Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2020 Filed Nov 13, 2020 17:44 UTC |
Hoffman Kelly W.Former CEO & Director
|
PurchaseCommon Stock | 40,000 | $0.57 | $22,660.00 |
DisclosureSEC source: 0001078782-20-000845 · primary_doc.xml · nonDerivative · entry 3 Hoffman Kelly W. · CIK 0001567506 · Former CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,041 Read SEC document |
| October 29, 2020 Filed Nov 3, 2020 16:44 UTC |
Rochford Living Trust Lloyd Timothy Rochford, TrusteePrior Director
|
PurchaseWarrants to purchase common stock · Derivative | 142,800 | $0.70 Strike: $0.80 | $99,960.00 |
DisclosureSEC source: 0001078782-20-000803 · primary_doc.xml · derivative · entry 4 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Prior Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,800 Underlying: Common Stock · 142,800 shares Expires 2025-10-29 F3 · kind: Acquired pursuant to a public underwritten offering. F4 · price: Shares and warrants were purchased in public offering at an aggregate price of $0.70. F2 · ownership.direct: Shares are held by Rochford Family Trust Read SEC document |
| October 29, 2020 Filed Nov 3, 2020 16:44 UTC |
Rochford Living Trust Lloyd Timothy Rochford, TrusteePrior Director
|
PurchaseCommon Stock | 142,800 | $0.70 | $99,960.00 |
DisclosureSEC source: 0001078782-20-000803 · primary_doc.xml · nonDerivative · entry 2 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Prior Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822,300 F3 · kind: Acquired pursuant to a public underwritten offering. F4 · price: Shares and warrants were purchased in public offering at an aggregate price of $0.70. F2 · ownership.direct: Shares are held by Rochford Family Trust Read SEC document |
| October 29, 2020 Filed Nov 3, 2020 22:05 UTC |
McKinney Paul D.Director · CEO and Chairman of the Board
|
PurchaseWarrants for Common Stock · Derivative | 35,700 | $0.70 Strike: $0.80 | $24,990.00 |
DisclosureSEC source: 0001104659-20-121010 · tm2034935d1_4.xml · derivative · entry 2 McKinney Paul D. · CIK 0001622419 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,700 Underlying: Common Stock · 35,700 shares Expires 2025-10-29 F1 · kind: Shares and warrants (as applicable) purchased pursuant to an underwritten public offering. F2 · price: Shares and warrants purchased for an aggregate purchase price of $0.70. Read SEC document |
| October 29, 2020 Filed Nov 3, 2020 22:05 UTC |
McKinney Paul D.Director · CEO and Chairman of the Board
|
PurchaseCommon Stock | 35,700 | $0.70 | $24,990.00 |
DisclosureSEC source: 0001104659-20-121010 · tm2034935d1_4.xml · nonDerivative · entry 1 McKinney Paul D. · CIK 0001622419 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,700 F1 · kind: Shares and warrants (as applicable) purchased pursuant to an underwritten public offering. F2 · price: Shares and warrants purchased for an aggregate purchase price of $0.70. Read SEC document |
| October 01, 2020 Filed Nov 3, 2020 16:44 UTC |
Rochford Living Trust Lloyd Timothy Rochford, TrusteePrior Director
|
OtherRestricted stock | 275,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000803 · primary_doc.xml · nonDerivative · entry 3 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Prior Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Accelerated vesting of restricted stock. F2 · ownership.direct: Shares are held by Rochford Family Trust Read SEC document |
| October 01, 2020 Filed Nov 3, 2020 16:44 UTC |
Rochford Living Trust Lloyd Timothy Rochford, TrusteePrior Director
|
OtherCommon Stock | 275,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000803 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Prior Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679,500 F1 · kind: Accelerated vesting of restricted stock. F2 · ownership.direct: Shares are held by Rochford Family Trust Read SEC document |
| October 01, 2020 Filed Nov 13, 2020 17:44 UTC |
Hoffman Kelly W.Former CEO & Director
|
OtherRestricted stock | 181,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000845 · primary_doc.xml · nonDerivative · entry 2 Hoffman Kelly W. · CIK 0001567506 · Former CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Vesting of restricted stock. Read SEC document |
| October 01, 2020 Filed Nov 13, 2020 17:44 UTC |
Hoffman Kelly W.Former CEO & Director
|
OtherCommon Stock | 181,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000845 · primary_doc.xml · nonDerivative · entry 1 Hoffman Kelly W. · CIK 0001567506 · Former CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,041 F1 · kind: Vesting of restricted stock. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 13:55 UTC |
Petrelli Anthony BenedictDirector
|
