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READING INTERNATIONAL INC

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2023 Filed Apr 7, 2023 17:30 UTC
COTTER ELLEN MDirector · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 7,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-017294 · form4.xml · nonDerivative · entry 1

COTTER ELLEN M · CIK 0001060902 · Director · Vice Chair, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:30 UTC
Lucas Steven JohnVP, Controller & CAO
GrantRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-017289 · form4.xml · derivative · entry 3

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,282

Underlying: Class A Non-Voting Common Stock · 167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: A total of 13,376 restricted stock units were granted on April 5, 2021 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 10,032 restricted stock units vest in four equal annual installments commencing on April 5, 2022, April 5, 2023, April 5, 2024 and April 5, 2025 and (ii) 3,344 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 5, 2024 provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2021, such determination to be made before March 10, 2022;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2022 and 2023) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2024 the percentage of the PRSU Criteria which has been met for the calendar years 2022 and 2023. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

F2 · derivative.expiration_date: A total of 13,376 restricted stock units were granted on April 5, 2021 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 10,032 restricted stock units vest in four equal annual installments commencing on April 5, 2022, April 5, 2023, April 5, 2024 and April 5, 2025 and (ii) 3,344 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 5, 2024 provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2021, such determination to be made before March 10, 2022;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2022 and 2023) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2024 the percentage of the PRSU Criteria which has been met for the calendar years 2022 and 2023. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:30 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 2,508 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-017289 · form4.xml · derivative · entry 2

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,016

Underlying: Class A Non-Voting Common Stock · 2,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: A total of 13,376 restricted stock units were granted on April 5, 2021 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 10,032 restricted stock units vest in four equal annual installments commencing on April 5, 2022, April 5, 2023, April 5, 2024 and April 5, 2025 and (ii) 3,344 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 5, 2024 provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2021, such determination to be made before March 10, 2022;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2022 and 2023) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2024 the percentage of the PRSU Criteria which has been met for the calendar years 2022 and 2023. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

F2 · derivative.expiration_date: A total of 13,376 restricted stock units were granted on April 5, 2021 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 10,032 restricted stock units vest in four equal annual installments commencing on April 5, 2022, April 5, 2023, April 5, 2024 and April 5, 2025 and (ii) 3,344 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 5, 2024 provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2021, such determination to be made before March 10, 2022;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2022 and 2023) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2024 the percentage of the PRSU Criteria which has been met for the calendar years 2022 and 2023. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:30 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 2,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-017289 · form4.xml · nonDerivative · entry 1

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:29 UTC
Tompkins Sidney CraigEVP, General Counsel
GrantRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 378 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-017288 · form4.xml · derivative · entry 5

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,902

Underlying: Class A Non-Voting Common Stock · 378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: A total of 30,280 restricted stock units were granted on April 5, 2021 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 22,710 restricted stock units vest in four equal annual installments commencing on April 5, 2022, April 5, 2023, April 5, 2024 and April 5, 2025 and (ii) 7,570 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 5, 2024 provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2021, such determination to be made before March 10, 2022;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2022 and 2023) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2024 the percentage of the PRSU Criteria which has been met for the calendar years 2022 and 2023. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

F2 · derivative.expiration_date: A total of 30,280 restricted stock units were granted on April 5, 2021 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 22,710 restricted stock units vest in four equal annual installments commencing on April 5, 2022, April 5, 2023, April 5, 2024 and April 5, 2025 and (ii) 7,570 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 5, 2024 provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2021, such determination to be made before March 10, 2022;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2022 and 2023) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2024 the percentage of the PRSU Criteria which has been met for the calendar years 2022 and 2023. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:29 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,678 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-017288 · form4.xml · derivative · entry 4

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,354

Underlying: Class A Non-Voting Common Stock · 5,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: A total of 30,280 restricted stock units were granted on April 5, 2021 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 22,710 restricted stock units vest in four equal annual installments commencing on April 5, 2022, April 5, 2023, April 5, 2024 and April 5, 2025 and (ii) 7,570 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 5, 2024 provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2021, such determination to be made before March 10, 2022;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2022 and 2023) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2024 the percentage of the PRSU Criteria which has been met for the calendar years 2022 and 2023. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

F2 · derivative.expiration_date: A total of 30,280 restricted stock units were granted on April 5, 2021 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 22,710 restricted stock units vest in four equal annual installments commencing on April 5, 2022, April 5, 2023, April 5, 2024 and April 5, 2025 and (ii) 7,570 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 5, 2024 provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2021, such determination to be made before March 10, 2022;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2022 and 2023) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2024 the percentage of the PRSU Criteria which has been met for the calendar years 2022 and 2023. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:29 UTC
Tompkins Sidney CraigEVP, General Counsel
Tax withholdingClass A Non-Voting Common Stock 2,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-017288 · form4.xml · nonDerivative · entry 2

