as a director.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:56 UTC GrantCommon Stock 7,179 $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000003 · edgardoc.xml · nonDerivative · entry 1

PISANO A ROBERT · CIK 0001218780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,773

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:57 UTC
Shih AnneDirector
GrantCommon Stock 7,179 $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000004 · edgardoc.xml · nonDerivative · entry 1

Shih Anne · CIK 0001415988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,841

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:50 UTC GrantCommon Stock 7,179 $0.00 $0.00
Disclosure

SEC source: 0001332688-19-000001 · edgardoc.xml · nonDerivative · entry 1

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,679

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 15:43 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 45,000 $18.96 Strike: $18.96 $853,200.00
Disclosure

SEC source: 0001218774-18-000007 · edgardoc.xml · derivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2028-10-05

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 23:02 UTC
BOWER JOHN DChief Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $18.96 Strike: $18.96 $379,200.00
Disclosure

SEC source: 0001218772-18-000003 · edgardoc.xml · derivative · entry 1

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-10-05

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:09 UTC
BOWER JOHN DChief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $17.90 Strike: $17.90 $134,250.00
Disclosure

SEC source: 0001218772-18-000001 · primary_doc.xml · derivative · entry 3

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% on each anniversary of the grant date over 4 years.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:09 UTC
BOWER JOHN DChief Accounting Officer
SaleCommon Stock 7,500 $18.93 $141,975.00
Disclosure

SEC source: 0001218772-18-000001 · primary_doc.xml · nonDerivative · entry 2

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,791

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:09 UTC
BOWER JOHN DChief Accounting Officer
Exercise / conversionCommon Stock 7,500 $17.90 $134,250.00
Disclosure

SEC source: 0001218772-18-000001 · primary_doc.xml · nonDerivative · entry 1

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 15:41 UTC
DUCHENE KATE WPresident & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 85,000 $18.96 Strike: $18.96 $1,611,600.00
Disclosure

SEC source: 0001218774-18-000005 · edgardoc.xml · derivative · entry 1

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2028-10-05

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 16:59 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $18.59 Strike: $14.48 $371,800.00
Disclosure

SEC source: 0001332688-18-000018 · edgardoc.xml · derivative · entry 5

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,750

Underlying: Common Stock · 20,000 shares

Expires 2019-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 25% a year from date of grant.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 16:59 UTC SaleCommon Stock 20,000 $18.59 $371,796.00
Disclosure

SEC source: 0001332688-18-000018 · edgardoc.xml · nonDerivative · entry 2

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Read SEC document
October 04, 2018 Filed Oct 5, 2018 16:59 UTC Exercise / conversionCommon Stock 20,000 $14.48 $289,600.00
Disclosure

SEC source: 0001332688-18-000018 · edgardoc.xml · nonDerivative · entry 1

Cherbak Anthony · CIK 0001332688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2018 Filed Apr 11, 2018 19:39 UTC SaleCommon Stock 6,200 $15.36 $95,232.00
Disclosure

SEC source: 0001367557-18-000005 · edgardoc.xml · nonDerivative · entry 1

Wargotz Michael H · CIK 0001367557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,073

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:39 UTC GrantCommon Stock 6,389 $0.00 $0.00
Disclosure

SEC source: 0001218780-18-000002 · edgardoc.xml · nonDerivative · entry 1

PISANO A ROBERT · CIK 0001218780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,594

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:38 UTC
Shih AnneDirector
GrantCommon Stock 6,389 $0.00 $0.00
Disclosure

SEC source: 0001415988-18-000002 · edgardoc.xml · nonDerivative · entry 1

Shih Anne · CIK 0001415988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,662

F1 · date: Non Employee Director Restricted Stock Award

F2 · shares: Award vests 25% after one year and 25% each year thereafter for the next three years.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:45 UTC GrantPhantom Stock · Derivative 6,389 $15.65 $99,987.85
Disclosure

SEC source: 0001367557-18-000002 · edgardoc.xml · derivative · entry 1

Wargotz Michael H · CIK 0001367557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 6,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.exercise_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.expiration_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:42 UTC GrantPhantom Stock · Derivative 6,389 $15.65 $99,987.85
Disclosure