OtherRestricted Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000063 · primary_doc.xml · nonDerivative · entry 5 Petrelli Anthony Benedict · CIK 0001354750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,480 F3 · kind: Vesting of restricted stock. F4 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 13:55 UTC |
Petrelli Anthony BenedictDirector
|
OtherCommon Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000063 · primary_doc.xml · nonDerivative · entry 3 Petrelli Anthony Benedict · CIK 0001354750 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 138,120 F3 · kind: Vesting of restricted stock. F2 · ownership.nature: Shares held in the IRA of Anthony B. Petrelli. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 14:21 UTC |
Woodrum Clayton EugeneDirector
|
OtherRestricted Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000066 · primary_doc.xml · nonDerivative · entry 5 Woodrum Clayton Eugene · CIK 0001359110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,480 F3 · kind: Vesting of restricted stock. F4 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 14:21 UTC |
Woodrum Clayton EugeneDirector
|
OtherCommon Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000066 · primary_doc.xml · nonDerivative · entry 3 Woodrum Clayton Eugene · CIK 0001359110 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 29,320 F3 · kind: Vesting of restricted stock. F2 · ownership.nature: Shares held in the name of Patricia E. Woodrum & Clayton E. Woodrum TTEE's FBO Clayton Woodrum Trust. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 13:45 UTC |
McCabe Stanley MyronDirector
|
OtherRestricted Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000062 · primary_doc.xml · nonDerivative · entry 4 McCabe Stanley Myron · CIK 0001307229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,480 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 13:45 UTC |
McCabe Stanley MyronDirector
|
OtherCommon Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000062 · primary_doc.xml · nonDerivative · entry 2 McCabe Stanley Myron · CIK 0001307229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,754 F1 · kind: Vesting of restricted stock. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 14:05 UTC | OtherRestricted Stock | 25,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 5 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,325 F2 · kind: Vesting of restricted stock. F3 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
|
| December 26, 2019 Filed Jan 31, 2020 14:05 UTC | OtherCommon Stock | 25,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 3 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,403,950 F2 · kind: Vesting of restricted stock. F1 · ownership.direct: Shares are held by Rochford Family Trust. Read SEC document |
|
| December 26, 2019 Filed Jan 31, 2020 13:14 UTC | OtherRestricted Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000059 · primary_doc.xml · nonDerivative · entry 4 Broaddrick William Randall · CIK 0001359192 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,480 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
|
| December 26, 2019 Filed Jan 31, 2020 13:14 UTC | OtherCommon Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000059 · primary_doc.xml · nonDerivative · entry 2 Broaddrick William Randall · CIK 0001359192 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,120 F1 · kind: Vesting of restricted stock. Read SEC document |
|
| December 26, 2019 Filed Jan 31, 2020 19:11 UTC |
Wilson Daniel DExecutive Vice President
|
OtherRestricted Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000065 · primary_doc.xml · nonDerivative · entry 4 Wilson Daniel D · CIK 0001567375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,480 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 19:11 UTC |
Wilson Daniel DExecutive Vice President
|
OtherCommon Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000065 · primary_doc.xml · nonDerivative · entry 2 Wilson Daniel D · CIK 0001567375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,120 F1 · kind: Vesting of restricted stock. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 18:39 UTC |
Hoffman Kelly W.Director · CEO
|
OtherRestricted Stock | 17,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000061 · primary_doc.xml · nonDerivative · entry 4 Hoffman Kelly W. · CIK 0001567506 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,820 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 18:39 UTC |
Hoffman Kelly W.Director · CEO
|
OtherCommon Stock | 17,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000061 · primary_doc.xml · nonDerivative · entry 2 Hoffman Kelly W. · CIK 0001567506 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,001 F1 · kind: Vesting of restricted stock. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 18:32 UTC |
