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Nasdaq · USD

RFIL

R F INDUSTRIES LTD

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6712
SEC CIK
0000740664
Parsed reports
240

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2025 Filed Oct 14, 2025 22:25 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 120 $8.22 $986.40
Disclosure

SEC source: 0001437749-25-030946 · rdgdoc.xml · nonDerivative · entry 3

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,917

Read SEC document
October 11, 2025 Filed Oct 14, 2025 22:25 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 33 $8.22 $271.26
Disclosure

SEC source: 0001437749-25-030946 · rdgdoc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,037

Read SEC document
October 10, 2025 Filed Oct 14, 2025 22:26 UTC
Dawson Robert DDirector · CEO
Tax withholdingCommon Stock 172 $8.22 $1,413.84
Disclosure

SEC source: 0001437749-25-030948 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,417

Read SEC document
October 10, 2025 Filed Oct 14, 2025 22:25 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 65 $8.22 $534.30
Disclosure

SEC source: 0001437749-25-030947 · rdgdoc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,488

Read SEC document
October 10, 2025 Filed Oct 14, 2025 22:25 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 27 $8.22 $221.94
Disclosure

SEC source: 0001437749-25-030946 · rdgdoc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,070

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:42 UTC GrantCommon Stock 10,416 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-028981 · rdgdoc.xml · nonDerivative · entry 1

Cefali Sheryl Lynn · CIK 0001779489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,169

F1 · shares: The restricted stock units shall vest in four (4) equal installments beginning on September 10, 2025 and quarterly thereafter until fully vested at the earlier of one year from the date of grant or next year's annual shareholder meeting.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:41 UTC GrantCommon Stock 10,416 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-028979 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,359

F1 · shares: The restricted stock units shall vest in four (4) equal installments beginning on September 10, 2025 and quarterly thereafter until fully vested at the earlier of one year from the date of grant or next year's annual shareholder meeting.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:40 UTC GrantCommon Stock 10,416 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-028977 · rdgdoc.xml · nonDerivative · entry 1

GARLAND GERALD T · CIK 0001229709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,460

F1 · shares: The restricted stock units shall vest in four (4) equal installments beginning on September 10, 2025 and quarterly thereafter until fully vested at the earlier of one year from the date of grant or next year's annual shareholder meeting.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:41 UTC GrantCommon Stock 10,416 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-028978 · rdgdoc.xml · nonDerivative · entry 1

Tidwell Kay Lee · CIK 0001506043 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,466

F1 · shares: The restricted stock units shall vest in four (4) equal installments beginning on September 10, 2025 and quarterly thereafter until fully vested at the earlier of one year from the date of grant or next year's annual shareholder meeting.

Read SEC document
July 11, 2025 Filed Jul 11, 2025 23:50 UTC
Dawson Robert DDirector · CEO
Tax withholdingCommon Stock 411 $7.17 $2,946.87
Disclosure

SEC source: 0001437749-25-022614 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,589

Read SEC document
July 11, 2025 Filed Jul 11, 2025 23:50 UTC
Dawson Robert DDirector · CEO
Tax withholdingCommon Stock 202 $7.17 $1,448.34
Disclosure

SEC source: 0001437749-25-022614 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,000

Read SEC document
July 11, 2025 Filed Jul 11, 2025 23:47 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 102 $7.17 $731.34
Disclosure

SEC source: 0001437749-25-022612 · rdgdoc.xml · nonDerivative · entry 3

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,097

Read SEC document
July 11, 2025 Filed Jul 11, 2025 23:47 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 32 $7.17 $229.44
Disclosure

SEC source: 0001437749-25-022612 · rdgdoc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,199

Read SEC document
July 11, 2025 Filed Jul 11, 2025 23:48 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 143 $7.17 $1,025.31
Disclosure

SEC source: 0001437749-25-022613 · rdgdoc.xml · nonDerivative · entry 3

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,553

Read SEC document
July 11, 2025 Filed Jul 11, 2025 23:48 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 78 $7.17 $559.26
Disclosure

SEC source: 0001437749-25-022613 · rdgdoc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,696

Read SEC document
July 10, 2025 Filed Jul 11, 2025 23:50 UTC
Dawson Robert DDirector · CEO
Tax withholdingCommon Stock 155 $7.04 $1,091.20
Disclosure

SEC source: 0001437749-25-022614 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,202

Read SEC document
July 10, 2025 Filed Jul 11, 2025 23:47 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 27 $7.04 $190.08
Disclosure

SEC source: 0001437749-25-022612 · rdgdoc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,231

Read SEC document
July 10, 2025 Filed Jul 11, 2025 23:48 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 56 $7.04 $394.24
Disclosure

SEC source: 0001437749-25-022613 · rdgdoc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,774

Read SEC document
April 11, 2025 Filed Apr 14, 2025 22:30 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 140 $3.99 $558.60
Disclosure

