Tapewire

NYSE · USD

RFL

Rafael Holdings, Inc.

Export transactions ↓
Tapewire entity
6620
SEC CIK
0001713863
Parsed reports
138

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2026 Filed Sep 23, 2026 18:36 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,027 $2.03 $4,104.68
Disclosure

SEC source: 0001193125-26-399248 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,084

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 183,334 shares held directly and 113,750 unvested restricted shares that vest as follows: 6,250 on December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 20:54 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
GrantClass B Common Stock, $.01 par value per share 54,945 $2.73 $149,999.85
Disclosure

SEC source: 0001193125-26-328798 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,030

F1 · shares: Grant of Restricted Stock that vests as follows: 13,737 on September 13, 2026 and 13,736 on each of December 13, 2026, March 13, 2027 and June 13, 2027.

F2 · balance_after: Consists of 239,228 vested restricted shares of Class B Common Stock and 272,802 unvested restricted shares of Class B Common Stock that shall vest as follows: 49,452 shall vest on September 13, 2026; 49,450 shall vest on each of December 13, 2026, March 13, 2027 and June 13, 2027; and 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030.

Read SEC document
June 21, 2026 Filed Jun 23, 2026 19:32 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,386 $2.64 $6,287.11
Disclosure

SEC source: 0001193125-26-279350 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,111

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 76,882 shares held directly, 102,229 fully vested restricted shares and 120,000 unvested restricted shares that vest as follows: 6,250 on each of September 21, 2026 and December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030.

Read SEC document
June 13, 2026 Filed Jun 16, 2026 19:55 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
GrantClass B Common Stock, $.01 par value per share 142,857 $1.75 $249,999.75
Disclosure

SEC source: 0001193125-26-272548 · ownership.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,085

F3 · shares: Grant of Restricted Stock that vests as follows: 35,715 on September 13, 2026 and 35,714 on each of December 13, 2026, March 13, 2027 and June 13, 2027.

F4 · balance_after: Consists of 239,228 vested restricted shares of Class B Common Stock and 217,857 unvested restricted shares of Class B Common Stock that shall vest as follows: 35,715 shall vest on September 13, 2026 and 35,714 shall vest on each of December 13, 2026, March 13, 2027 and June 13, 2027; 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030.

Read SEC document
June 13, 2026 Filed Jun 16, 2026 19:55 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
Tax withholdingClass B Common Stock, $.01 par value per share 8,786 $2.33 $20,471.38
Disclosure

SEC source: 0001193125-26-272548 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,228

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 239,228 vested restricted shares of Class B Common Stock and 75,000 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030.

Read SEC document
March 21, 2026 Filed Mar 24, 2026 16:24 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,318 $1.28 $2,955.45
Disclosure

SEC source: 0001193125-26-121225 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,497

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 76,882 shares held directly, 98,365 fully vested restricted shares and 126,250 unvested restricted shares that vest as follows: 6,250 quarterly from June 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 16:48 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
Tax withholdingClass B Common Stock, $.01 par value per share 9,826 $1.50 $14,763.57
Disclosure

SEC source: 0001193125-26-110026 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,014

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 218,365 vested restricted shares of Class B Common Stock and 104,649 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030; and 29,649 shares shall vest on June 13, 2026.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 13:23 UTC
STEIN MARK NDirector
GrantClass B Common Stock, par value $.01 per share 39,370 $1.27 $49,999.90
Disclosure

SEC source: 0001193125-26-028833 · ownership.xml · nonDerivative · entry 1

STEIN MARK N · CIK 0002033744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,845

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2025.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 13:24 UTC GrantClass B Common Stock, par value $.01 per share 39,370 $1.27 $49,999.90
Disclosure

SEC source: 0001193125-26-028834 · ownership.xml · nonDerivative · entry 1

WEISS MICHAEL J · CIK 0001196775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,861

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2025.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 18:23 UTC
GRAYSON ALANDirector
GrantClass B Common Stock, par value $.01 per share 6,562 $1.27 $8,333.74
Disclosure

SEC source: 0001193125-26-028831 · ownership.xml · nonDerivative · entry 1

GRAYSON ALAN · CIK 0002094932 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,562

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2025.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 28, 2026 Filed Jan 30, 2026 16:01 UTC GrantClass B Common Stock, par value $.01 per share 29,528 $1.27 $37,500.56
Disclosure

SEC source: 0001193125-26-031749 · ownership.xml · nonDerivative · entry 1

Sieger Markus · CIK 0001337143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,710

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2025.

