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Nasdaq · USD

RDZN

Roadzen Inc.

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Tapewire entity
6661
SEC CIK
0001868640
Parsed reports
64

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202510
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2026 Filed Mar 3, 2026 13:00 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 19,085 $1.37 $26,146.45
Disclosure

SEC source: 0001493152-26-008645 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849,642

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.38, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 02, 2026 Filed Feb 19, 2026 21:05 UTC OtherOrdinary Shares 463,085 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-007467 · ownership.xml · nonDerivative · entry 1

Carlson Steven J. · CIK 0001844069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,085

F1 · kind: Pro rata distribution from Magellan Global, of which the reporting person is a non-managing member.

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December 04, 2025 Filed Dec 5, 2025 14:03 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 10,000 $1.71 $17,100.00
Disclosure

SEC source: 0001493152-25-026284 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,837

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.71, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 21, 2025 Filed Nov 25, 2025 14:04 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 12,000 $1.43 $17,160.00
Disclosure

SEC source: 0001493152-25-024912 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 819,837

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.49, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2025 Filed Jan 7, 2026 16:00 UTC
SHAH AJAYDirector
GrantStock Option (right to buy) · Derivative 152,732 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001493152-26-000785 · ownership.xml · derivative · entry 1

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,732

Underlying: Ordinary Shares · 152,732 shares

Expires 2032-09-15

Read SEC document
September 15, 2025 Filed Jan 7, 2026 16:00 UTC GrantStock Option (right to buy) · Derivative 190,915 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001493152-26-000786 · ownership.xml · derivative · entry 1

Glossman Diane Beth · CIK 0001545352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,915

Underlying: Ordinary Shares · 190,915 shares

Expires 2032-09-15

Read SEC document
September 15, 2025 Filed Jan 7, 2026 21:00 UTC GrantStock Option (right to buy) · Derivative 267,281 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001493152-26-000788 · ownership.xml · derivative · entry 1

Carlson Steven J. · CIK 0001844069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,281

Underlying: Ordinary Shares · 267,281 shares

Expires 2032-09-15

Read SEC document
September 15, 2025 Filed Jan 7, 2026 21:00 UTC
Ashcroft ZoeDirector
GrantStock Option (right to buy) · Derivative 152,732 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001493152-26-000789 · ownership.xml · derivative · entry 1

Ashcroft Zoe · CIK 0001981232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,732

Underlying: Ordinary Shares · 152,732 shares

Expires 2032-09-15

Read SEC document
September 15, 2025 Filed Jan 7, 2026 21:00 UTC GrantStock Option (right to buy) · Derivative 152,732 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001493152-26-000787 · ownership.xml · derivative · entry 1

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,732

Underlying: Ordinary Shares · 152,732 shares

Expires 2032-09-15

Read SEC document
September 15, 2025 Filed Jan 27, 2026 13:16 UTC GrantStock Option (right to buy) · Derivative 152,732 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001493152-26-003709 · ownership.xml · derivative · entry 1

Adhikari Saurav · CIK 0001892987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,732

Underlying: Ordinary Shares · 152,732 shares

Expires 2032-09-15

Read SEC document
March 12, 2025 Filed Mar 17, 2025 13:00 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 2,300 $1.09 $2,507.00
Disclosure

SEC source: 0000950170-25-039850 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,837

Read SEC document
March 07, 2025 Filed Mar 7, 2025 21:30 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 2,000 $1.08 $2,160.00
Disclosure

SEC source: 0000950170-25-035563 · ownership.xml · nonDerivative · entry 2

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,537

Read SEC document
March 06, 2025 Filed Mar 7, 2025 21:30 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 16,750 $1.06 $17,755.00
Disclosure

SEC source: 0000950170-25-035563 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,537

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.02 to $1.14, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 21:53 UTC PurchaseWarrants · Derivative 600 $0.06 Strike: $11.50 $36.00
Disclosure

SEC source: 0000950170-25-030956 · ownership.xml · derivative · entry 2

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,350

Underlying: Ordinary Shares · 600 shares

Expires not disclosed

F2 · derivative.exercise_date: The warrants to purchase Ordinary Shares of Roadzen Inc. (the "Public Warrants"), are exercisable for a whole number of Ordinary Shares at any time (subject to certain exceptions provided by the governing warrant agreement).