Fowler David A.Director · President
|
OtherRestricted Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000060 · primary_doc.xml · nonDerivative · entry 4 Fowler David A. · CIK 0001567470 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,480 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 26, 2019 Filed Jan 31, 2020 18:32 UTC |
Fowler David A.Director · President
|
OtherCommon Stock | 11,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000060 · primary_doc.xml · nonDerivative · entry 2 Fowler David A. · CIK 0001567470 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,020 F1 · kind: Vesting of restricted stock. Read SEC document |
| December 21, 2019 Filed Jan 31, 2020 13:55 UTC |
Petrelli Anthony BenedictDirector
|
GrantRestricted Stock | 55,600 | $2.58 | $143,448.00 |
DisclosureSEC source: 0001078782-20-000063 · primary_doc.xml · nonDerivative · entry 6 Petrelli Anthony Benedict · CIK 0001354750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,080 F4 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 21, 2019 Filed Jan 31, 2020 14:21 UTC |
Woodrum Clayton EugeneDirector
|
GrantRestricted Stock | 55,600 | $2.58 | $143,448.00 |
DisclosureSEC source: 0001078782-20-000066 · primary_doc.xml · nonDerivative · entry 6 Woodrum Clayton Eugene · CIK 0001359110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,080 F4 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 21, 2019 Filed Jan 31, 2020 13:45 UTC |
McCabe Stanley MyronDirector
|
GrantRestricted Stock | 55,600 | $2.58 | $143,448.00 |
DisclosureSEC source: 0001078782-20-000062 · primary_doc.xml · nonDerivative · entry 5 McCabe Stanley Myron · CIK 0001307229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,080 F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 21, 2019 Filed Jan 31, 2020 14:05 UTC | GrantRestricted Stock | 129,750 | $2.58 | $334,755.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 6 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,075 F3 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
|
| December 21, 2019 Filed Jan 31, 2020 13:14 UTC | GrantRestricted Stock | 55,600 | $2.58 | $143,448.00 |
DisclosureSEC source: 0001078782-20-000059 · primary_doc.xml · nonDerivative · entry 5 Broaddrick William Randall · CIK 0001359192 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,080 F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
|
| December 21, 2019 Filed Jan 31, 2020 19:29 UTC |
Roesener ReginaDirector
|
GrantRestricted Stock | 55,600 | $2.58 | $143,448.00 |
DisclosureSEC source: 0001078782-20-000067 · primary_doc.xml · nonDerivative · entry 5 Roesener Regina · CIK 0001789267 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,600 F3 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 21, 2019 Filed Jan 31, 2020 19:11 UTC |
Wilson Daniel DExecutive Vice President
|
GrantRestricted Stock | 55,600 | $2.58 | $143,448.00 |
DisclosureSEC source: 0001078782-20-000065 · primary_doc.xml · nonDerivative · entry 5 Wilson Daniel D · CIK 0001567375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,080 F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 21, 2019 Filed Jan 31, 2020 18:39 UTC |
Hoffman Kelly W.Director · CEO
|
GrantRestricted Stock | 85,275 | $2.58 | $220,009.50 |
DisclosureSEC source: 0001078782-20-000061 · primary_doc.xml · nonDerivative · entry 5 Hoffman Kelly W. · CIK 0001567506 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,095 F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 21, 2019 Filed Jan 31, 2020 18:32 UTC |
Fowler David A.Director · President
|
GrantRestricted Stock | 55,600 | $2.58 | $143,448.00 |
DisclosureSEC source: 0001078782-20-000060 · primary_doc.xml · nonDerivative · entry 5 Fowler David A. · CIK 0001567470 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,080 F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 13:55 UTC |
Petrelli Anthony BenedictDirector
|
OtherRestricted Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000063 · primary_doc.xml · nonDerivative · entry 4 Petrelli Anthony Benedict · CIK 0001354750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,600 F3 · kind: Vesting of restricted stock. F4 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 13:55 UTC |
Petrelli Anthony BenedictDirector
|
OtherCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000063 · primary_doc.xml · nonDerivative · entry 2 Petrelli Anthony Benedict · CIK 0001354750 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 127,000 F3 · kind: Vesting of restricted stock. F2 · ownership.nature: Shares held in the IRA of Anthony B. Petrelli. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 14:21 UTC |
Woodrum Clayton EugeneDirector
|
