Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2026 Filed Mar 3, 2026 13:00 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 19,085 | $1.37 | $26,146.45 |
DisclosureSEC source: 0001493152-26-008645 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 849,642 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.34 to $1.38, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2026 Filed Feb 19, 2026 21:05 UTC |
Carlson Steven J.Director
|
OtherOrdinary Shares | 463,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-007467 · ownership.xml · nonDerivative · entry 1 Carlson Steven J. · CIK 0001844069 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,085 F1 · kind: Pro rata distribution from Magellan Global, of which the reporting person is a non-managing member. Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 14:03 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 10,000 | $1.71 | $17,100.00 |
DisclosureSEC source: 0001493152-25-026284 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 829,837 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.71, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 14:04 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 12,000 | $1.43 | $17,160.00 |
DisclosureSEC source: 0001493152-25-024912 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 819,837 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.49, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 15, 2025 Filed Jan 7, 2026 16:00 UTC |
SHAH AJAYDirector
|
GrantStock Option (right to buy) · Derivative | 152,732 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-26-000785 · ownership.xml · derivative · entry 1 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,732 Underlying: Ordinary Shares · 152,732 shares Expires 2032-09-15 Read SEC document |
| September 15, 2025 Filed Jan 7, 2026 16:00 UTC |
Glossman Diane BethDirector
|
GrantStock Option (right to buy) · Derivative | 190,915 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-26-000786 · ownership.xml · derivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,915 Underlying: Ordinary Shares · 190,915 shares Expires 2032-09-15 Read SEC document |
| September 15, 2025 Filed Jan 7, 2026 21:00 UTC |
Carlson Steven J.Director
|
GrantStock Option (right to buy) · Derivative | 267,281 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-26-000788 · ownership.xml · derivative · entry 1 Carlson Steven J. · CIK 0001844069 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,281 Underlying: Ordinary Shares · 267,281 shares Expires 2032-09-15 Read SEC document |
| September 15, 2025 Filed Jan 7, 2026 21:00 UTC |
Ashcroft ZoeDirector
|
GrantStock Option (right to buy) · Derivative | 152,732 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-26-000789 · ownership.xml · derivative · entry 1 Ashcroft Zoe · CIK 0001981232 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,732 Underlying: Ordinary Shares · 152,732 shares Expires 2032-09-15 Read SEC document |
| September 15, 2025 Filed Jan 7, 2026 21:00 UTC |
VedBrat SupurnaDirector
|
GrantStock Option (right to buy) · Derivative | 152,732 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-26-000787 · ownership.xml · derivative · entry 1 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,732 Underlying: Ordinary Shares · 152,732 shares Expires 2032-09-15 Read SEC document |
| September 15, 2025 Filed Jan 27, 2026 13:16 UTC |
Adhikari SauravDirector
|
GrantStock Option (right to buy) · Derivative | 152,732 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-26-003709 · ownership.xml · derivative · entry 1 Adhikari Saurav · CIK 0001892987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,732 Underlying: Ordinary Shares · 152,732 shares Expires 2032-09-15 Read SEC document |
| March 12, 2025 Filed Mar 17, 2025 13:00 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 2,300 | $1.09 | $2,507.00 |
DisclosureSEC source: 0000950170-25-039850 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 807,837 Read SEC document |
| March 07, 2025 Filed Mar 7, 2025 21:30 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 2,000 | $1.08 | $2,160.00 |
DisclosureSEC source: 0000950170-25-035563 · ownership.xml · nonDerivative · entry 2 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 805,537 Read SEC document |
| March 06, 2025 Filed Mar 7, 2025 21:30 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 16,750 | $1.06 | $17,755.00 |
DisclosureSEC source: 0000950170-25-035563 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 803,537 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.02 to $1.14, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 21:53 UTC |
VedBrat SupurnaDirector
|
PurchaseWarrants · Derivative | 600 | $0.06 Strike: $11.50 | $36.00 |
DisclosureSEC source: 0000950170-25-030956 · ownership.xml · derivative · entry 2 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,350 Underlying: Ordinary Shares · 600 shares Expires not disclosed F2 · derivative.exercise_date: The warrants to purchase Ordinary Shares of Roadzen Inc. (the "Public Warrants"), are exercisable for a whole number of Ordinary Shares at any time (subject to certain exceptions provided by the governing warrant agreement). F3 · derivative.expiration_date: The Public Warrants will expire on September 20, 2028, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 21:53 UTC |
