RDW

SEC source: 0001819810-22-000185 · wf-form4_167123256597174.xml · nonDerivative · entry 2

Baliff Jonathan · CIK 0001434006 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,579

SEC source: 0001819810-22-000185 · wf-form4_167123256597174.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,465

SEC source: 0001819810-22-000183 · wf-form4_167123229810658.xml · nonDerivative · entry 1

Kornblatt M. David · CIK 0001431803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,108

SEC source: 0001819810-22-000181 · wf-form4_167118857500649.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,830

SEC source: 0001819810-22-000177 · wf-form4_167096949631956.xml · nonDerivative · entry 4

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,892

SEC source: 0001819810-22-000177 · wf-form4_167096949631956.xml · nonDerivative · entry 3

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,892

SEC source: 0001819810-22-000177 · wf-form4_167096949631956.xml · nonDerivative · entry 2

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,392

SEC source: 0001819810-22-000177 · wf-form4_167096949631956.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,892

SEC source: 0001819810-22-000179 · wf-form4_167106152363710.xml · nonDerivative · entry 1

Edmunds Chris · CIK 0001945215 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,686

SEC source: 0001819810-22-000175 · wf-form4_167062545308760.xml · nonDerivative · entry 2

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,892

SEC source: 0001819810-22-000175 · wf-form4_167062545308760.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,395

SEC source: 0001819810-22-000173 · wf-form4_167053657560425.xml · nonDerivative · entry 3

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 300,000

F1 · ownership.nature: These shares are held by the John S. Bolton Grantor Retained Annuity Trust, of which the Reporting Person serves as Trustee.

SEC source: 0001819810-22-000173 · wf-form4_167053657560425.xml · nonDerivative · entry 2

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 298,323

F1 · ownership.nature: These shares are held by the John S. Bolton Grantor Retained Annuity Trust, of which the Reporting Person serves as Trustee.

SEC source: 0001819810-22-000173 · wf-form4_167053657560425.xml · nonDerivative · entry 1

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 294,803

F1 · ownership.nature: These shares are held by the John S. Bolton Grantor Retained Annuity Trust, of which the Reporting Person serves as Trustee.

SEC source: 0001819810-22-000169 · wf-form4_167045415445481.xml · nonDerivative · entry 1

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 264,803

F1 · ownership.nature: These shares are held by the John S. Bolton Grantor Retained Annuity Trust, of which the Reporting Person serves as Trustee.

SEC source: 0001819810-22-000167 · wf-form4_167037700562451.xml · nonDerivative · entry 1

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 220,964

F1 · ownership.nature: These shares are held by the John S. Bolton Grantor Retained Annuity Trust, of which the Reporting Person serves as Trustee.

SEC source: 0001819810-22-000165 · wf-form4_167027783557768.xml · nonDerivative · entry 1

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 209,023

F1 · ownership.nature: These shares are held by the John S. Bolton Grantor Retained Annuity Trust, of which the Reporting Person serves as Trustee.

SEC source: 0001819810-22-000159 · wf-form4_166865208319428.xml · nonDerivative · entry 1

DANIELS LESLIE B · CIK 0001052559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,395

SEC source: 0001819810-22-000154 · wf-form4_166846895452359.xml · nonDerivative · entry 1

Cannito Peter Anthony Jr · CIK 0001877807 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,036

F1 · date: Due to limitations in the functionality of the issuer's payroll service provider's software, the issuer was unable to compute the reporting person's tax liability as of the November 1, 2022 vesting date (and thus number of shares required to be withheld) until the settlement date of November 9, 2022.

F2 · kind: Represents shares mandatorily withheld for taxes due in connection with the vesting of restricted stock units.

F3 · price: Represents the closing price on the vesting date of November 1, 2022.

SEC source: 0001819810-22-000157 · wf-form4_166846905206851.xml · nonDerivative · entry 1

Edmunds Chris · CIK 0001945215 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,186

F1 · date: Due to limitations in the functionality of the issuer's payroll service provider's software, the issuer was unable to compute the reporting person's tax liability as of the November 1, 2022 vesting date (and thus number of shares required to be withheld) until the settlement date of November 9, 2022.