F3 · derivative.expiration_date: The Public Warrants will expire on September 20, 2028, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 21:53 UTC PurchaseOrdinary Shares 6,000 $1.03 $6,180.00
Disclosure

SEC source: 0000950170-25-030956 · ownership.xml · nonDerivative · entry 1

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,050

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.09, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 22:10 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 5,945 $1.22 $7,252.90
Disclosure

SEC source: 0000950170-25-024979 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 786,787

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.21 to $1.22, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 23:09 UTC OtherOrdinary Shares 335,000 $2.80 $938,000.00
Disclosure

SEC source: 0000950170-24-141682 · ownership.xml · nonDerivative · entry 1

Avacara PTE, Ltd. · CIK 0001986636 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,473,213

F1 · kind: On December 27, 2024, the Reporting Person entered into a Subscription Agreement with Roadzen Inc., a British Virgin Islands company (the "Company"), pursuant to which the Company issued to the Reporting Person 335,000 ordinary shares, par value $0.0001 per share, of the Company, in consideration for the extinguishment of all liabilities and debts associated with certain credit arrangement between the Reporting Person and the Company, including, without limitation, an aggregate amount of $938,000 the Company borrowed from the Reporting Person.

F1 · price: On December 27, 2024, the Reporting Person entered into a Subscription Agreement with Roadzen Inc., a British Virgin Islands company (the "Company"), pursuant to which the Company issued to the Reporting Person 335,000 ordinary shares, par value $0.0001 per share, of the Company, in consideration for the extinguishment of all liabilities and debts associated with certain credit arrangement between the Reporting Person and the Company, including, without limitation, an aggregate amount of $938,000 the Company borrowed from the Reporting Person.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 02:27 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 135 $1.01 $136.35
Disclosure

SEC source: 0000950170-24-132426 · ownership.xml · nonDerivative · entry 2

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,842

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.99 to $1.05, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 27, 2024 Filed Dec 3, 2024 02:27 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 797 $1.03 $820.91
Disclosure

SEC source: 0000950170-24-132426 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,707

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.02 to $1.06, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2024 Filed Nov 22, 2024 23:41 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 3,750 $0.85 $3,187.50
Disclosure

SEC source: 0000950170-24-130334 · ownership.xml · nonDerivative · entry 2

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 779,910

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.81 to $0.85, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 23:41 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 3,000 $0.82 $2,460.00
Disclosure

SEC source: 0000950170-24-130334 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776,160

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.83, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 21:00 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 250 $0.81 $202.50
Disclosure

SEC source: 0000950170-24-129703 · ownership.xml · nonDerivative · entry 2

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 773,160

F5 · balance_after: The Forms 4s filed by the reporting person on September 3, 2024, September 9, 2024 and September 12, 2024, overstated the reporting person's beneficial ownership by 20,000 shares. The correct number of shares beneficially owned following the transaction on November 19, 2024 is reflected herein.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:00 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 200 $0.83 $166.00
Disclosure

SEC source: 0000950170-24-129703 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,910

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.82 to $0.85, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · balance_after: The Forms 4s filed by the reporting person on September 3, 2024, September 9, 2024 and September 12, 2024, overstated the reporting person's beneficial ownership by 20,000 shares. The correct number of shares beneficially owned following the transaction on November 19, 2024 is reflected herein.

Read SEC document
September 12, 2024 Filed Sep 12, 2024 22:21 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 1,600 $1.47 $2,352.00
Disclosure

SEC source: 0000950170-24-106033 · ownership.xml · nonDerivative · entry 2

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,710

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.46 to $1.57, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 22:21 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 310 $1.60 $496.00
Disclosure

SEC source: 0000950170-24-106033 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,110

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.55 to $1.60, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 07, 2024 Filed Sep 9, 2024 21:47 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 50 $1.81 $90.50
Disclosure

SEC source: 0000950170-24-104830 · ownership.xml · nonDerivative · entry 3

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,800

Read SEC document
September 06, 2024 Filed Sep 9, 2024 21:47 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 1,550 $1.96 $3,038.00
Disclosure

SEC source: 0000950170-24-104830 · ownership.xml · nonDerivative · entry 2

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 790,750

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.97 to $2.03, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:47 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 1,000 $1.87 $1,870.00
Disclosure