OtherRestricted Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000066 · primary_doc.xml · nonDerivative · entry 4 Woodrum Clayton Eugene · CIK 0001359110 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,600 F3 · kind: Vesting of restricted stock. F4 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 14:21 UTC |
Woodrum Clayton EugeneDirector
|
OtherCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000066 · primary_doc.xml · nonDerivative · entry 2 Woodrum Clayton Eugene · CIK 0001359110 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 12,200 F3 · kind: Vesting of restricted stock. F2 · ownership.nature: Shares held in the name of Patricia E. Woodrum & Clayton E. Woodrum TTEE's FBO Clayton Woodrum Trust. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 13:45 UTC |
McCabe Stanley MyronDirector
|
OtherRestricted Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000062 · primary_doc.xml · nonDerivative · entry 3 McCabe Stanley Myron · CIK 0001307229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,600 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 13:45 UTC |
McCabe Stanley MyronDirector
|
OtherCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000062 · primary_doc.xml · nonDerivative · entry 1 McCabe Stanley Myron · CIK 0001307229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702,634 F1 · kind: Vesting of restricted stock. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 14:05 UTC | OtherRestricted Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 4 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,275 F2 · kind: Vesting of restricted stock. F3 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
|
| December 19, 2019 Filed Jan 31, 2020 14:05 UTC | OtherCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 2 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,378,000 F2 · kind: Vesting of restricted stock. F1 · ownership.direct: Shares are held by Rochford Family Trust. Read SEC document |
|
| December 19, 2019 Filed Jan 31, 2020 14:05 UTC | GiftCommon Stock | 200,000 | $2.61 | $522,000.00 |
DisclosureSEC source: 0001078782-20-000064 · primary_doc.xml · nonDerivative · entry 1 Rochford Living Trust Lloyd Timothy Rochford, Trustee · CIK 0001307230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350,000 F1 · ownership.direct: Shares are held by Rochford Family Trust. Read SEC document |
|
| December 19, 2019 Filed Jan 31, 2020 13:14 UTC | OtherRestricted Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000059 · primary_doc.xml · nonDerivative · entry 3 Broaddrick William Randall · CIK 0001359192 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,600 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
|
| December 19, 2019 Filed Jan 31, 2020 13:14 UTC | OtherCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000059 · primary_doc.xml · nonDerivative · entry 1 Broaddrick William Randall · CIK 0001359192 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 F1 · kind: Vesting of restricted stock. Read SEC document |
|
| December 19, 2019 Filed Jan 31, 2020 19:11 UTC |
Wilson Daniel DExecutive Vice President
|
OtherRestricted Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000065 · primary_doc.xml · nonDerivative · entry 3 Wilson Daniel D · CIK 0001567375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,600 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 19:11 UTC |
Wilson Daniel DExecutive Vice President
|
OtherCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000065 · primary_doc.xml · nonDerivative · entry 1 Wilson Daniel D · CIK 0001567375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,000 F1 · kind: Vesting of restricted stock. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 18:39 UTC |
Hoffman Kelly W.Director · CEO
|
OtherRestricted Stock | 18,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000061 · primary_doc.xml · nonDerivative · entry 3 Hoffman Kelly W. · CIK 0001567506 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,875 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 18:39 UTC |
Hoffman Kelly W.Director · CEO
|
OtherCommon Stock | 18,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000061 · primary_doc.xml · nonDerivative · entry 1 Hoffman Kelly W. · CIK 0001567506 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,946 F1 · kind: Vesting of restricted stock. Read SEC document |
| December 19, 2019 Filed Jan 31, 2020 18:32 UTC |
Fowler David A.Director · President
|
OtherRestricted Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001078782-20-000060 · primary_doc.xml · nonDerivative · entry 3 Fowler David A. · CIK 0001567470 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,600 F1 · kind: Vesting of restricted stock. F2 · ownership.direct: Restricted stock grants vest 20% per year for five years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.