F2 · kind: Represents shares mandatorily withheld for taxes due in connection with the vesting of restricted stock units.

F3 · price: Represents the closing price on the vesting date of November 1, 2022.

SEC source: 0001819810-22-000156 · wf-form4_166846901044905.xml · nonDerivative · entry 1

Rush Andrew · CIK 0001878424 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,865

F1 · date: Due to limitations in the functionality of the issuer's payroll service provider's software, the issuer was unable to compute the reporting person's tax liability as of the November 1, 2022 vesting date (and thus number of shares required to be withheld) until the settlement date of November 9, 2022.

F2 · kind: Represents shares mandatorily withheld for taxes due in connection with the vesting of restricted stock units.

F3 · price: Represents the closing price on the vesting date of November 1, 2022.

SEC source: 0001819810-22-000155 · wf-form4_166846898606352.xml · nonDerivative · entry 1

O'Konek Nathan · CIK 0001878963 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,321

F1 · date: Due to limitations in the functionality of the issuer's payroll service provider's software, the issuer was unable to compute the reporting person's tax liability as of the November 1, 2022 vesting date (and thus number of shares required to be withheld) until the settlement date of November 9, 2022.

F2 · kind: Represents shares mandatorily withheld for taxes due in connection with the vesting of restricted stock units.

F3 · price: Represents the closing price on the vesting date of November 1, 2022.

SEC source: 0001819810-22-000153 · wf-form4_166846892883874.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,965

F1 · date: Due to limitations in the functionality of the issuer's payroll service provider's software, the issuer was unable to compute the reporting person's tax liability as of the November 1, 2022 vesting date (and thus number of shares required to be withheld) until the settlement date of November 9, 2022.

F2 · kind: Represents shares mandatorily withheld for taxes due in connection with the vesting of restricted stock units.

F3 · price: Represents the closing price on the vesting date of November 1, 2022.

SEC source: 0001104659-22-113639 · tm2229371-1_4seq1.xml · derivative · entry 1

AE RED HOLDINGS, LLC · CIK 0001880796 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · Director · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · Director · 10% owner

ROWE DAVID H. · CIK 0001880788 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · Director · 10% owner

AE INDUSTRIAL PARTNERS, LP · CIK 0001880785 · Director · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,000

Underlying: Common Stock, par value $0.0001 per share · 13,114,755 shares

Expires not disclosed

F1 · security: Pursuant to the Investment Agreement, dated as of October 28, 2022, Redwire Corporation (the "Company") sold AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") 30,000 and 10,000 shares of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Convertible Preferred Stock"), respectively, for an aggregate purchase price of $40 million. The Series A Convertible Preferred Stock accrues dividends, payable in cash or, at the option of the Company, paid in kind, at a rate of 13% per annum if paid in cash or 15% per annum if paid in kind ("PIK Payment"), subject to certain adjustments.

F2 · derivative.exercise_price: The conversion price is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F3 · shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F4 · derivative.exercise_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F4 · derivative.expiration_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F3 · balance_after: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · ownership.nature: AE Fund II LP and AE Structured LP directly own 30,000 and 10,000 shares of the Series A Convertible Preferred Stock, respectively. Voting and dispositive power with respect to the shares of Series A Convertible Preferred Stock held by AE Fund II LP and AE Structured LP is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of AE Fund II LP and AE Structured LP, respectively.

F6 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-22-113640 · tm2229371-3_4seq1.xml · derivative · entry 1

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · Director · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I GP, LP · CIK 0001952933 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,000

Underlying: Common Stock, par value $0.0001 per share · 13,114,755 shares

Expires not disclosed

F1 · security: Pursuant to the Investment Agreement, dated as of October 28, 2022, Redwire Corporation (the "Company") sold AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") 30,000 and 10,000 shares of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Convertible Preferred Stock"), respectively, for an aggregate purchase price of $40 million. The Series A Convertible Preferred Stock accrues dividends, payable in cash or, at the option of the Company, paid in kind, at a rate of 13% per annum if paid in cash or 15% per annum if paid in kind ("PIK Payment"), subject to certain adjustments.