SEC source: 0000950170-24-104830 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 789,200

Read SEC document
September 03, 2024 Filed Sep 3, 2024 22:42 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 10 $2.13 $21.30
Disclosure

SEC source: 0000950170-24-103048 · ownership.xml · nonDerivative · entry 3

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,200

Read SEC document
August 30, 2024 Filed Sep 3, 2024 22:44 UTC PurchaseOrdinary Shares 500 $2.06 $1,030.00
Disclosure

SEC source: 0000950170-24-103050 · ownership.xml · nonDerivative · entry 1

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,050

Read SEC document
August 30, 2024 Filed Sep 3, 2024 22:42 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 1,560 $2.01 $3,135.60
Disclosure

SEC source: 0000950170-24-103048 · ownership.xml · nonDerivative · entry 2

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,190

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.99 to $2.53, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
August 29, 2024 Filed Sep 3, 2024 22:42 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 700 $2.65 $1,855.00
Disclosure

SEC source: 0000950170-24-103048 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 786,630

Read SEC document
August 27, 2024 Filed Aug 28, 2024 20:30 UTC PurchaseOrdinary Shares 1,000 $2.26 $2,260.00
Disclosure

SEC source: 0000950170-24-101417 · ownership.xml · nonDerivative · entry 2

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,550

Read SEC document
August 27, 2024 Filed Aug 28, 2024 20:30 UTC PurchaseOrdinary Shares 1,000 $2.20 $2,200.00
Disclosure

SEC source: 0000950170-24-101417 · ownership.xml · nonDerivative · entry 1

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,550

Read SEC document
August 23, 2024 Filed Aug 27, 2024 01:46 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 345 $1.68 $579.60
Disclosure

SEC source: 0000950170-24-100771 · ownership.xml · nonDerivative · entry 2

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,930

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.79, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
August 22, 2024 Filed Aug 27, 2024 01:46 UTC
Malhotra RohanDirector · See Remarks · 10% owner
PurchaseOrdinary Shares 250 $1.62 $405.00
Disclosure

SEC source: 0000950170-24-100771 · ownership.xml · nonDerivative · entry 1

Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,585

Read SEC document
August 20, 2024 Filed Aug 21, 2024 21:06 UTC PurchaseOrdinary Shares 1,000 $1.43 $1,430.00
Disclosure

SEC source: 0000950170-24-099557 · ownership.xml · nonDerivative · entry 2

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,550

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.43, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
August 16, 2024 Filed Aug 21, 2024 21:06 UTC PurchaseOrdinary Shares 300 $1.41 $423.00
Disclosure

SEC source: 0000950170-24-099557 · ownership.xml · nonDerivative · entry 1

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,550

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.43, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
June 20, 2024 Filed Jun 24, 2024 21:00 UTC OtherWarrants · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-076852 · ownership.xml · derivative · entry 1

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2031-03-28

F1 · derivative.exercise_price: The exercise price of the warrants reported herein (the "Warrants") is equal to 80% of the lower of (i) the volume-weighted average price ("VWAP") of the ordinary shares of the Issuer, as reported on relevant market or exchange, over the 60 trading days subsequent to the first loan funding under the Notes (as defined below), (ii) the opening price of the Issuer's ordinary shares, as reported on the relevant market or exchange, in any public offering of straight equity securities of the Issuer occurring within six months after the issue date of the warrants and (iii) the VWAP of the Issuer's ordinary shares, as reported on the relevant market or exchange, over the 60 trading days immediately prior to the Vesting Date (as defined below).

F2 · kind: The Warrants were issued to the reporting person pursuant to a Securities Purchase Agreement dated as of March 28, 2024 by and among the Issuer, Krishnan-Shah Family Partners, LP ("KSFP") and the reporting person, and in connection with a loan made by the reporting person to the Issuer on March 28, 2024, as evidenced by a senior secured promissory note issued by the Issuer (together with a senior secured promissory note issued by the Issuer to KSFP, the "Notes").

