REFI

SEC source: 0001213900-23-045896 · ownership.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Director · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,321

F1 · balance_after: On June 1, 2023, Mr. Sack was awarded 27,500 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 27,500 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively.

SEC source: 0001213900-23-045893 · ownership.xml · nonDerivative · entry 1

Bodmeier Andreas · CIK 0001867951 · Director · Co-President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,481

F1 · balance_after: On June 1, 2023, Mr. Bodmeier was awarded 85,100 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 85,100 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively.

SEC source: 0001213900-23-020174 · ownership.xml · nonDerivative · entry 1

Mazarakis John · CIK 0001867660 · Director · Executive COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,954

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at $13.19 each.

SEC source: 0001213900-23-000966 · ownership.xml · nonDerivative · entry 1

Konigsberg Brandon · CIK 0001894715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,664

F1 · balance_after: On December 31, 2022, Mr. Konigsberg was awarded 4,976 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,976 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively.

SEC source: 0001213900-23-000955 · ownership.xml · nonDerivative · entry 1

HERBST FREDERICK C · CIK 0001285197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,664

F1 · balance_after: On December 31, 2022, Mr. Herbst was awarded 4,976 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,976 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively.

SEC source: 0001213900-23-000956 · ownership.xml · nonDerivative · entry 1

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,644

F1 · balance_after: On December 31, 2022, Mr. Papastavrou was awarded 4,976 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,976 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively.

SEC source: 0001213900-23-000954 · ownership.xml · nonDerivative · entry 1

Gulbrandsen Donald E. · CIK 0001890445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,634

F1 · balance_after: On December 31, 2022, Mr. Gulbrandsen was awarded 4,976 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,976 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively.

F2 · balance_after: Includes 836,970 shares distributed by Chicago Atlantic Management, LLC and Chicago Atlantic CRE Manager, LLC, the managing members of Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC, respectively, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC to their members pursuant to the terms of their respective operating agreements for no consideration.

SEC source: 0001213900-23-000957 · ownership.xml · nonDerivative · entry 1

Steiner Michael L. · CIK 0001893939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,595

F1 · balance_after: On December 31, 2022, Mr. Steiner was awarded 4,976 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,976 restricted shares of common stock will vest over a three year period, with one-third of the restricted stock vesting after 12 months, 24 months and 36 months, respectively.

F2 · balance_after: Includes 185,931 shares distributed by Chicago Atlantic Management, LLC and Chicago Atlantic CRE Manager, LLC, the managing members of Chicago Atlantic Fund, LLC and Chicago Atlantic CRE Holdings, LLC, respectively, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic Fund, LLC and Chicago Atlantic CRE Holdings, LLC to their members pursuant to the terms of their respective operating agreements for no consideration.

SEC source: 0001213900-22-079607 · ownership.xml · nonDerivative · entry 1

Mazarakis John · CIK 0001867660 · Director · Executive COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,954

SEC source: 0001213900-22-079608 · ownership.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,821

SEC source: 0001213900-22-079605 · ownership.xml · nonDerivative · entry 1

Bodmeier Andreas · CIK 0001867951 · Director · Co-President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,381

SEC source: 0001213900-22-079606 · ownership.xml · nonDerivative · entry 1

Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,454

SEC source: 0001213900-22-032320 · ownership.xml · nonDerivative · entry 1

Chicago Atlantic Fund QP, LLC · CIK 0001827979 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents shares distributed by Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund QP, LLC, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic Fund QP, LLC to its members pursuant to the terms of its operating agreement for no consideration.

SEC source: 0001213900-22-032331 · ownership.xml · nonDerivative · entry 1

Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,770

F1 · kind: Represents shares distributed by Chicago Atlantic Management, LLC and Chicago Atlantic CRE Manager, LLC, the managing members of Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC, respectively, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC to their members pursuant to the terms of their respective operating agreements for no consideration.