VedBrat SupurnaDirector
|
PurchaseOrdinary Shares | 6,000 | $1.03 | $6,180.00 |
DisclosureSEC source: 0000950170-25-030956 · ownership.xml · nonDerivative · entry 1 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,050 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.09, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 22:10 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 5,945 | $1.22 | $7,252.90 |
DisclosureSEC source: 0000950170-25-024979 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 786,787 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.21 to $1.22, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 27, 2024 Filed Dec 31, 2024 23:09 UTC |
Avacara PTE, Ltd.10% owner
|
OtherOrdinary Shares | 335,000 | $2.80 | $938,000.00 |
DisclosureSEC source: 0000950170-24-141682 · ownership.xml · nonDerivative · entry 1 Avacara PTE, Ltd. · CIK 0001986636 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,473,213 F1 · kind: On December 27, 2024, the Reporting Person entered into a Subscription Agreement with Roadzen Inc., a British Virgin Islands company (the "Company"), pursuant to which the Company issued to the Reporting Person 335,000 ordinary shares, par value $0.0001 per share, of the Company, in consideration for the extinguishment of all liabilities and debts associated with certain credit arrangement between the Reporting Person and the Company, including, without limitation, an aggregate amount of $938,000 the Company borrowed from the Reporting Person. F1 · price: On December 27, 2024, the Reporting Person entered into a Subscription Agreement with Roadzen Inc., a British Virgin Islands company (the "Company"), pursuant to which the Company issued to the Reporting Person 335,000 ordinary shares, par value $0.0001 per share, of the Company, in consideration for the extinguishment of all liabilities and debts associated with certain credit arrangement between the Reporting Person and the Company, including, without limitation, an aggregate amount of $938,000 the Company borrowed from the Reporting Person. Read SEC document |
| November 29, 2024 Filed Dec 3, 2024 02:27 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 135 | $1.01 | $136.35 |
DisclosureSEC source: 0000950170-24-132426 · ownership.xml · nonDerivative · entry 2 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,842 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.99 to $1.05, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 27, 2024 Filed Dec 3, 2024 02:27 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 797 | $1.03 | $820.91 |
DisclosureSEC source: 0000950170-24-132426 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,707 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.02 to $1.06, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 22, 2024 Filed Nov 22, 2024 23:41 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 3,750 | $0.85 | $3,187.50 |
DisclosureSEC source: 0000950170-24-130334 · ownership.xml · nonDerivative · entry 2 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 779,910 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.81 to $0.85, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 23:41 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 3,000 | $0.82 | $2,460.00 |
DisclosureSEC source: 0000950170-24-130334 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 776,160 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.80 to $0.83, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 21:00 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 250 | $0.81 | $202.50 |
DisclosureSEC source: 0000950170-24-129703 · ownership.xml · nonDerivative · entry 2 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 773,160 F5 · balance_after: The Forms 4s filed by the reporting person on September 3, 2024, September 9, 2024 and September 12, 2024, overstated the reporting person's beneficial ownership by 20,000 shares. The correct number of shares beneficially owned following the transaction on November 19, 2024 is reflected herein. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:00 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 200 | $0.83 | $166.00 |
DisclosureSEC source: 0000950170-24-129703 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,910 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.82 to $0.85, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · balance_after: The Forms 4s filed by the reporting person on September 3, 2024, September 9, 2024 and September 12, 2024, overstated the reporting person's beneficial ownership by 20,000 shares. The correct number of shares beneficially owned following the transaction on November 19, 2024 is reflected herein. Read SEC document |
| September 12, 2024 Filed Sep 12, 2024 22:21 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 1,600 | $1.47 | $2,352.00 |
DisclosureSEC source: 0000950170-24-106033 · ownership.xml · nonDerivative · entry 2 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 792,710 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.46 to $1.57, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 22:21 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 310 | $1.60 | $496.00 |