F2 · price: The Warrants were issued to the reporting person pursuant to a Securities Purchase Agreement dated as of March 28, 2024 by and among the Issuer, Krishnan-Shah Family Partners, LP ("KSFP") and the reporting person, and in connection with a loan made by the reporting person to the Issuer on March 28, 2024, as evidenced by a senior secured promissory note issued by the Issuer (together with a senior secured promissory note issued by the Issuer to KSFP, the "Notes").

F3 · derivative.exercise_date: The Warrants are exercisable in full on March 28, 2025, or earlier under certain circumstances (as applicable, the "Vesting Date").

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May 24, 2024 Filed May 29, 2024 16:15 UTC
Gallardo Jean-NoelChief Financial Officer
GrantCommon Stock 115,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065942 · ownership.xml · nonDerivative · entry 1

Gallardo Jean-Noel · CIK 0002010174 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,000

F1 · shares: On May 24, 2024, the reporting person received a grant of 115,000 restricted stock units ("RSUs") under the Issuer's 2023 Omnibus Incentive Plan, with each RSU representing a contingent right to receive one ordinary share of the Issuer. The RSUs vest as follows: 38,333 on November 21, 2024, 38,333 on November 21, 2025 and 38,334 on November 21, 2026.

F1 · price: On May 24, 2024, the reporting person received a grant of 115,000 restricted stock units ("RSUs") under the Issuer's 2023 Omnibus Incentive Plan, with each RSU representing a contingent right to receive one ordinary share of the Issuer. The RSUs vest as follows: 38,333 on November 21, 2024, 38,333 on November 21, 2025 and 38,334 on November 21, 2026.

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April 22, 2024 Filed Apr 24, 2024 18:30 UTC
SHAH AJAYDirector
OtherWarrants (right to buy) · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-047792 · ownership.xml · derivative · entry 1

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The securities are held by KSFP.

Disclosed balance after: 50,000

Underlying: Ordinary shares · 50,000 shares

Expires 2031-03-28

F1 · derivative.exercise_price: The exercise price of the warrants is equal to 80% of the lower of (i) the volume-weighted average price ("VWAP") of the ordinary shares of the Issuer over the 60 trading days subsequent to the first loan funding under the Notes (as defined below), (ii) the opening price of the Issuer's ordinary shares in any public offering of straight equity securities of the Issuer occurring within six months after the issue date of the warrants and (iii) the VWAP of the Issuer's ordinary shares over the 60 trading days immediately prior to the Vesting Date (as defined below).

F2 · kind: Krishnan-Shah Family Partners LP ("KSFP") received the warrants in connection with a loan made by KSFP to the Issuer on March 28, 2024, as evidenced by a senior secured promissory note issued by the Issuer (together with a senior secured promissory note issued by the Issuer to another person on that date, the "Notes").

F2 · price: Krishnan-Shah Family Partners LP ("KSFP") received the warrants in connection with a loan made by KSFP to the Issuer on March 28, 2024, as evidenced by a senior secured promissory note issued by the Issuer (together with a senior secured promissory note issued by the Issuer to another person on that date, the "Notes").

F3 · derivative.exercise_date: The warrants are exercisable in full on March 28, 2025, or earlier under certain circumstances (as applicable, the "Vesting Date").

F4 · ownership.nature: Ajay B. Shah & Lata K. Shah 1996 Trust LP is the general partner of KSFP (the "General Partner"). The reporting person and his wife, Mrs. Lata K. Shah, are the trustees of the General Partner and have voting and dispositive control over the securities held by KSFP. Accordingly, Mr. Shah and Mrs. Shah may be deemed to beneficially own the securities held by KSFP.

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January 19, 2024 Filed Jan 24, 2024 01:52 UTC Purchase13% Convertible Debentures · Derivative 500,000 $500,000.00 Strike: $10.00 $250,000,000,000.00
Disclosure

SEC source: 0000950170-24-006784 · ownership.xml · derivative · entry 1

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2025-12-15

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December 13, 2023 Filed Dec 15, 2023 11:12 UTC
SHAH AJAYDirector
PurchaseOrdinary Shares 10,000 $3.10 $31,000.00
Disclosure

SEC source: 0000950170-23-070618 · ownership.xml · nonDerivative · entry 2

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 487,399

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.96 to $3.15, inclusive.