SEC source: 0001236364-18-000002 · edgardoc.xml · derivative · entry 1

SYKES JOLENE · CIK 0001236364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 6,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.exercise_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.expiration_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:38 UTC GrantPhantom Stock · Derivative 6,389 $15.65 $99,987.85
Disclosure

SEC source: 0001203117-18-000002 · edgardoc.xml · derivative · entry 1

KISTINGER ROBERT F · CIK 0001203117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 6,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.exercise_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.expiration_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

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January 02, 2018 Filed Jan 4, 2018 17:30 UTC GrantPhantom Stock · Derivative 6,389 $15.65 $99,987.85
Disclosure

SEC source: 0001462890-18-000003 · edgardoc.xml · derivative · entry 1

Crawford Susan J · CIK 0001462890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 6,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.exercise_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.expiration_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

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January 02, 2018 Filed Jan 4, 2018 17:34 UTC GrantPhantom Stock · Derivative 6,389 $15.65 $99,987.85
Disclosure

SEC source: 0001248380-18-000003 · edgardoc.xml · derivative · entry 1

DIMICK NEIL F · CIK 0001248380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 6,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.exercise_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

F1 · derivative.expiration_date: Represents the credit of deferred compensation to the Reporting Person?s deferred stock account under the Issuer?s Directors Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash to the Reporting Person upon the Reporting Person?s separation from service as a director.

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November 29, 2017 Filed Nov 30, 2017 23:27 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001133824-17-000006 · edgardoc.xml · nonDerivative · entry 1

MURRAY DONALD B · CIK 0001133824 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Murray Fam Trust

Disclosed balance after: 870,304

F1 · kind: Gift to Orange County Community Foundation

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November 03, 2017 Filed Nov 14, 2017 23:23 UTC
BOWER JOHN DChief Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001218772-17-000005 · edgardoc.xml · derivative · entry 1

BOWER JOHN D · CIK 0001218772 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-11-03

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November 03, 2017 Filed Nov 14, 2017 23:16 UTC
MUELLER HERBERT MCFO & EVP Corporate Dev.
GrantNon-Qualified Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001249448-17-000002 · edgardoc.xml · derivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · CFO & EVP Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2027-11-03

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

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November 03, 2017 Filed Nov 14, 2017 23:13 UTC
DUCHENE KATE WPresident & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001218774-17-000004 · edgardoc.xml · derivative · entry 1

DUCHENE KATE W · CIK 0001218774 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-11-03

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

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August 02, 2017 Filed Aug 4, 2017 17:50 UTC
Shih AnneDirector
OtherCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415988-17-000004 · edgardoc.xml · nonDerivative · entry 1

Shih Anne · CIK 0001415988 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint w/Spouse

Disclosed balance after: 6,000

F1 · kind: Shares of stock transferred from joint account w/spouse to the following: (1) 1,000 to Nancy Shih; (2) 1,000 to James Shih; (3) 2,000 to David lee & Linda S. Lee

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January 03, 2017 Filed Jan 4, 2017 21:53 UTC
Shih AnneDirector
GrantCommon Stock 5,141 $0.00 $0.00
Disclosure

SEC source: 0001415988-17-000002 · edgardoc.xml · nonDerivative · entry 1

Shih Anne · CIK 0001415988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,273

F1 · date: Non Employee Director Restricted Stock Award

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January 03, 2017 Filed Jan 4, 2017 21:46 UTC GrantCommon Stock 5,141 $0.00 $0.00
Disclosure

SEC source: 0001248380-17-000003 · edgardoc.xml · nonDerivative · entry 1

DIMICK NEIL F · CIK 0001248380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,273

F1 · date: Non Employee Director Restricted Stock Award

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January 03, 2017 Filed Jan 4, 2017 21:51 UTC GrantCommon Stock 5,141 $0.00 $0.00
Disclosure

SEC source: 0001218780-17-000003 · edgardoc.xml · nonDerivative · entry 1

PISANO A ROBERT · CIK 0001218780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,205

F1 · date: Non Employee Director Restricted Stock Award

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.