F3 · balance_after: Consists of 29,528 fully vested shares of Restricted Stock and 190,182 shares held directly.

Read SEC document
January 13, 2026 Filed Jan 15, 2026 21:22 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
GrantClass B Common Stock, $.01 par value per share 75,000 $1.25 $93,637.50
Disclosure

SEC source: 0001193125-26-014140 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,840

F1 · shares: Grant of Restricted Stock that vests as follows: 18,750 shares on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030.

F2 · balance_after: Consists of 198,542 vested restricted shares of Class B Common Stock and 134,298 unvested restricted shares of Class B Common Stock that shall vest as follows: 18,750 shall vest on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030; and 29,649 shares shall vest on each of March 13, 2026 and June 13, 2026.

Read SEC document
January 13, 2026 Filed Jan 15, 2026 21:22 UTC
Polinsky DavidChief Financial Officer
GrantClass B Common Stock, par value $.01 per share 50,000 $1.25 $62,425.00
Disclosure

SEC source: 0001193125-26-014138 · ownership.xml · nonDerivative · entry 2

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,815

F3 · shares: Grant of Restricted Stock that vests as follows: 12,500 shares on each of January 13, 2027, January 13, 2028, January 13, 2029 and January 13, 2030.

F4 · balance_after: Consists of 76,882 shares held directly, 94,433 fully vested restricted shares and 132,500 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; 25,000 on each of January 13, 2027, January 13, 2028 and January 13, 2029; and 12,500 on January 30, 2030.

Read SEC document
January 13, 2026 Filed Jan 15, 2026 21:22 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 4,865 $1.25 $6,073.95
Disclosure

SEC source: 0001193125-26-014138 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,815

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 76,882 shares held directly, 94,433 fully vested restricted shares and 82,500 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
December 21, 2025 Filed Dec 23, 2025 20:01 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 1,961 $1.29 $2,519.89
Disclosure

SEC source: 0001193125-25-330708 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,680

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 76,882 shares held directly, 86,798 fully vested restricted shares and 95,000 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2026 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
December 13, 2025 Filed Dec 16, 2025 23:56 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
Tax withholdingClass B Common Stock, $.01 par value per share 9,867 $1.50 $14,775.83
Disclosure

SEC source: 0001193125-25-321293 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,840

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 198,542 vested restricted shares of Class B Common Stock and 59,298 unvested restricted shares of Class B Common Stock that shall vest as follows: 29,649 shares shall vest on each of March 13, 2026 and June 13, 2026.

Read SEC document
October 25, 2025 Filed Oct 28, 2025 19:12 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 4,180 $1.35 $5,643.00
Disclosure

SEC source: 0001193125-25-253316 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,641

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 76,882 shares held directly, 82,509 fully vested restricted shares and 101,250 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2025 through December 21, 2026; 10,000 on each of October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
September 23, 2025 Filed Sep 25, 2025 18:34 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 1,284 $1.48 $1,900.32
Disclosure

SEC source: 0001193125-25-217252 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,821

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 76,882 shares held directly, 76,689 fully vested restricted shares and 111,250 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2025 through December 21, 2026; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
September 21, 2025 Filed Sep 22, 2025 17:14 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 1,970 $1.49 $2,935.30
Disclosure

SEC source: 0001193125-25-210807 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,105

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 76,882 shares held directly, 74,223 fully vested restricted shares and 115,000 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
September 13, 2025 Filed Sep 16, 2025 22:27 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
Tax withholdingClass B Common Stock, $.01 par value per share 9,905 $1.35 $13,322.23
Disclosure

SEC source: 0001193125-25-205211 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,707