DisclosureSEC source: 0000950170-24-106033 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 791,110 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.55 to $1.60, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 07, 2024 Filed Sep 9, 2024 21:47 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 50 | $1.81 | $90.50 |
DisclosureSEC source: 0000950170-24-104830 · ownership.xml · nonDerivative · entry 3 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 790,800 Read SEC document |
| September 06, 2024 Filed Sep 9, 2024 21:47 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 1,550 | $1.96 | $3,038.00 |
DisclosureSEC source: 0000950170-24-104830 · ownership.xml · nonDerivative · entry 2 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 790,750 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.97 to $2.03, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 21:47 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 1,000 | $1.87 | $1,870.00 |
DisclosureSEC source: 0000950170-24-104830 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 789,200 Read SEC document |
| September 03, 2024 Filed Sep 3, 2024 22:42 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 10 | $2.13 | $21.30 |
DisclosureSEC source: 0000950170-24-103048 · ownership.xml · nonDerivative · entry 3 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,200 Read SEC document |
| August 30, 2024 Filed Sep 3, 2024 22:44 UTC |
VedBrat SupurnaDirector
|
PurchaseOrdinary Shares | 500 | $2.06 | $1,030.00 |
DisclosureSEC source: 0000950170-24-103050 · ownership.xml · nonDerivative · entry 1 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Read SEC document |
| August 30, 2024 Filed Sep 3, 2024 22:42 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 1,560 | $2.01 | $3,135.60 |
DisclosureSEC source: 0000950170-24-103048 · ownership.xml · nonDerivative · entry 2 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,190 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.99 to $2.53, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 22:42 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 700 | $2.65 | $1,855.00 |
DisclosureSEC source: 0000950170-24-103048 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 786,630 Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 20:30 UTC |
VedBrat SupurnaDirector
|
PurchaseOrdinary Shares | 1,000 | $2.26 | $2,260.00 |
DisclosureSEC source: 0000950170-24-101417 · ownership.xml · nonDerivative · entry 2 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,550 Read SEC document |
| August 27, 2024 Filed Aug 28, 2024 20:30 UTC |
VedBrat SupurnaDirector
|
PurchaseOrdinary Shares | 1,000 | $2.20 | $2,200.00 |
DisclosureSEC source: 0000950170-24-101417 · ownership.xml · nonDerivative · entry 1 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,550 Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 01:46 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 345 | $1.68 | $579.60 |
DisclosureSEC source: 0000950170-24-100771 · ownership.xml · nonDerivative · entry 2 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 765,930 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.79, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). Read SEC document |
| August 22, 2024 Filed Aug 27, 2024 01:46 UTC |
Malhotra RohanDirector · See Remarks · 10% owner
|
PurchaseOrdinary Shares | 250 | $1.62 | $405.00 |
DisclosureSEC source: 0000950170-24-100771 · ownership.xml · nonDerivative · entry 1 Malhotra Rohan · CIK 0001979568 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 765,585 Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 21:06 UTC |
VedBrat SupurnaDirector
|
PurchaseOrdinary Shares | 1,000 | $1.43 | $1,430.00 |
DisclosureSEC source: 0000950170-24-099557 · ownership.xml · nonDerivative · entry 2 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,550 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.43, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). Read SEC document |
| August 16, 2024 Filed Aug 21, 2024 21:06 UTC |
VedBrat SupurnaDirector
|
PurchaseOrdinary Shares | 300 | $1.41 | $423.00 |
DisclosureSEC source: 0000950170-24-099557 · ownership.xml · nonDerivative · entry 1 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,550 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.43, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1). Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:00 UTC |
VedBrat SupurnaDirector
|