F2 · derivative.exercise_price: The conversion price is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F3 · shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F4 · derivative.exercise_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F4 · derivative.expiration_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F3 · balance_after: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · ownership.nature: AE Fund II LP and AE Structured LP directly own 30,000 and 10,000 shares of the Series A Convertible Preferred Stock, respectively. Voting and dispositive power with respect to the shares of Series A Convertible Preferred Stock held by AE Fund II LP and AE Structured LP is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of AE Fund II LP and AE Structured LP, respectively.

F6 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-22-117345 · tm2229371-6_4seq.xml · derivative · entry 1

AE RED HOLDINGS, LLC · CIK 0001880796 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II GP, LP · CIK 0001880808 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · 10% owner

AE INDUSTRIAL PARTNERS, LP · CIK 0001880785 · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,000

Underlying: Common Stock, par value $0.0001 per share · 9,836,066 shares

Expires not disclosed

F1 · security: Pursuant to the Investment Agreement, dated as of October 28, 2022, Redwire Corporation (the "Company") sold AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") 30,000 (of which 10,000 shares were subject to a transfer obligation pursuant to a transfer agreement (the "Transfer Agreement"), dated October 28, 2022 among BCC Redwire Aggregator, L.P. ("Bain"), AE Fund II LP, AE Structured LP and the Company) and 10,000 shares of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Convertible Preferred Stock"), respectively, for an aggregate purchase price of $40 million.

F2 · security: The Series A Convertible Preferred Stock accrues dividends, payable in cash or, at the option of the Company, paid in kind, at a rate of 13% per annum if paid in cash or 15% per annum if paid in kind ("PIK Payment"), subject to certain adjustments. AE Fund II LP assigned 7,795 shares of its purchased Series A Convertible Preferred Stock to AE Industrial Partners Fund II-A, LP ("AE Fund II-A") and 30 shares of its purchased Series A Convertible Preferred Stock to AE Industrial Partners Fund II-B, LP ("AE Fund II-B" and, together with AE Fund II-A and AE Fund II LP, the "AE Funds").

F3 · derivative.exercise_price: The conversion price is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F4 · shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · shares: This Amendment to the Form 4 filed by the Reporting Persons on November 1, 2022 (the "Original Form 4") is being filed to correct the amount of securities acquired on October 28, 2022, which inadvertently included 10,000 shares of the Series A Convertible Preferred Stock (the "Bain Shares") which were acquired by the Reporting Persons subject to an obligation to transfer the Bain Shares to Bain, pursuant to the Transfer Agreement. The transfer of the Bain Shares occurred on November 3, 2022 pursuant to the terms of the Transfer Agreement, which obligated Bain to pay the same $1,000 per share price as was paid by the Reporting Persons. As such, the Reporting Persons never held a pecuniary interest in, and so were not obligated to report beneficial ownership of, the Bain Shares. In addition, this amendment reflects the assignment of certain purchased shares of Series A Convertible Preferred Stock by AE Fund II to AE Fund II-A and AE Fund II-B.

F6 · derivative.exercise_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F6 · derivative.expiration_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F4 · derivative.underlying_shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · derivative.underlying_shares: This Amendment to the Form 4 filed by the Reporting Persons on November 1, 2022 (the "Original Form 4") is being filed to correct the amount of securities acquired on October 28, 2022, which inadvertently included 10,000 shares of the Series A Convertible Preferred Stock (the "Bain Shares") which were acquired by the Reporting Persons subject to an obligation to transfer the Bain Shares to Bain, pursuant to the Transfer Agreement. The transfer of the Bain Shares occurred on November 3, 2022 pursuant to the terms of the Transfer Agreement, which obligated Bain to pay the same $1,000 per share price as was paid by the Reporting Persons. As such, the Reporting Persons never held a pecuniary interest in, and so were not obligated to report beneficial ownership of, the Bain Shares. In addition, this amendment reflects the assignment of certain purchased shares of Series A Convertible Preferred Stock by AE Fund II to AE Fund II-A and AE Fund II-B.

