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RENXF

Renalytix plc

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Tapewire entity
7446
SEC CIK
0001811115
Parsed reports
29

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2024 Filed Nov 5, 2024 17:00 UTC OtherOrdinary Shares 13,366,750 $0.12 $1,550,543.00
Disclosure

SEC source: 0000950170-24-121609 · ownership.xml · nonDerivative · entry 1

ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI · CIK 0001883139 · 10% owner

MOUNT SINAI HEALTH SYSTEM, INC. · CIK 0001883135 · 10% owner

MOUNT SINAI HOSPITAL · CIK 0001899689 · 10% owner

MOUNT SINAI HOSPITALS GROUP, INC. · CIK 0001885494 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,683,998

F1 · shares: On November 1, 2024, Icahn School of Medicine at Mount Sinai ("ISMMS") acquired 13,366,750 Ordinary Shares of the Issuer in a private placement of the Issuer (the "Private Placement") pursuant to the Subscription Letter dated as of September 30, 2024, after the Issuer's receipt of the requisite shareholder approval. In connection with the Private Placement, the Issuer, in two tranches, issued (a) an aggregate of 92,773,922 Ordinary Shares pursuant to a Placing Agreement with Oberon Investments Limited, (b) an aggregate of 38,387,634 Ordinary Shares (including the Ordinary Shares issued to ISMMS) to certain investors pursuant to Subscription Letters, and (c) an aggregate of 36,550,543 Ordinary Shares as a result of the restructuring of certain convertible bonds.

F2 · price: ISMMS acquired the Ordinary Shares for approximately $1.55 million, which is equivalent to a price of 9 pence per Ordinary Share (or approximately $0.116 per share based on a conversion rate of 1 GBP to $1.2920 on November 1, 2024).

F3 · ownership.direct: The securities reported herein are held directly by ISMMS.

F4 · ownership.direct: As the sole member of The Mount Sinai Hospital ("MSH"), Mount Sinai Hospitals Group, Inc. ("MSHG") may be deemed to beneficially own the securities held by MSH. As the sole member of MSHG, Mount Sinai Health System, Inc. ("MSHS") may be deemed to beneficially own the securities beneficially owned by MSHG. As the sole member of ISMMS, MSHS may be deemed to beneficially own the securities held by ISMMS. Each of the reporting persons disclaims beneficial ownership of all such securities reported herein, except to the extent of its pecuniary interest, if any.

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June 11, 2024 Filed Jun 13, 2024 20:15 UTC
Jung Joel RInterim Chief Financial Office
GrantEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $0.21 $0.00
Disclosure

SEC source: 0001415889-24-016663 · form4-06132024_040602.xml · derivative · entry 1

Jung Joel R · CIK 0001373488 · Interim Chief Financial Office

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2034-06-10

F1 · derivative.exercise_price: The exercise price is 0.1625 pounds sterling. The U.S. dollar equivalent of the exercise price is $0.2067 using the Bank of England rate as of June 10, 2024 (1.00 pound sterling = $1.272).

F2 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on August 28, 2024, and the remaining shares shall vest in nine equal monthly installments thereafter, subject to the Reporting Person's continuous service.

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April 24, 2024 Filed Apr 26, 2024 16:01 UTC OtherOrdinary Shares 9,360,374 $0.25 $2,340,093.50
Disclosure

SEC source: 0000950172-24-000236 · form4.xml · nonDerivative · entry 1

ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI · CIK 0001883139 · 10% owner

MOUNT SINAI HOSPITAL · CIK 0001899689 · 10% owner

MOUNT SINAI HEALTH SYSTEM, INC. · CIK 0001883135 · 10% owner

MOUNT SINAI HOSPITALS GROUP, INC. · CIK 0001885494 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,317,248

F1 · shares: On April 24, 2024, Icahn School of Medicine at Mount Sinai ("ISMMS") acquired 9,360,374 Ordinary Shares of the Issuer in the second tranche (the "Second Tranche") of a private placement of the Issuer (the "Private Placement") pursuant to the Placing Agreement dated March 12, 2024 with Stifel Nicolaus Europe Limited ("Stifel"). The Issuer issued 19,986,031 Ordinary Shares in the first tranche of the Private Placement, which was closed on March 14, 2024, and 26,815,841 Ordinary Shares in the Second Tranche, which was closed on April 24, 2024 after the receipt of the requisite shareholder approval.