OtherWarrants · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-076852 · ownership.xml · derivative · entry 1 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Ordinary Shares · 50,000 shares Expires 2031-03-28 F1 · derivative.exercise_price: The exercise price of the warrants reported herein (the "Warrants") is equal to 80% of the lower of (i) the volume-weighted average price ("VWAP") of the ordinary shares of the Issuer, as reported on relevant market or exchange, over the 60 trading days subsequent to the first loan funding under the Notes (as defined below), (ii) the opening price of the Issuer's ordinary shares, as reported on the relevant market or exchange, in any public offering of straight equity securities of the Issuer occurring within six months after the issue date of the warrants and (iii) the VWAP of the Issuer's ordinary shares, as reported on the relevant market or exchange, over the 60 trading days immediately prior to the Vesting Date (as defined below). F2 · kind: The Warrants were issued to the reporting person pursuant to a Securities Purchase Agreement dated as of March 28, 2024 by and among the Issuer, Krishnan-Shah Family Partners, LP ("KSFP") and the reporting person, and in connection with a loan made by the reporting person to the Issuer on March 28, 2024, as evidenced by a senior secured promissory note issued by the Issuer (together with a senior secured promissory note issued by the Issuer to KSFP, the "Notes"). F2 · price: The Warrants were issued to the reporting person pursuant to a Securities Purchase Agreement dated as of March 28, 2024 by and among the Issuer, Krishnan-Shah Family Partners, LP ("KSFP") and the reporting person, and in connection with a loan made by the reporting person to the Issuer on March 28, 2024, as evidenced by a senior secured promissory note issued by the Issuer (together with a senior secured promissory note issued by the Issuer to KSFP, the "Notes"). F3 · derivative.exercise_date: The Warrants are exercisable in full on March 28, 2025, or earlier under certain circumstances (as applicable, the "Vesting Date"). Read SEC document |
| May 24, 2024 Filed May 29, 2024 16:15 UTC |
Gallardo Jean-NoelChief Financial Officer
|
GrantCommon Stock | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-065942 · ownership.xml · nonDerivative · entry 1 Gallardo Jean-Noel · CIK 0002010174 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,000 F1 · shares: On May 24, 2024, the reporting person received a grant of 115,000 restricted stock units ("RSUs") under the Issuer's 2023 Omnibus Incentive Plan, with each RSU representing a contingent right to receive one ordinary share of the Issuer. The RSUs vest as follows: 38,333 on November 21, 2024, 38,333 on November 21, 2025 and 38,334 on November 21, 2026. F1 · price: On May 24, 2024, the reporting person received a grant of 115,000 restricted stock units ("RSUs") under the Issuer's 2023 Omnibus Incentive Plan, with each RSU representing a contingent right to receive one ordinary share of the Issuer. The RSUs vest as follows: 38,333 on November 21, 2024, 38,333 on November 21, 2025 and 38,334 on November 21, 2026. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 18:30 UTC |
SHAH AJAYDirector
|
OtherWarrants (right to buy) · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-047792 · ownership.xml · derivative · entry 1 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The securities are held by KSFP. Disclosed balance after: 50,000 Underlying: Ordinary shares · 50,000 shares Expires 2031-03-28 F1 · derivative.exercise_price: The exercise price of the warrants is equal to 80% of the lower of (i) the volume-weighted average price ("VWAP") of the ordinary shares of the Issuer over the 60 trading days subsequent to the first loan funding under the Notes (as defined below), (ii) the opening price of the Issuer's ordinary shares in any public offering of straight equity securities of the Issuer occurring within six months after the issue date of the warrants and (iii) the VWAP of the Issuer's ordinary shares over the 60 trading days immediately prior to the Vesting Date (as defined below). F2 · kind: Krishnan-Shah Family Partners LP ("KSFP") received the warrants in connection with a loan made by KSFP to the Issuer on March 28, 2024, as evidenced by a senior secured promissory note issued by the Issuer (together with a senior secured promissory note issued by the Issuer to another person on that date, the "Notes"). F2 · price: Krishnan-Shah Family Partners LP ("KSFP") received the warrants in connection with a loan made by KSFP to the Issuer on March 28, 2024, as evidenced by a senior secured promissory note issued by the Issuer (together with a senior secured promissory note issued by the Issuer to another person on that date, the "Notes"). F3 · derivative.exercise_date: The warrants are exercisable in full on March 28, 2025, or earlier under certain circumstances (as applicable, the "Vesting Date"). F4 · ownership.nature: Ajay B. Shah & Lata K. Shah 1996 Trust LP is the general partner of KSFP (the "General Partner"). The reporting person and his wife, Mrs. Lata K. Shah, are the trustees of the General Partner and have voting and dispositive control over the securities held by KSFP. Accordingly, Mr. Shah and Mrs. Shah may be deemed to beneficially own the securities held by KSFP. Read SEC document |
| January 19, 2024 Filed Jan 24, 2024 01:52 UTC |
VedBrat SupurnaDirector
|
Purchase13% Convertible Debentures · Derivative | 500,000 | $500,000.00 Strike: $10.00 | $250,000,000,000.00 |
DisclosureSEC source: 0000950170-24-006784 · ownership.xml · derivative · entry 1 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Ordinary Shares · 50,000 shares Expires 2025-12-15 Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 11:12 UTC |