F7 · ownership.nature: AE Fund II-A, AE Fund II-B, AE Fund II LP and AE Structured LP directly own 7,795, 30, 12,175 and 10,000 shares of the Series A Convertible Preferred Stock, respectively. Voting and dispositive power with respect to the shares of Series A Convertible Preferred Stock held by the AE Funds and AE Structured LP is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of the AE Funds and AE Structured LP, respectively.

F8 · ownership.nature: Each of the entities and individuals named in the preceding footnote disclaim beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such entity or individual is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-22-117347 · tm2229371-7_4seq1.xml · derivative · entry 1

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · Director · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I GP, LP · CIK 0001952933 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,000

Underlying: Common Stock, par value $0.0001 per share · 9,836,066 shares

Expires not disclosed

F1 · security: Pursuant to the Investment Agreement, dated as of October 28, 2022, Redwire Corporation (the "Company") sold AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") 30,000 (of which 10,000 shares were subject to a transfer obligation pursuant to a transfer agreement (the "Transfer Agreement"), dated October 28, 2022 among BCC Redwire Aggregator, L.P. ("Bain"), AE Fund II LP, AE Structured LP and the Company) and 10,000 shares of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Convertible Preferred Stock"), respectively, for an aggregate purchase price of $40 million.

F2 · security: The Series A Convertible Preferred Stock accrues dividends, payable in cash or, at the option of the Company, paid in kind, at a rate of 13% per annum if paid in cash or 15% per annum if paid in kind ("PIK Payment"), subject to certain adjustments. AE Fund II LP assigned 7,795 shares of its purchased Series A Convertible Preferred Stock to AE Industrial Partners Fund II-A, LP ("AE Fund II-A") and 30 shares of its purchased Series A Convertible Preferred Stock to AE Industrial Partners Fund II-B, LP ("AE Fund II-B" and, together with AE Fund II-A and AE Fund II LP, the "AE Funds").

F3 · derivative.exercise_price: The conversion price is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F4 · shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · shares: This Amendment to the Form 4 filed by the Reporting Persons on November 1, 2022 (the "Original Form 4") is being filed to correct the amount of securities acquired on October 28, 2022, which inadvertently included 10,000 shares of the Series A Convertible Preferred Stock (the "Bain Shares") which were acquired by the Reporting Persons subject to an obligation to transfer the Bain Shares to Bain, pursuant to the Transfer Agreement. The transfer of the Bain Shares occurred on November 3, 2022 pursuant to the terms of the Transfer Agreement, which obligated Bain to pay the same $1,000 per share price as was paid by the Reporting Persons. As such, the Reporting Persons never held a pecuniary interest in, and so were not obligated to report beneficial ownership of, the Bain Shares. In addition, this amendment reflects the assignment of certain purchased shares of Series A Convertible Preferred Stock by AE Fund II to AE Fund II-A and AE Fund II-B.

F6 · derivative.exercise_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F6 · derivative.expiration_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F4 · derivative.underlying_shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · derivative.underlying_shares: This Amendment to the Form 4 filed by the Reporting Persons on November 1, 2022 (the "Original Form 4") is being filed to correct the amount of securities acquired on October 28, 2022, which inadvertently included 10,000 shares of the Series A Convertible Preferred Stock (the "Bain Shares") which were acquired by the Reporting Persons subject to an obligation to transfer the Bain Shares to Bain, pursuant to the Transfer Agreement. The transfer of the Bain Shares occurred on November 3, 2022 pursuant to the terms of the Transfer Agreement, which obligated Bain to pay the same $1,000 per share price as was paid by the Reporting Persons. As such, the Reporting Persons never held a pecuniary interest in, and so were not obligated to report beneficial ownership of, the Bain Shares. In addition, this amendment reflects the assignment of certain purchased shares of Series A Convertible Preferred Stock by AE Fund II to AE Fund II-A and AE Fund II-B.