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 178,760 vested restricted shares of Class B Common Stock and 88,947 unvested restricted shares of Class B Common Stock that shall vest as follows: 29,649 shares shall vest on each of December 13, 2025, March 13, 2026, and June 13, 2026.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 14:33 UTC
Fine Joshua MChief Operating Officer
GrantStock Options (right to buy) · Derivative 24,558 $0.00 Strike: $1.38 $0.00
Disclosure

SEC source: 0000950170-25-113221 · ownership.xml · derivative · entry 2

Fine Joshua M · CIK 0001779940 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,558

Underlying: Class B Common Stock · 24,558 shares

Expires 2035-09-02

F2 · derivative.exercise_date: The options shall vest as follows: 12,279 shares on each of September 3, 2026 and September 3, 2027, subject to the Reporting Person's continuous service with the Issuer as of each such date.

Read SEC document
June 21, 2025 Filed Jun 24, 2025 17:43 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,347 $1.60 $3,743.47
Disclosure

SEC source: 0000950170-25-089354 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,075

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 76,882 shares held directly, 69,943 fully vested restricted shares and 121,250 unvested restricted shares that vest as follows: 6,250 quarterly from September 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 18:22 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
GrantClass B Common Stock, $.01 par value per share 118,596 $2.11 $250,000.37
Disclosure

SEC source: 0000950170-25-087209 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,612

F1 · shares: Grant of restricted shares of Class B Common Stock, 29,649 shares of which shall vest on each of September 13, 2025, December 13, 2025, March 13, 2026, and June 13, 2026.

F2 · balance_after: Consists of 159,016 vested restricted shares of Class B Common Stock and 118,596 unvested restricted shares of Class B Common Stock that shall vest as follows: 29,649 shares shall vest on each of September 13, 2025, December 13, 2025, March 13, 2026, and June 13, 2026.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:19 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
PurchaseClass B Common Stock, $.01 par value per share 12,299,207 $1.28 $15,742,984.96
Disclosure

SEC source: 0000950170-25-083855 · ownership.xml · nonDerivative · entry 3

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By HSJ 2019 Remainder Trust

Disclosed balance after: 12,299,207

F1 · shares: Represents the shares of Class B Common Stock purchased in a private placement pursuant to a Standby Purchase Agreement in connection with the Issuer's Rights Offering.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:19 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
PurchaseClass B Common Stock, $.01 par value per share 324,219 $1.28 $415,000.32
Disclosure

SEC source: 0000950170-25-083855 · ownership.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · IDT A Partners, L.P.

Disclosed balance after: 324,219

F1 · shares: Represents the shares of Class B Common Stock purchased in a private placement pursuant to a Standby Purchase Agreement in connection with the Issuer's Rights Offering.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 21:19 UTC
JONAS HOWARD SDirector · Exec Chairman, CEO & President · 10% owner
PurchaseClass B Common Stock, $.01 par value per share 457,031 $1.28 $584,999.68
Disclosure

SEC source: 0000950170-25-083855 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Exec Chairman, CEO & President · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Genie A Partners, L.P.

Disclosed balance after: 457,031

F1 · shares: Represents the shares of Class B Common Stock purchased in a private placement pursuant to a Standby Purchase Agreement in connection with the Issuer's Rights Offering.

Read SEC document
May 29, 2025 Filed May 30, 2025 17:56 UTC
Polinsky DavidChief Financial Officer
OtherClass B Common Stock · Derivative 76,882 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0000950170-25-079559 · ownership.xml · derivative · entry 2

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 76,882 shares

Expires 2029-05-29

Read SEC document
May 29, 2025 Filed May 30, 2025 17:56 UTC
Polinsky DavidChief Financial Officer
OtherClass B Common Stock, par value $.01 per share 76,882 $1.28 $98,408.96
Disclosure

SEC source: 0000950170-25-079559 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,422

F1 · shares: Represents the exercise of subscription rights in the Issuer's Rights Offering.