SEC source: 0001437749-25-011961 · rdgdoc.xml · nonDerivative · entry 3

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,830

Read SEC document
April 11, 2025 Filed Apr 14, 2025 22:30 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 105 $3.99 $418.95
Disclosure

SEC source: 0001437749-25-011961 · rdgdoc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,970

Read SEC document
April 11, 2025 Filed Apr 14, 2025 22:31 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 143 $3.99 $570.57
Disclosure

SEC source: 0001437749-25-011962 · rdgdoc.xml · nonDerivative · entry 3

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,258

Read SEC document
April 11, 2025 Filed Apr 14, 2025 22:31 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 62 $3.99 $247.38
Disclosure

SEC source: 0001437749-25-011962 · rdgdoc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,401

Read SEC document
April 11, 2025 Filed Apr 14, 2025 22:29 UTC
Dawson Robert DDirector · CEO
Tax withholdingCommon Stock 425 $3.99 $1,695.75
Disclosure

SEC source: 0001437749-25-011960 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,357

Read SEC document
April 11, 2025 Filed Apr 14, 2025 22:29 UTC
Dawson Robert DDirector · CEO
Tax withholdingCommon Stock 160 $3.99 $638.40
Disclosure

SEC source: 0001437749-25-011960 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,782

Read SEC document
April 10, 2025 Filed Apr 14, 2025 22:30 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 65 $4.00 $260.00
Disclosure

SEC source: 0001437749-25-011961 · rdgdoc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,075

Read SEC document
April 10, 2025 Filed Apr 14, 2025 22:31 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 38 $4.00 $152.00
Disclosure

SEC source: 0001437749-25-011962 · rdgdoc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,463

Read SEC document
April 10, 2025 Filed Apr 14, 2025 22:29 UTC
Dawson Robert DDirector · CEO
Tax withholdingCommon Stock 86 $4.00 $344.00
Disclosure

SEC source: 0001437749-25-011960 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,942

Read SEC document
March 27, 2025 Filed Mar 31, 2025 22:57 UTC PurchaseCommon Stock 10,000 $4.74 $47,410.00
Disclosure

SEC source: 0001437749-25-010319 · rdgdoc.xml · nonDerivative · entry 2

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,953

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.56 to $4.97, inclusive. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 27, 2025 Filed Mar 31, 2025 22:57 UTC PurchaseCommon Stock 5,000 $4.68 $23,395.00
Disclosure

SEC source: 0001437749-25-010319 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,953

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.57 to $4.83, inclusive. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 00:21 UTC
Yin PeterChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 31,250 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-001161 · rdgdoc.xml · derivative · entry 3

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires 2035-01-13

F3 · derivative.exercise_date: On January 13, 2025, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 13, 2026; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 13, 2026.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 00:21 UTC
Yin PeterChief Financial Officer
GrantCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001161 · rdgdoc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,140

F2 · shares: On January 13, 2025, the Board of Directors of the Issuer granted the Reporting Person restricted stock units ("RSUs" ) of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the RSUs shall vest over four years as follows: (i) one-quarter of the RSUs shall vest on January 13, 2026; and (ii) the remaining RSUs shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 13, 2026

Read SEC document
January 13, 2025 Filed Jan 15, 2025 00:21 UTC
Dawson Robert DDirector · CEO
GrantStock Option (Right to Buy) · Derivative 87,500 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-001160 · rdgdoc.xml · derivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2035-01-13

F3 · derivative.exercise_date: On January 13, 2025, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 13, 2026; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 13, 2026.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 00:21 UTC
Dawson Robert DDirector · CEO
GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001160 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,028

F2 · shares: On January 13, 2025, the Board of Directors of the Issuer granted the Reporting Person restricted stock units ("RSUs" ) of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the RSUs shall vest over four years as follows: (i) one-quarter of the RSUs shall vest on January 13, 2026; and (ii) the remaining RSUs shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 13, 2026

Read SEC document
January 13, 2025 Filed Jan 15, 2025 00:20 UTC
Bibisi Ray MichaelPresident and COO
GrantStock Option (Right to Buy) · Derivative 31,250 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-001159 · rdgdoc.xml · derivative · entry 3

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires 2035-01-13

F3 · derivative.exercise_date: On January 13, 2025, the Board of Directors of the Issuer granted the Reporting Person options to purchase the common stock of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the options shall vest over four years as follows: (i) one-quarter of the options shall vest on January 13, 2026; and (ii) the remaining options shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 13, 2026.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 00:20 UTC
Bibisi Ray MichaelPresident and COO
GrantCommon Stock 15,625 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001159 · rdgdoc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,501

F2 · shares: On January 13, 2025, the Board of Directors of the Issuer granted the Reporting Person restricted stock units ("RSUs" ) of Issuer. Provided the Reporting Person is still employed with the Issuer or its subsidiaries on the following dates, the RSUs shall vest over four years as follows: (i) one-quarter of the RSUs shall vest on January 13, 2026; and (ii) the remaining RSUs shall vest in twelve equal quarterly installments over the next three years, commencing with the first quarter following January 13, 2026

Read SEC document
January 10, 2025 Filed Jan 15, 2025 00:21 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 1,429 $3.83 $5,476.64
Disclosure

SEC source: 0001437749-25-001161 · rdgdoc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,515

F1 · shares: The number shares in Column 4 represents tax withholding in connection with restricted stock vesting on January 10, 2025, January 11, 2025 and January 12, 2025.