SHAH AJAYDirector
|
PurchaseOrdinary Shares | 10,000 | $3.10 | $31,000.00 |
DisclosureSEC source: 0000950170-23-070618 · ownership.xml · nonDerivative · entry 2 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 487,399 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.96 to $3.15, inclusive. F2 · ownership.nature: The securities are held by Krishnan-Shah Family Partners LP. Ajay B. Shah & Lata K. Shah 1996 Trust LP is the general partner of Krishnan-Shah Family Partners LP (the "General Partner"). Mr. Shah and his wife, Mrs. Lata K. Shah, are the trustees of the General Partner and have voting and dispositive control over the securities held by Krishnan-Shah Family Partners LP. Accordingly, Mr. Shah and Mrs. Shah may be deemed to beneficially own the securities held by Krishnan-Shah Family Partners LP. Read SEC document |
| December 12, 2023 Filed Dec 15, 2023 11:12 UTC |
SHAH AJAYDirector
|
PurchaseOrdinary Shares | 5,000 | $3.08 | $15,400.00 |
DisclosureSEC source: 0000950170-23-070618 · ownership.xml · nonDerivative · entry 1 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 477,399 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.96 to $3.09, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. F2 · ownership.nature: The securities are held by Krishnan-Shah Family Partners LP. Ajay B. Shah & Lata K. Shah 1996 Trust LP is the general partner of Krishnan-Shah Family Partners LP (the "General Partner"). Mr. Shah and his wife, Mrs. Lata K. Shah, are the trustees of the General Partner and have voting and dispositive control over the securities held by Krishnan-Shah Family Partners LP. Accordingly, Mr. Shah and Mrs. Shah may be deemed to beneficially own the securities held by Krishnan-Shah Family Partners LP. Read SEC document |
| December 11, 2023 Filed Dec 15, 2023 15:00 UTC |
VedBrat SupurnaDirector
|
PurchaseWarrants (right to buy) · Derivative | 5,000 | $0.05 Strike: $11.50 | $250.00 |
DisclosureSEC source: 0000950170-23-070593 · ownership.xml · derivative · entry 5 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,750 Underlying: Ordinary Shares · 5,000 shares Expires 2028-09-20 F4 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.05 to $0.06, inclusive. Read SEC document |
| December 11, 2023 Filed Dec 15, 2023 15:00 UTC |
VedBrat SupurnaDirector
|
PurchaseOrdinary Shares | 2,000 | $2.91 | $5,820.00 |
DisclosureSEC source: 0000950170-23-070593 · ownership.xml · nonDerivative · entry 3 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,250 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.92, inclusive. Read SEC document |
| December 08, 2023 Filed Dec 15, 2023 15:00 UTC |
VedBrat SupurnaDirector
|
PurchaseWarrants (right to buy) · Derivative | 750 | $0.06 Strike: $11.50 | $45.00 |
DisclosureSEC source: 0000950170-23-070593 · ownership.xml · derivative · entry 4 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750 Underlying: Ordinary Shares · 750 shares Expires 2028-09-20 Read SEC document |
| December 08, 2023 Filed Dec 15, 2023 15:00 UTC |
VedBrat SupurnaDirector
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PurchaseOrdinary Shares | 3,100 | $3.11 | $9,641.00 |
DisclosureSEC source: 0000950170-23-070593 · ownership.xml · nonDerivative · entry 2 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.20, inclusive. Read SEC document |
| December 07, 2023 Filed Dec 15, 2023 15:00 UTC |
VedBrat SupurnaDirector
|
PurchaseOrdinary Shares | 3,150 | $3.20 | $10,080.00 |
DisclosureSEC source: 0000950170-23-070593 · ownership.xml · nonDerivative · entry 1 VedBrat Supurna · CIK 0001979567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,150 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.33, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 14:44 UTC |
SHAH AJAYDirector
|
OtherOrdinary Share | 472,399 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-23-049383 · ownership.xml · nonDerivative · entry 1 SHAH AJAY · CIK 0001008036 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 472,399 F1 · price: On September 20, 2023, the Issuer, formerly known as Vahanna Tech Edge Acquisition I Corp., acquired Roadzen, Inc. ("Roadzen") pursuant to an Agreement and Plan of Merger, as amended, by and among the Issuer, Roadzen and certain other parties thereto (the "Merger Agreement"). Pursuant to the Merger Agreement, each outstanding share of Roadzen common stock, including common stock issued upon conversion of each outstanding share of Roadzen preferred stock, held by the Reporting Person was cancelled and converted into the right to receive 27.21 ordinary shares of the Issuer ("Issuer ordinary shares"). F2 · ownership.nature: The securities are held by Krishnan-Shah Family Partners LP. Ajay B. Shah & Lata K. Shah 1996 Trust LP is the general partner of Krishnan-Shah Family Partners LP (the "General Partner"). Mr. Shah and his wife, Mrs. Lata K. Shah are the trustees of the General Partner and have voting and dispositive control over the securities held by Krishnan-Shah Family Partners LP. Accordingly, Mr. Shah and Mrs. Shah may be deemed to beneficially own the securities held by Krishnan-Shah Family Partners LP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.