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Nasdaq · USD

RGEN

REPLIGEN CORP

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Tapewire entity
486
SEC CIK
0000730272
Parsed reports
388

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202601
Jul 202601
Aug 202601
Sep 202604
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2020 Filed May 15, 2020 21:37 UTC
KURIYEL RALFSenior VP, R&D
SaleCommon Stock 6,293 $128.02 $805,629.86
Disclosure

SEC source: 0000899243-20-013273 · doc4.xml · nonDerivative · entry 4

KURIYEL RALF · CIK 0001733143 · Senior VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,619

F2 · price: $128.02 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.53 to $128.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 13, 2020 Filed May 15, 2020 21:37 UTC
KURIYEL RALFSenior VP, R&D
SaleCommon Stock 1,612 $126.88 $204,530.56
Disclosure

SEC source: 0000899243-20-013273 · doc4.xml · nonDerivative · entry 3

KURIYEL RALF · CIK 0001733143 · Senior VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,912

F1 · price: $126.88 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.36 to $127.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 13, 2020 Filed May 15, 2020 21:37 UTC
KURIYEL RALFSenior VP, R&D
Exercise / conversionCommon Stock 2,000 $33.87 $67,740.00
Disclosure

SEC source: 0000899243-20-013273 · doc4.xml · nonDerivative · entry 2

KURIYEL RALF · CIK 0001733143 · Senior VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 15, 2020 21:37 UTC
KURIYEL RALFSenior VP, R&D
Exercise / conversionCommon Stock 6,000 $33.05 $198,300.00
Disclosure

SEC source: 0000899243-20-013273 · doc4.xml · nonDerivative · entry 1

KURIYEL RALF · CIK 0001733143 · Senior VP, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 20, 2020 00:46 UTC GrantStock Option (Right to Buy) · Derivative 1,761 $0.00 Strike: $128.18 $0.00
Disclosure

SEC source: 0000899243-20-013636 · doc4.xml · derivative · entry 9

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761

Underlying: Common Stock · 1,761 shares

Expires 2030-05-13

F8 · derivative.exercise_date: Award vests in full one year from grant date on May 13, 2021.

Read SEC document
May 13, 2020 Filed May 20, 2020 00:46 UTC GrantCommon Stock 722 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013636 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,556

F1 · shares: Ms. Dawes was awarded 722 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on May 13, 2021. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.

Read SEC document
May 13, 2020 Filed May 20, 2020 00:45 UTC GrantStock Option (Right to Buy) · Derivative 1,285 $0.00 Strike: $128.18 $0.00
Disclosure

SEC source: 0000899243-20-013635 · doc4.xml · derivative · entry 2

RYAN THOMAS F JR · CIK 0001263366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285

Underlying: Common Stock · 1,285 shares

Expires 2030-05-13

F2 · derivative.exercise_date: Award vests in full one year from grant date on May 13, 2021.

Read SEC document
May 13, 2020 Filed May 20, 2020 00:45 UTC GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013635 · doc4.xml · nonDerivative · entry 1

RYAN THOMAS F JR · CIK 0001263366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

F1 · shares: Mr. Ryan was awarded 527 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on May 13, 2021. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

Read SEC document
May 13, 2020 Filed May 20, 2020 00:42 UTC GrantStock Option (Right to Buy) · Derivative 1,285 $0.00 Strike: $128.18 $0.00
Disclosure

SEC source: 0000899243-20-013633 · doc4.xml · derivative · entry 2

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285

Underlying: Common Stock · 1,285 shares

Expires 2030-05-13

F2 · derivative.exercise_date: Award vests in full one year from grant date on May 13, 2021.

Read SEC document
May 13, 2020 Filed May 20, 2020 00:42 UTC GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013633 · doc4.xml · nonDerivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,564

F1 · shares: Mr. Barthelemy was awarded 527 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on May 13, 2021. The restricted stock unit may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.