F2 · balance_after: Consists of 76,882 shares held directly, 66,040 fully vested restricted shares and 127,500 unvested restricted shares that vest as follows: 6,250 quarterly from June 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
May 27, 2025 Filed May 29, 2025 15:04 UTC OtherSubscription Rights (right to buy) · Derivative 35,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0000950170-25-078854 · ownership.xml · derivative · entry 2

Sieger Markus · CIK 0001337143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 35,000 shares

Expires 2025-05-29

Read SEC document
May 27, 2025 Filed May 29, 2025 15:04 UTC OtherClass B Common Stock, par value $.01 per share 35,000 $1.28 $44,800.00
Disclosure

SEC source: 0000950170-25-078854 · ownership.xml · nonDerivative · entry 1

Sieger Markus · CIK 0001337143 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,182

F1 · shares: Represents the exercise of subscription rights in the Issuer's Rights Offering.

Read SEC document
March 25, 2025 Filed Apr 24, 2025 19:18 UTC
CONKLING WILLIAMChief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 5,485 Not disclosed Strike: $3.63 Not disclosed
Disclosure

SEC source: 0000950170-25-057934 · ownership.xml · derivative · entry 3

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,485

Underlying: Class B Common Stock · 5,485 shares

Expires 2034-06-03

F4 · price: The Reporting Person received this option to purchase shares of stock in the Merger in exchange for an employee stock option granted to Mr. Conkling on June 3, 2024 to purchase 15,562 shares of Cyclo common stock at an exercise price of $1.28.

Read SEC document
March 25, 2025 Filed Apr 24, 2025 19:18 UTC
CONKLING WILLIAMChief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 2,362 Not disclosed Strike: $3.89 Not disclosed
Disclosure

SEC source: 0000950170-25-057934 · ownership.xml · derivative · entry 2

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Class B Common Stock · 2,362 shares

Expires 2033-06-06

F3 · price: The Reporting Person received this option to purchase shares of stock in the Merger in exchange for an employee stock option granted to Mr. Conkling on June 6, 2023 to purchase 6,700 shares of Cyclo common stock at an exercise price of $1.37.

Read SEC document
March 25, 2025 Filed Apr 24, 2025 19:18 UTC
CONKLING WILLIAMChief Executive Officer
GrantClass B Common Stock, par value $.01 per share 27,454 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-057934 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,455

F1 · price: The Reporting Person received these shares in exchange for 77,884 shares of Cyclo Therapeutics, Inc. ("Cyclo") common stock in connection with the business combination between Cyclo and the Issuer (the "Merger") based upon an exchange ratio of 0.3525.

F2 · balance_after: Consists of 174,409 shares of stock held directly, 183,094 fully vested shares of Restricted Stock and 206,952 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, June 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:39 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 14,814 $1.93 $28,591.02
Disclosure

SEC source: 0000950170-25-044469 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,001

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 183,094 fully vested shares of Restricted Stock and 206,952 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, June 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 20:40 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,378 $1.93 $4,589.54
Disclosure

SEC source: 0000950170-25-044471 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,540

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 66,040 fully vested restricted shares and 127,500 unvested restricted shares that vest as follows: 6,250 quarterly from June 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 19:22 UTC
CONKLING WILLIAMChief Executive Officer
GrantClass B Common Stock, par value $.01 per share 60,000 $1.95 $117,240.00
Disclosure

SEC source: 0000950170-25-005759 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,815

F1 · shares: Grant of Restricted Stock that vests as follows: 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 158,925 fully vested shares of Restricted Stock and 245,935 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2025 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 15,000 shares to vest on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 19:22 UTC
GOLDBERG JOHNCHIEF MEDICAL OFFICER
GrantClass B Common Stock, par value $.01 per share 50,000 $1.95 $97,700.00
Disclosure

SEC source: 0000950170-25-005760 · ownership.xml · nonDerivative · entry 1

GOLDBERG JOHN · CIK 0002007903 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Grant of Restricted Stock that vests as follows: 12,500 shares on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

F2 · balance_after: Consists of 50,000 shares of Restricted Stock that vests as follows: 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 19:22 UTC
Polinsky DavidChief Financial Officer
GrantClass B Common Stock, par value $.01 per share 50,000 $1.95 $97,700.00
Disclosure

SEC source: 0000950170-25-005761 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,918