F7 · ownership.nature: AE Fund II-AE Fund II-B, AE Fund II LP and AE Structured LP directly own 7,795, 30, 12,175 and 10,000 shares of the Series A Convertible Preferred Stock, respectively. Voting and dispositive power with respect to the shares of Series A Convertible Preferred Stock held by the AE Funds and AE Structured LP is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of the AE Funds and AE Structured LP, respectively.

F8 · ownership.nature: Each of the entities and individuals named in the preceding footnote disclaim beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such entity or individual is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001819810-22-000093 · wf-form4_165671106799689.xml · derivative · entry 2

Cannito Peter Anthony Jr · CIK 0001877807 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2032-07-01

F2 · derivative.exercise_date: The options were granted on July 1, 2022, and vest ratably on each of July 1, 2023, July 1, 2024 and July 1, 2025.

SEC source: 0001819810-22-000093 · wf-form4_165671106799689.xml · nonDerivative · entry 1

Cannito Peter Anthony Jr · CIK 0001877807 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,606

F1 · shares: Consists of restricted stock units which vest in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025.

SEC source: 0001819810-22-000092 · wf-form4_165671105259519.xml · derivative · entry 2

Rush Andrew · CIK 0001878424 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,350

Underlying: Common Stock · 76,350 shares

Expires 2032-07-01

F2 · derivative.exercise_date: The options were granted on July 1, 2022, and vest ratably on each of July 1, 2023, July 1, 2024 and July 1, 2025.

SEC source: 0001819810-22-000092 · wf-form4_165671105259519.xml · nonDerivative · entry 1

Rush Andrew · CIK 0001878424 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,784

F1 · shares: Consists of restricted stock units which vest in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025.

SEC source: 0001819810-22-000094 · wf-form4_165671108641305.xml · nonDerivative · entry 1

Kornblatt M. David · CIK 0001431803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,936

F1 · shares: Consists of restricted stock units which vest in full on July 1, 2023, subject to the reporting person's continued service to the issuer through the vesting date.

SEC source: 0001819810-22-000091 · wf-form4_165671103516619.xml · derivative · entry 2

Baliff Jonathan · CIK 0001434006 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Common Stock · 114,000 shares

Expires 2032-07-01

F2 · derivative.exercise_date: The options were granted on July 1, 2022, and vest ratably on each of July 1, 2023, July 1, 2024 and July 1, 2025.

SEC source: 0001819810-22-000091 · wf-form4_165671103516619.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,677

F1 · shares: Consists of restricted stock units which vest in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025.

SEC source: 0001819810-22-000090 · wf-form4_165671101494742.xml · derivative · entry 2

O'Konek Nathan · CIK 0001878963 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2032-07-01

F2 · derivative.exercise_date: The options were granted on July 1, 2022, and vest ratably on each of July 1, 2023, July 1, 2024 and July 1, 2025.

SEC source: 0001819810-22-000090 · wf-form4_165671101494742.xml · nonDerivative · entry 1

O'Konek Nathan · CIK 0001878963 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,076

F1 · shares: Consists of restricted stock units which vest in three equal annual installments on July 1, 2023, July 1, 2024 and July 1, 2025.

SEC source: 0001567619-22-012486 · doc1.xml · derivative · entry 4

Genesis Park Holdings · CIK 0001823485 · 10% owner

Genesis Park II LP · CIK 0001706942 · 10% owner

Genesis Park II GP LLC · CIK 0001829814 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,131,799

Underlying: Common Stock · 4,631,799 shares

Expires not disclosed

F4 · kind: Distribution in-kind of private warrants to purchase Common Stock of Redwire (the "Private Warrants"), for no consideration, to certain members of the Sponsor, including to the Managing Member.

F5 · derivative.exercise_date: The Private Warrants are exercisable for a whole number of shares of Common Stock at any time (subject to certain exceptions provided by the governing warrant agreement).