SEC source: 0001213900-22-032326 · ownership.xml · nonDerivative · entry 1

Mazarakis John · CIK 0001867660 · Director · Executive COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,770

F1 · kind: Represents shares distributed by Chicago Atlantic Management, LLC and Chicago Atlantic CRE Manager, LLC, the managing members of Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC, respectively, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC to their members pursuant to the terms of their respective operating agreements for no consideration.

SEC source: 0001213900-22-032324 · ownership.xml · nonDerivative · entry 1

Bodmeier Andreas · CIK 0001867951 · Director · Co-President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,197

F1 · kind: Represents shares distributed by Chicago Atlantic Management, LLC and Chicago Atlantic CRE Manager, LLC, the managing members of Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC, respectively, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC to their members pursuant to the terms of their respective operating agreements for no consideration.

F1 · balance_after: Represents shares distributed by Chicago Atlantic Management, LLC and Chicago Atlantic CRE Manager, LLC, the managing members of Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC, respectively, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic Fund QP, LLC and Chicago Atlantic CRE Holdings, LLC to their members pursuant to the terms of their respective operating agreements for no consideration.

SEC source: 0001213900-22-032322 · ownership.xml · nonDerivative · entry 1

Chicago Atlantic CRE Holdings, LLC · CIK 0001897459 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents shares distributed by Chicago Atlantic CRE Manager, LLC, the managing member of Chicago Atlantic CRE Holdings, LLC, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic CRE Holdings, LLC to its members pursuant to the terms of its operating agreement for no consideration.

SEC source: 0001213900-22-029252 · ownership.xml · nonDerivative · entry 1

Mazarakis John · CIK 0001867660 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,250

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each specific price.

F2 · balance_after: 156,250 of the shares held directly by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-22-032328 · ownership.xml · nonDerivative · entry 2

Kite David · CIK 0001884240 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,283

F1 · balance_after: Includes 13,358 shares distributed by Chicago Atlantic CRE Manager, LLC, the managing member of Chicago Atlantic CRE Holdings, LLC, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic CRE Holdings, LLC to its members pursuant to the terms of its operating agreement for no consideration.

SEC source: 0001213900-22-032328 · ownership.xml · nonDerivative · entry 1

Kite David · CIK 0001884240 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,983

F1 · balance_after: Includes 13,358 shares distributed by Chicago Atlantic CRE Manager, LLC, the managing member of Chicago Atlantic CRE Holdings, LLC, in connection with the distribution of shares of Chicago Atlantic Real Estate Finance, Inc. held by Chicago Atlantic CRE Holdings, LLC to its members pursuant to the terms of its operating agreement for no consideration.

SEC source: 0001213900-22-022057 · ownership.xml · nonDerivative · entry 3

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,688

F1 · balance_after: The price reported is a weighted average price. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each specific price.

SEC source: 0001213900-22-022057 · ownership.xml · nonDerivative · entry 2

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,012

F1 · balance_after: The price reported is a weighted average price. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each specific price.

SEC source: 0001213900-22-022057 · ownership.xml · nonDerivative · entry 1

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,012

F1 · balance_after: The price reported is a weighted average price. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each specific price.

SEC source: 0001213900-21-064794 · ownership.xml · nonDerivative · entry 2

Konigsberg Brandon · CIK 0001894715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,688

F2 · balance_after: On December 10, 2021, Mr. Konigsberg was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.

SEC source: 0001213900-21-064790 · ownership.xml · nonDerivative · entry 2

HERBST FREDERICK C · CIK 0001285197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,688

F2 · balance_after: On December 10, 2021, Mr. Herbst was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.

SEC source: 0001213900-21-064798 · ownership.xml · nonDerivative · entry 2

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,688

F2 · balance_after: On December 10, 2021, Mr. Papastavrou was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.

SEC source: 0001213900-21-064802 · ownership.xml · nonDerivative · entry 2

Steiner Michael L. · CIK 0001893939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,688

F2 · balance_after: On December 10, 2021, Mr. Steiner was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.