F2 · ownership.nature: The securities are held by Krishnan-Shah Family Partners LP. Ajay B. Shah & Lata K. Shah 1996 Trust LP is the general partner of Krishnan-Shah Family Partners LP (the "General Partner"). Mr. Shah and his wife, Mrs. Lata K. Shah, are the trustees of the General Partner and have voting and dispositive control over the securities held by Krishnan-Shah Family Partners LP. Accordingly, Mr. Shah and Mrs. Shah may be deemed to beneficially own the securities held by Krishnan-Shah Family Partners LP.

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December 12, 2023 Filed Dec 15, 2023 11:12 UTC
SHAH AJAYDirector
PurchaseOrdinary Shares 5,000 $3.08 $15,400.00
Disclosure

SEC source: 0000950170-23-070618 · ownership.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 477,399

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.96 to $3.09, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: The securities are held by Krishnan-Shah Family Partners LP. Ajay B. Shah & Lata K. Shah 1996 Trust LP is the general partner of Krishnan-Shah Family Partners LP (the "General Partner"). Mr. Shah and his wife, Mrs. Lata K. Shah, are the trustees of the General Partner and have voting and dispositive control over the securities held by Krishnan-Shah Family Partners LP. Accordingly, Mr. Shah and Mrs. Shah may be deemed to beneficially own the securities held by Krishnan-Shah Family Partners LP.

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December 11, 2023 Filed Dec 15, 2023 15:00 UTC PurchaseWarrants (right to buy) · Derivative 5,000 $0.05 Strike: $11.50 $250.00
Disclosure

SEC source: 0000950170-23-070593 · ownership.xml · derivative · entry 5

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Ordinary Shares · 5,000 shares

Expires 2028-09-20

F4 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.05 to $0.06, inclusive.

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December 11, 2023 Filed Dec 15, 2023 15:00 UTC PurchaseOrdinary Shares 2,000 $2.91 $5,820.00
Disclosure

SEC source: 0000950170-23-070593 · ownership.xml · nonDerivative · entry 3

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,250

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.92, inclusive.

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December 08, 2023 Filed Dec 15, 2023 15:00 UTC PurchaseWarrants (right to buy) · Derivative 750 $0.06 Strike: $11.50 $45.00
Disclosure

SEC source: 0000950170-23-070593 · ownership.xml · derivative · entry 4

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750

Underlying: Ordinary Shares · 750 shares

Expires 2028-09-20

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December 08, 2023 Filed Dec 15, 2023 15:00 UTC PurchaseOrdinary Shares 3,100 $3.11 $9,641.00
Disclosure

SEC source: 0000950170-23-070593 · ownership.xml · nonDerivative · entry 2

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.20, inclusive.

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December 07, 2023 Filed Dec 15, 2023 15:00 UTC PurchaseOrdinary Shares 3,150 $3.20 $10,080.00
Disclosure

SEC source: 0000950170-23-070593 · ownership.xml · nonDerivative · entry 1

VedBrat Supurna · CIK 0001979567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,150

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.33, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

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September 20, 2023 Filed Sep 22, 2023 14:44 UTC
SHAH AJAYDirector
OtherOrdinary Share 472,399 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-23-049383 · ownership.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 472,399

F1 · price: On September 20, 2023, the Issuer, formerly known as Vahanna Tech Edge Acquisition I Corp., acquired Roadzen, Inc. ("Roadzen") pursuant to an Agreement and Plan of Merger, as amended, by and among the Issuer, Roadzen and certain other parties thereto (the "Merger Agreement"). Pursuant to the Merger Agreement, each outstanding share of Roadzen common stock, including common stock issued upon conversion of each outstanding share of Roadzen preferred stock, held by the Reporting Person was cancelled and converted into the right to receive 27.21 ordinary shares of the Issuer ("Issuer ordinary shares").

F2 · ownership.nature: The securities are held by Krishnan-Shah Family Partners LP. Ajay B. Shah & Lata K. Shah 1996 Trust LP is the general partner of Krishnan-Shah Family Partners LP (the "General Partner"). Mr. Shah and his wife, Mrs. Lata K. Shah are the trustees of the General Partner and have voting and dispositive control over the securities held by Krishnan-Shah Family Partners LP. Accordingly, Mr. Shah and Mrs. Shah may be deemed to beneficially own the securities held by Krishnan-Shah Family Partners LP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.