F6 · derivative.expiration_date: The Private Warrants will expire on September 2, 2026, at 5:00 p.m., New York city time, or earlier upon redemption or liquidation.

F3 · ownership.direct: The Managing Member is the record holder of the securities reported.

SEC source: 0001567619-22-012486 · doc1.xml · derivative · entry 3

Genesis Park Holdings · CIK 0001823485 · 10% owner

Genesis Park II LP · CIK 0001706942 · 10% owner

Genesis Park II GP LLC · CIK 0001829814 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,406,541 shares

Expires not disclosed

F4 · kind: Distribution in-kind of private warrants to purchase Common Stock of Redwire (the "Private Warrants"), for no consideration, to certain members of the Sponsor, including to the Managing Member.

F5 · derivative.exercise_date: The Private Warrants are exercisable for a whole number of shares of Common Stock at any time (subject to certain exceptions provided by the governing warrant agreement).

F6 · derivative.expiration_date: The Private Warrants will expire on September 2, 2026, at 5:00 p.m., New York city time, or earlier upon redemption or liquidation.

F2 · ownership.direct: The Sponsor is the record holder of the securities reported. The Managing Member is the manager of the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The general partner of the Managing Member is Genesis Park II GP LLC (the "General Partner"), which may be deemed to have shared beneficial ownership of the ordinary shares held directly by the Sponsor.

SEC source: 0001567619-22-012486 · doc1.xml · nonDerivative · entry 2

Genesis Park Holdings · CIK 0001823485 · 10% owner

Genesis Park II LP · CIK 0001706942 · 10% owner

Genesis Park II GP LLC · CIK 0001829814 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,710,014

F1 · kind: Distribution-in-kind of common stock par value $0.0001 per share ("Common Stock") of Redwire Corporation ("Redwire"), for no consideration, to members of Genesis Park Holdings (the "Sponsor"), including to Genesis Park II LP (the "Managing Member").

F3 · shares: The Managing Member is the record holder of the securities reported.

F1 · acquired: Distribution-in-kind of common stock par value $0.0001 per share ("Common Stock") of Redwire Corporation ("Redwire"), for no consideration, to members of Genesis Park Holdings (the "Sponsor"), including to Genesis Park II LP (the "Managing Member").

F3 · ownership.direct: The Managing Member is the record holder of the securities reported.

SEC source: 0001567619-22-012486 · doc1.xml · nonDerivative · entry 1

Genesis Park Holdings · CIK 0001823485 · 10% owner

Genesis Park II LP · CIK 0001706942 · 10% owner

Genesis Park II GP LLC · CIK 0001829814 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Distribution-in-kind of common stock par value $0.0001 per share ("Common Stock") of Redwire Corporation ("Redwire"), for no consideration, to members of Genesis Park Holdings (the "Sponsor"), including to Genesis Park II LP (the "Managing Member").

F2 · kind: The Sponsor is the record holder of the securities reported. The Managing Member is the manager of the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The general partner of the Managing Member is Genesis Park II GP LLC (the "General Partner"), which may be deemed to have shared beneficial ownership of the ordinary shares held directly by the Sponsor.

F1 · acquired: Distribution-in-kind of common stock par value $0.0001 per share ("Common Stock") of Redwire Corporation ("Redwire"), for no consideration, to members of Genesis Park Holdings (the "Sponsor"), including to Genesis Park II LP (the "Managing Member").

F2 · ownership.direct: The Sponsor is the record holder of the securities reported. The Managing Member is the manager of the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The general partner of the Managing Member is Genesis Park II GP LLC (the "General Partner"), which may be deemed to have shared beneficial ownership of the ordinary shares held directly by the Sponsor.

SEC source: 0001819810-22-000080 · wf-form4_165463903224233.xml · derivative · entry 4

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 59,310

Underlying: Common Stock · 59,310 shares

Expires not disclosed

F1 · kind: Represents a pro-rata distribution-in-kind from Genesis Park Holdings, of which the reporting person is a member, for no additional consideration.