F1 · shares: Grant of Restricted Stock that vests as follows: 12,500 shares on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

F2 · balance_after: Consists of 62,168 fully vested restricted shares and 133,750 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2025 through December 21, 2026; 3,750 on September 23, 2025; 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027; and 12,500 on each of January 13, 2026, January 13, 2027, January 13, 2028 and January 13, 2029.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:02 UTC
STEIN MARK NDirector
GrantClass B Common Stock, par value $.01 per share 11,475 $1.82 $20,884.50
Disclosure

SEC source: 0000950170-25-003426 · ownership.xml · nonDerivative · entry 1

STEIN MARK N · CIK 0002033744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,475

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2024.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:03 UTC GrantClass B Common Stock, par value $.01 per share 27,541 $1.82 $50,124.62
Disclosure

SEC source: 0000950170-25-003428 · ownership.xml · nonDerivative · entry 1

GREENBERG STEPHEN M · CIK 0001196766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,491

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2024.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 16:02 UTC GrantClass B Common Stock, par value $.01 per share 27,541 $1.82 $50,124.62
Disclosure

SEC source: 0000950170-25-003427 · ownership.xml · nonDerivative · entry 1

WEISS MICHAEL J · CIK 0001196775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,491

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2024.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
December 21, 2024 Filed Dec 23, 2024 20:27 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 12,807 $1.84 $23,500.85
Disclosure

SEC source: 0000950170-24-139519 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,815

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 158,925 fully vested shares of Restricted Stock and 185,935 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
December 21, 2024 Filed Dec 23, 2024 20:27 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,002 $1.84 $3,673.67
Disclosure

SEC source: 0000950170-24-139520 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,918

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 62,168 fully vested restricted shares and 83,750 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2024 through December 21, 2026; 3,750 on September 23, 2025; and 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 21:15 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 3,431 $1.84 $6,313.04
Disclosure

SEC source: 0000950170-24-118362 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,622

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 132,749 fully vested shares of Restricted Stock and 224,918 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 21:16 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 3,331 $1.84 $6,129.04
Disclosure

SEC source: 0000950170-24-118363 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,920

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 57,920 fully vested restricted shares and 90,000 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2024 through December 21, 2026; 3,750 on September 23, 2025; and 10,000 on each of October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
September 23, 2024 Filed Sep 24, 2024 17:03 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 1,431 $1.73 $2,468.48
Disclosure

SEC source: 0000950170-24-108969 · ownership.xml · nonDerivative · entry 2

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,251

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F3 · balance_after: Consists of 51,251 fully vested restricted shares and 100,000 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2024 through December 21, 2026; 3,750 on September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
September 21, 2024 Filed Sep 24, 2024 17:03 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 12,696 $1.73 $21,900.60
Disclosure

SEC source: 0000950170-24-108970 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,053

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 126,180 fully vested shares of Restricted Stock and 234,918 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
September 21, 2024 Filed Sep 24, 2024 17:03 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,384 $1.73 $4,112.40
Disclosure

SEC source: 0000950170-24-108969 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,682

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 48,932 fully vested restricted shares and 103,750 unvested restricted shares that vest as follows: 6,250 quarterly from December 21, 2024 through December 21, 2026; 3,750 on each of September 23, 2024 and September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 17:55 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 563,538 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086819 · ownership.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Debbie Y. Jonas 2018 Dynasty Trust

Disclosed balance after: 563,538

F1 · kind: Transfer from the Debbie Y. Jonas 2018 Marital Trust, a trust for the benefit of the Reporting Person and his wife, to the Debbie Y. Jonas 2018 Dynasty Trust, a trust for the benefit of the Reporting Person's children and their heirs.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 17:55 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 563,538 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-086819 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Debbie Y. Jonas 2018 Marital Trust

Disclosed balance after: 0

F1 · kind: Transfer from the Debbie Y. Jonas 2018 Marital Trust, a trust for the benefit of the Reporting Person and his wife, to the Debbie Y. Jonas 2018 Dynasty Trust, a trust for the benefit of the Reporting Person's children and their heirs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.