SEC source: 0001213900-21-064800 · ownership.xml · nonDerivative · entry 2

Sack Peter · CIK 0001897415 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

F2 · balance_after: On December 10, 2021, Mr. Sack was awarded 3,125 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 3,125 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.

SEC source: 0001213900-21-064796 · ownership.xml · nonDerivative · entry 2

Menze Lindsay · CIK 0001884235 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,675

F2 · balance_after: On December 10, 2021, Ms. Menze was awarded 9,375 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 9,375 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.

SEC source: 0001213900-21-064792 · ownership.xml · nonDerivative · entry 1

Kite David · CIK 0001884240 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

F1 · balance_after: On December 10, 2021, Mr. Kite was awarded 3,125 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 3,125 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.

SEC source: 0001213900-21-064788 · ownership.xml · nonDerivative · entry 1

Gulbrandsen Donald E. · CIK 0001890445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

F1 · balance_after: On December 10, 2021, Mr. Gulbrandsen was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.

SEC source: 0001213900-21-064794 · ownership.xml · nonDerivative · entry 1

Konigsberg Brandon · CIK 0001894715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · balance_after: All of the shares held by Mr. Konigsberg are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064790 · ownership.xml · nonDerivative · entry 1

HERBST FREDERICK C · CIK 0001285197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · balance_after: All of the shares held by Mr. Herbst are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064798 · ownership.xml · nonDerivative · entry 1

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · balance_after: All of the shares held by Mr. Papastavrou are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064812 · ownership.xml · nonDerivative · entry 2

Mazarakis John · CIK 0001867660 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,000

F4 · balance_after: All of the shares held by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064804 · ownership.xml · nonDerivative · entry 2

Bodmeier Andreas · CIK 0001867951 · Director · Co-President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,677

F4 · balance_after: All of the shares held by Dr. Bodmeier are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064802 · ownership.xml · nonDerivative · entry 1

Steiner Michael L. · CIK 0001893939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · balance_after: All of the shares held by Mr. Steiner are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064800 · ownership.xml · nonDerivative · entry 1

Sack Peter · CIK 0001897415 · Director · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · balance_after: All of the shares held by Mr. Sack are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064796 · ownership.xml · nonDerivative · entry 1

Menze Lindsay · CIK 0001884235 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 300

F1 · balance_after: All of the shares held by Ms. Menze are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-22-035664 · ownership.xml · nonDerivative · entry 1

Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,270

SEC source: 0001213900-21-064810 · ownership.xml · nonDerivative · entry 1

Chicago Atlantic CRE Holdings, LLC · CIK 0001897459 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125,298

F1 · balance_after: All of the shares held by Chicago Atlantic CRE Holdings, LLC are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064808 · ownership.xml · nonDerivative · entry 1

Chicago Atlantic Fund QP, LLC · CIK 0001827979 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,611,997

F1 · balance_after: All of the shares held by Chicago Atlantic Fund QP, LLC are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064812 · ownership.xml · nonDerivative · entry 1

Mazarakis John · CIK 0001867660 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

F1 · balance_after: On December 7, 2021, Mr. Mazarakis purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.

F4 · balance_after: All of the shares held by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064804 · ownership.xml · nonDerivative · entry 1

Bodmeier Andreas · CIK 0001867951 · Director · Co-President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,677

F1 · balance_after: On December 7, 2021, Dr. Bodmeier purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.

F4 · balance_after: All of the shares held by Dr. Bodmeier are subject to a 180-day lockup that ends on June 5, 2022.

SEC source: 0001213900-21-064806 · ownership.xml · nonDerivative · entry 1

Cappell Anthony · CIK 0001897431 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

F1 · balance_after: On December 7, 2021, Mr. Cappell purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.

F4 · balance_after: All of the shares held by Mr. Cappell are subject to a 180-day lockup that ends on June 5, 2022.