F2 · price: ISMMS purchased the Ordinary Shares for approximately $2.3 million, which is equivalent to a price of 20 pence per Ordinary Share (or approximately $0.25 per share based on a conversion rate of 1 GBP to $1.2498 on April 23, 2024).

F3 · ownership.direct: The securities reported herein are held directly by ISMMS.

F4 · ownership.direct: As the sole member of The Mount Sinai Hospital ("MSH"), Mount Sinai Hospitals Group, Inc. ("MSHG") may be deemed to beneficially own the securities held by MSH. As the sole member of MSHG, Mount Sinai Health System, Inc. ("MSHS") may be deemed to beneficially own the securities beneficially owned by MSHG. As the sole member of ISMMS, MSHS may be deemed to beneficially own the securities held by ISMMS. Each of the reporting persons disclaims beneficial ownership of all such securities reported herein, except to the extent of its pecuniary interest, if any.

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November 20, 2023 Filed Nov 22, 2023 21:29 UTC GrantEmployee Stock Option (right to buy) · Derivative 95,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-23-056478 · doc4.xml · derivative · entry 1

Coste Catherine · CIK 0001821432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Ordinary Shares · 95,000 shares

Expires 2033-11-19

F1 · derivative.exercise_price: The exercise price is 0.245 pounds sterling. The U.S. dollar equivalent of the exercise price is $0.304 using the Bank of England rate as of November 17, 2023 (1.00 pound sterling = $1.243).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on February 20, 2024, subject to the Reporting Person's continuous service.

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November 20, 2023 Filed Nov 22, 2023 21:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 95,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-23-056477 · doc4.xml · derivative · entry 1

LEVANGIE DANIEL J · CIK 0001187406 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Ordinary Shares · 95,000 shares

Expires 2033-11-19

F1 · derivative.exercise_price: The exercise price is 0.245 pounds sterling. The U.S. dollar equivalent of the exercise price is $0.304 using the Bank of England rate as of November 17, 2023 (1.00 pound sterling = $1.243).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on February 20, 2024, subject to the Reporting Person's continuous service.

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November 20, 2023 Filed Nov 22, 2023 21:27 UTC
MILLS CHRISTOPHERDirector · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 95,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-23-056475 · doc4.xml · derivative · entry 1

MILLS CHRISTOPHER · CIK 0001223129 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Ordinary Shares · 95,000 shares

Expires 2033-11-19

F1 · derivative.exercise_price: The exercise price is 0.245 pounds sterling. The U.S. dollar equivalent of the exercise price is $0.304 using the Bank of England rate as of November 17, 2023 (1.00 pound sterling = $1.243).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on February 20, 2024, subject to the Reporting Person's continuous service.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 95,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-23-056476 · doc4.xml · derivative · entry 1

Parikh Chirag R. · CIK 0001973565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Ordinary Shares · 95,000 shares

Expires 2033-11-19

F1 · derivative.exercise_price: The exercise price is 0.245 pounds sterling. The U.S. dollar equivalent of the exercise price is $0.304 using the Bank of England rate as of November 17, 2023 (1.00 pound sterling = $1.243).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on February 20, 2024, subject to the Reporting Person's continuous service.

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November 20, 2023 Filed Nov 22, 2023 21:27 UTC
Doran Howard JRChief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 300,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001209191-23-056474 · doc4.xml · derivative · entry 1

Doran Howard JR · CIK 0001415965 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Ordinary Shares · 300,000 shares

Expires 2033-11-19

F1 · derivative.exercise_price: The exercise price is 0.245 pounds sterling. The U.S. dollar equivalent of the exercise price is $0.304 using the Bank of England rate as of November 17, 2023 (1.00 pound sterling = $1.243).

F2 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option award shall vest on September 1, 2024, and one eighth (1/8th) of the remaining shares subject to the option award shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service.