Read SEC document
January 10, 2025 Filed Jan 15, 2025 00:21 UTC
Dawson Robert DDirector · CEO
Tax withholdingCommon Stock 5,156 $3.83 $19,760.37
Disclosure

SEC source: 0001437749-25-001160 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,278

F1 · shares: The number shares in Column 4 represents tax withholding in connection with restricted stock vesting on January 10, 2025, January 11, 2025 and January 12, 2025.

Read SEC document
January 10, 2025 Filed Jan 15, 2025 00:20 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 1,092 $3.83 $4,185.09
Disclosure

SEC source: 0001437749-25-001159 · rdgdoc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,876

F1 · shares: The number shares in Column 4 represents tax withholding in connection with restricted stock vesting on January 10, 2025, January 11, 2025 and January 12, 2025.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 00:23 UTC
Dawson Robert DDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,030 $4.14 $4,264.20
Disclosure

SEC source: 0001437749-24-033198 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,434

Read SEC document
October 15, 2024 Filed Oct 17, 2024 20:01 UTC PurchaseCommon Stock 7,009 $4.00 $28,028.99
Disclosure

SEC source: 0001437749-24-031469 · rdgdoc.xml · nonDerivative · entry 1

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,953

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $4.00, inclusive. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
October 12, 2024 Filed Oct 15, 2024 20:09 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 20 $3.94 $78.80
Disclosure

SEC source: 0001437749-24-031250 · rdgdoc.xml · nonDerivative · entry 3

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,968

Read SEC document
October 12, 2024 Filed Oct 15, 2024 20:09 UTC
Dawson Robert DDirector · Chief Executive Officer
Tax withholdingCommon Stock 369 $3.94 $1,453.86
Disclosure

SEC source: 0001437749-24-031248 · rdgdoc.xml · nonDerivative · entry 3

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,464

Read SEC document
October 12, 2024 Filed Oct 15, 2024 20:08 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 86 $3.94 $338.84
Disclosure

SEC source: 0001437749-24-031247 · rdgdoc.xml · nonDerivative · entry 3

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,944

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:09 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 40 $3.94 $157.60
Disclosure

SEC source: 0001437749-24-031250 · rdgdoc.xml · nonDerivative · entry 2

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,988

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:09 UTC
Dawson Robert DDirector · Chief Executive Officer
Tax withholdingCommon Stock 626 $3.94 $2,466.44
Disclosure

SEC source: 0001437749-24-031248 · rdgdoc.xml · nonDerivative · entry 2

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,833

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:08 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 195 $3.94 $768.30
Disclosure

SEC source: 0001437749-24-031247 · rdgdoc.xml · nonDerivative · entry 2

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,030

Read SEC document
October 10, 2024 Filed Oct 15, 2024 20:09 UTC
Bibisi Ray MichaelPresident and COO
Tax withholdingCommon Stock 23 $4.02 $92.46
Disclosure

SEC source: 0001437749-24-031250 · rdgdoc.xml · nonDerivative · entry 1

Bibisi Ray Michael · CIK 0001930032 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,028

Read SEC document
October 10, 2024 Filed Oct 15, 2024 20:09 UTC
Dawson Robert DDirector · Chief Executive Officer
Tax withholdingCommon Stock 426 $4.02 $1,712.52
Disclosure

SEC source: 0001437749-24-031248 · rdgdoc.xml · nonDerivative · entry 1

Dawson Robert D · CIK 0001710872 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,459

Read SEC document
October 10, 2024 Filed Oct 15, 2024 20:08 UTC
Yin PeterChief Financial Officer
Tax withholdingCommon Stock 143 $4.02 $574.86
Disclosure

SEC source: 0001437749-24-031247 · rdgdoc.xml · nonDerivative · entry 1

Yin Peter · CIK 0001819639 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,225

Read SEC document
October 04, 2024 Filed Oct 4, 2024 22:34 UTC PurchaseCommon Stock 8,815 $4.07 $35,885.87
Disclosure

SEC source: 0001437749-24-030741 · rdgdoc.xml · nonDerivative · entry 3

Holdsworth Mark Keith · CIK 0001095155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,944

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.06 to $4.08, inclusive. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.