Read SEC document
May 13, 2020 Filed May 20, 2020 00:42 UTC
MUIR GLENN PDirector
GrantStock Option (Right to Buy) · Derivative 1,285 $0.00 Strike: $128.18 $0.00
Disclosure

SEC source: 0000899243-20-013632 · doc4.xml · derivative · entry 2

MUIR GLENN P · CIK 0001181190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285

Underlying: Common Stock · 1,285 shares

Expires 2030-05-13

F2 · derivative.exercise_date: Award vests in full one year from grant date on May 13, 2021.

Read SEC document
May 13, 2020 Filed May 20, 2020 00:42 UTC
MUIR GLENN PDirector
GrantCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013632 · doc4.xml · nonDerivative · entry 1

MUIR GLENN P · CIK 0001181190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,905

F1 · shares: Mr. Muir was awarded 527 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on May 13, 2021. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

Read SEC document
May 13, 2020 Filed May 22, 2020 01:06 UTC Amendment GrantStock Option (Right to Buy) · Derivative 1,761 $0.00 Strike: $128.18 $0.00
Disclosure

SEC source: 0000899243-20-013931 · doc4a.xml · derivative · entry 9

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761

Underlying: Common Stock · 1,761 shares

Expires 2030-05-13

F8 · derivative.exercise_date: Award vests in full one year from grant date on May 13, 2021.

Read SEC document
May 13, 2020 Filed May 22, 2020 01:06 UTC Amendment GrantCommon Stock 722 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013931 · doc4a.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,556

F1 · shares: Ms. Dawes was awarded 722 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on May 13, 2021. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 21:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,652 $0.00 Strike: $42.07 $0.00
Disclosure

SEC source: 0000899243-20-011304 · doc4.xml · derivative · entry 3

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,652 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 21:22 UTC SaleCommon Stock 2,688 $109.99 $295,653.12
Disclosure

SEC source: 0000899243-20-011304 · doc4.xml · nonDerivative · entry 2

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,037

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on February 28, 2020.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 21:22 UTC Exercise / conversionCommon Stock 1,652 $42.07 $69,499.64
Disclosure

SEC source: 0000899243-20-011304 · doc4.xml · nonDerivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2020 Filed Apr 22, 2020 22:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,800 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0000899243-20-011171 · doc4.xml · derivative · entry 6

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,800 shares

Expires 2020-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable

Read SEC document
April 21, 2020 Filed Apr 22, 2020 22:07 UTC Exercise / conversionCommon Stock 11,800 $3.30 $38,940.00
Disclosure

SEC source: 0000899243-20-011171 · doc4.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2020 Filed May 22, 2020 01:03 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 11,800 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0000899243-20-013929 · doc4a.xml · derivative · entry 6

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,800 shares

Expires 2020-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable

Read SEC document
April 21, 2020 Filed May 22, 2020 01:03 UTC Amendment Exercise / conversionCommon Stock 11,800 $3.30 $38,940.00
Disclosure

SEC source: 0000899243-20-013929 · doc4a.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 22:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,200 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0000899243-20-011171 · doc4.xml · derivative · entry 5

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 8,200 shares

Expires 2020-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable

Read SEC document
April 20, 2020 Filed Apr 22, 2020 22:07 UTC SaleCommon Stock 8,998 $104.42 $939,571.16
Disclosure

SEC source: 0000899243-20-011171 · doc4.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,034

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on February 19, 2020.

F3 · price: $104.42 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.72 to $104.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 22:07 UTC SaleCommon Stock 3,202 $104.98 $336,145.96
Disclosure

SEC source: 0000899243-20-011171 · doc4.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,032

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on February 19, 2020.

F2 · price: $104.98 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.73 to $105.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 22:07 UTC Exercise / conversionCommon Stock 8,200 $3.30 $27,060.00
Disclosure

SEC source: 0000899243-20-011171 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2020 Filed May 22, 2020 01:03 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 8,200 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0000899243-20-013929 · doc4a.xml · derivative · entry 5

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 8,200 shares

Expires 2020-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable

Read SEC document
April 20, 2020 Filed May 22, 2020 01:03 UTC Amendment SaleCommon Stock 8,998 $104.42 $939,571.16
Disclosure

SEC source: 0000899243-20-013929 · doc4a.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,034

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on March 19, 2020.