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July 10, 2023 Filed Jul 11, 2023 20:49 UTC GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042021 · doc4.xml · derivative · entry 1

MCLAIN THOMAS H · CIK 0001206465 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Ordinary Shares · 200,000 shares

Expires 2033-07-09

F1 · derivative.exercise_price: The exercise price is 1.175 pounds sterling. The U.S. dollar equivalent of the exercise price is $1.506 using the Bank of England rate as of July 10, 2023 (1.00 pound sterling = $1.282).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on October 10, 2023, subject to the Reporting Person's continuous service.

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July 06, 2023 Filed Jul 7, 2023 16:24 UTC
Sterling O. JamesChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 575,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041795 · doc4.xml · derivative · entry 1

Sterling O. James · CIK 0001851144 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,160

Underlying: Ordinary Shares · 575,160 shares

Expires 2033-07-05

F1 · derivative.exercise_price: The exercise price is 1.025 pounds sterling. The U.S. dollar equivalent of the exercise price is $1.301 using the Bank of England rate as of July 6, 2023 (1.00 pound sterling = $1.269).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on October 6, 2023, subject to the Reporting Person's continuous service.

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July 06, 2023 Filed Jul 7, 2023 20:29 UTC
Donovan Michael J.Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 85,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041802 · doc4.xml · derivative · entry 1

Donovan Michael J. · CIK 0001975278 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,731

Underlying: Ordinary Shares · 85,731 shares

Expires 2033-07-05

F1 · derivative.exercise_price: The exercise price is 1.025 pounds sterling. The U.S. dollar equivalent of the exercise price is $1.301 using the Bank of England rate as of July 6, 2023 (1.00 pound sterling = $1.269).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on October 6, 2023, subject to the Reporting Person's continuous service.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 20:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 190,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041800 · doc4.xml · derivative · entry 1

Coste Catherine · CIK 0001821432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Ordinary Shares · 190,000 shares

Expires 2033-07-05

F1 · derivative.exercise_price: The exercise price is 1.025 pounds sterling. The U.S. dollar equivalent of the exercise price is $1.301 using the Bank of England rate as of July 6, 2023 (1.00 pound sterling = $1.269).

F2 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option award shall vest on July 6, 2024, and one eighth (1/8th) of the remaining shares subject to the option award shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service.

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July 06, 2023 Filed Jul 7, 2023 20:27 UTC
McCullough James RenwickDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 875,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041799 · doc4.xml · derivative · entry 1

McCullough James Renwick · CIK 0001974146 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,017

Underlying: Ordinary Shares · 875,017 shares

Expires 2033-07-05

F1 · derivative.exercise_price: The exercise price is 1.025 pounds sterling. The U.S. dollar equivalent of the exercise price is $1.301 using the Bank of England rate as of July 6, 2023 (1.00 pound sterling = $1.269).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on October 6, 2023, subject to the Reporting Person's continuous service.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 20:26 UTC GrantEmployee Stock Option (right to buy) · Derivative 394,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041797 · doc4.xml · derivative · entry 1

MCLAIN THOMAS H · CIK 0001206465 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,486

Underlying: Ordinary Shares · 394,486 shares

Expires 2033-07-05

F1 · derivative.exercise_price: The exercise price is 1.025 pounds sterling. The U.S. dollar equivalent of the exercise price is $1.301 using the Bank of England rate as of July 6, 2023 (1.00 pound sterling = $1.269).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on October 6, 2023, subject to the Reporting Person's continuous service.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 20:25 UTC
Fleming FergusDirector · Chief Technical Officer
GrantEmployee Stock Option (right to buy) · Derivative 352,902 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041796 · doc4.xml · derivative · entry 1

Fleming Fergus · CIK 0001973429 · Director · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,902

Underlying: Ordinary Shares · 352,902 shares

Expires 2033-07-05

F1 · derivative.exercise_price: The exercise price is 1.025 pounds sterling. The U.S. dollar equivalent of the exercise price is $1.301 using the Bank of England rate as of July 6, 2023 (1.00 pound sterling = $1.269).

F2 · derivative.exercise_date: One twelfth (1/12th) of the shares subject to the option award shall vest in equal quarterly installments commencing on October 6, 2023, subject to the Reporting Person's continuous service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.