F4 · derivative.exercise_date: Each whole warrant entitles the holder thereof the right to purchase one share of the Issuer's Common Stock at a price of $11.50 per share. The Warrants will expire on September 2, 2026, or earlier upon redemption or liquidation by the Issuer.

F4 · derivative.expiration_date: Each whole warrant entitles the holder thereof the right to purchase one share of the Issuer's Common Stock at a price of $11.50 per share. The Warrants will expire on September 2, 2026, or earlier upon redemption or liquidation by the Issuer.

F2 · ownership.nature: These securities are held by the John and Julie Bolton Family Trust DTD 06/22/2007, of which the reporting person serves as Trustee.

SEC source: 0001819810-22-000080 · wf-form4_165463903224233.xml · nonDerivative · entry 1

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,132

F1 · kind: Represents a pro-rata distribution-in-kind from Genesis Park Holdings, of which the reporting person is a member, for no additional consideration.

F2 · ownership.nature: These securities are held by the John and Julie Bolton Family Trust DTD 06/22/2007, of which the reporting person serves as Trustee.

SEC source: 0001819810-22-000079 · wf-form4_165463896852227.xml · derivative · entry 2

Baliff Jonathan · CIK 0001434006 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,690

Underlying: Common Stock · 370,690 shares

Expires not disclosed

F1 · kind: Represents a pro-rata distribution-in-kind from Genesis Park Holdings, of which the reporting person is a member, for no additional consideration.

F2 · derivative.exercise_date: Each whole warrant entitles the holder thereof the right to purchase one share of the Issuer's Common Stock at a price of $11.50 per share. The Warrants will expire on September 2, 2026, or earlier upon redemption or liquidation by the Issuer.

F2 · derivative.expiration_date: Each whole warrant entitles the holder thereof the right to purchase one share of the Issuer's Common Stock at a price of $11.50 per share. The Warrants will expire on September 2, 2026, or earlier upon redemption or liquidation by the Issuer.

SEC source: 0001819810-22-000079 · wf-form4_165463896852227.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,677

F1 · kind: Represents a pro-rata distribution-in-kind from Genesis Park Holdings, of which the reporting person is a member, for no additional consideration.

SEC source: 0001819810-22-000076 · wf-form4_165411597615072.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · shares: Represents restricted stock units awarded to Mr. Baliff on May 26, 2022, which were forfeited upon his appointment as Chief Financial Officer of the Issuer.

SEC source: 0001819810-22-000064 · wf-form4_165403037196725.xml · nonDerivative · entry 1

Konert Kirk Michael · CIK 0001877215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,895

F1 · shares: Consists of restricted stock units which vest in full on May 26, 2023, subject to the reporting person's continued service to the issuer through the vesting date.

SEC source: 0001819810-22-000069 · wf-form4_165403080956808.xml · nonDerivative · entry 1

Bolton John S · CIK 0001877110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,395

F1 · shares: Consists of restricted stock units which vest in full on May 26, 2023, subject to the reporting person's continued service to the issuer through the vesting date.

SEC source: 0001819810-22-000068 · wf-form4_165403078407813.xml · nonDerivative · entry 1

Brothers Louis R Jr · CIK 0001877221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,395

F1 · shares: Consists of restricted stock units which vest in full on May 26, 2023, subject to the reporting person's continued service to the issuer through the vesting date.

SEC source: 0001819810-22-000066 · wf-form4_165403071682637.xml · nonDerivative · entry 1

Baliff Jonathan · CIK 0001434006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,395

F1 · shares: Consists of restricted stock units which vest in full on May 26, 2023, subject to the reporting person's continued service to the issuer through the vesting date.

SEC source: 0001819810-22-000067 · wf-form4_165403075121495.xml · nonDerivative · entry 1

Isham Joanne O'Rourke · CIK 0001389622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,395

F1 · shares: Consists of restricted stock units which vest in full on May 26, 2023, subject to the reporting person's continued service to the issuer through the vesting date.