F3 · price: $104.42 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.72 to $104.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 20, 2020 Filed May 22, 2020 01:03 UTC Amendment SaleCommon Stock 3,202 $104.98 $336,145.96
Disclosure

SEC source: 0000899243-20-013929 · doc4a.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,032

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on March 19, 2020.

F2 · price: $104.98 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.73 to $105.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 20, 2020 Filed May 22, 2020 01:03 UTC Amendment Exercise / conversionCommon Stock 8,200 $3.30 $27,060.00
Disclosure

SEC source: 0000899243-20-013929 · doc4a.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 23:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,652 $0.00 Strike: $42.07 $0.00
Disclosure

SEC source: 0000899243-20-010341 · doc4.xml · derivative · entry 3

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652

Underlying: Common Stock · 1,652 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 23:34 UTC SaleCommon Stock 2,688 $99.99 $268,773.12
Disclosure

SEC source: 0000899243-20-010341 · doc4.xml · nonDerivative · entry 2

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,073

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on February 28, 2020.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 23:34 UTC Exercise / conversionCommon Stock 1,652 $42.07 $69,499.64
Disclosure

SEC source: 0000899243-20-010341 · doc4.xml · nonDerivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 23:31 UTC
Cox JohnDirector
SaleCommon Stock 1,858 $96.72 $179,705.76
Disclosure

SEC source: 0000899243-20-009592 · doc4.xml · nonDerivative · entry 1

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,304 $0.00 Strike: $42.07 $0.00
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · derivative · entry 13

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,304 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,434 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · derivative · entry 12

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,434 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,366 $0.00 Strike: $26.12 $0.00
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · derivative · entry 11

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,366 shares

Expires 2026-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,632 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · derivative · entry 10

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,632 shares

Expires 2025-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 14,000 $0.00 Strike: $12.91 $0.00
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · derivative · entry 9

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2023-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is currently exercisable.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
SaleCommon Stock 1,016 $97.17 $98,724.72
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · nonDerivative · entry 8

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

F3 · price: $97.17 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.08 to $97.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
SaleCommon Stock 1,187 $96.45 $114,486.15
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · nonDerivative · entry 7

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,797

F2 · price: $96.45 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.00 to $96.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
SaleCommon Stock 24,533 $95.13 $2,333,824.29
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · nonDerivative · entry 6

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,984

F1 · price: $95.13 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionCommon Stock 3,304 $42.07 $138,999.28
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · nonDerivative · entry 5

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionCommon Stock 2,434 $38.76 $94,341.84
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · nonDerivative · entry 4

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionCommon Stock 3,366 $26.12 $87,919.92
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · nonDerivative · entry 3

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionCommon Stock 3,632 $41.19 $149,602.08
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · nonDerivative · entry 2

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 18, 2020 Filed Mar 20, 2020 20:25 UTC
Cox JohnDirector
Exercise / conversionCommon Stock 14,000 $12.91 $180,740.00
Disclosure

SEC source: 0000899243-20-009121 · doc4.xml · nonDerivative · entry 1

Cox John · CIK 0001498428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 16, 2020 Filed Mar 18, 2020 21:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $42.07 $0.00
Disclosure

SEC source: 0000899243-20-008875 · doc4.xml · derivative · entry 5

RYAN THOMAS F JR · CIK 0001263366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is currently exercisable.

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March 16, 2020 Filed Mar 18, 2020 21:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0000899243-20-008875 · doc4.xml · derivative · entry 4

RYAN THOMAS F JR · CIK 0001263366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

Underlying: Common Stock · 500 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is currently exercisable.

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March 16, 2020 Filed Mar 18, 2020 21:10 UTC SaleCommon Stock 1,000 $91.48 $91,480.00
Disclosure

SEC source: 0000899243-20-008875 · doc4.xml · nonDerivative · entry 3

RYAN THOMAS F JR · CIK 0001263366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,923

F1 · price: $91.48 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.47 to $91.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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March 16, 2020 Filed Mar 18, 2020 21:10 UTC Exercise / conversionCommon Stock 500 $42.07 $21,035.00
Disclosure

SEC source: 0000899243-20-008875 · doc4.xml · nonDerivative · entry 2

RYAN THOMAS F JR · CIK 0001263366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.