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,870

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:29 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionClass A Non-Voting Common Stock 5,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-017288 · form4.xml · nonDerivative · entry 1

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 05, 2023 Filed Apr 20, 2023 21:18 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 8,768 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-019429 · form4.xml · derivative · entry 3

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,304

Underlying: Class A Non-Voting Common Stock · 8,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: A total of 46,763 restricted stock units were granted on April 18,2022 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 35,072 restricted stock units vest in four equal annual installments commencing on April 18, 2023, April 18, 2024, April 18, 2025 and April 18, 2026; and (ii) 11,691 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 18, 2025; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2022, such determination to be made before March 10, 2023;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2023 and 2024) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2025 the percentage of the PRSU Criteria which has been met for the calendar years 2023 and 2024. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

F2 · derivative.expiration_date: A total of 46,763 restricted stock units were granted on April 18,2022 pursuant to the Company's 2020 Stock Incentive Plan. Of that amount, (i) 35,072 restricted stock units vest in four equal annual installments commencing on April 18, 2023, April 18, 2024, April 18, 2025 and April 18, 2026; and (ii) 11,691 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, April 18, 2025; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2022, such determination to be made before March 10, 2023;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2023 and 2024) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2025 the percentage of the PRSU Criteria which has been met for the calendar years 2023 and 2024. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 00:09 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 968 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005062 · doc1.xml · derivative · entry 8

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 3,872 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

F4 · derivative.expiration_date: 3,872 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 00:09 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 968 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005062 · doc1.xml · nonDerivative · entry 4

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 4,863 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · derivative · entry 9

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 4,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

F4 · derivative.expiration_date: 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Tax withholdingClass A Non-Voting Common Stock 1,682 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · nonDerivative · entry 5

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,632

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 4,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · nonDerivative · entry 4

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · derivative · entry 9

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F4 · derivative.expiration_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Tax withholdingClass A Non-Voting Common Stock 442 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · nonDerivative · entry 5

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,810

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionClass A Non-Voting Common Stock 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · nonDerivative · entry 4

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:20 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005033 · doc1.xml · derivative · entry 7

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F4 · derivative.expiration_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:20 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 582 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005033 · doc1.xml · nonDerivative · entry 3

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:18 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005032 · doc1.xml · derivative · entry 10

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F4 · derivative.expiration_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:18 UTC
Tompkins Sidney CraigEVP, General Counsel
Tax withholdingClass A Non-Voting Common Stock 512 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005032 · doc1.xml · nonDerivative · entry 5

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,097

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:18 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionClass A Non-Voting Common Stock 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005032 · doc1.xml · nonDerivative · entry 4

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:12 UTC
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 776 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005029 · doc1.xml · derivative · entry 7

MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F5 · derivative.exercise_date: 3,104 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F5 · derivative.expiration_date: 3,104 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:12 UTC
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
Exercise / conversionClass A Non-Voting Common Stock 776 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005029 · doc1.xml · nonDerivative · entry 3

MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:16 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005030 · doc1.xml · derivative · entry 7

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F4 · derivative.expiration_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 18:16 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionClass A Non-Voting Common Stock 582 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005030 · doc1.xml · nonDerivative · entry 3

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:09 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 4,571 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005062 · doc1.xml · derivative · entry 7

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 4,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:09 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
GrantRestricted Stock Units (Performance-based) · Derivative 319 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005062 · doc1.xml · derivative · entry 6

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,571

Underlying: Class A Non-Voting Common Stock · 319 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:09 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 4,783 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005062 · doc1.xml · derivative · entry 5

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,783

Underlying: Class A Non-Voting Common Stock · 4,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:09 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Tax withholdingClass A Non-Voting Common Stock 3,815 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005062 · doc1.xml · nonDerivative · entry 3

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,465

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:09 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 4,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005062 · doc1.xml · nonDerivative · entry 2

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:09 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 4,783 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005062 · doc1.xml · nonDerivative · entry 1

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 36,800 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · derivative · entry 8

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 36,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
GrantRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 2,567 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · derivative · entry 7

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,800

Underlying: Class A Non-Voting Common Stock · 2,567 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 12,837 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · derivative · entry 6

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,837

Underlying: Class A Non-Voting Common Stock · 12,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 102,698 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 51,349 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 51,349 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 102,698 restricted stock units (including 51,349 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Tax withholdingClass A Non-Voting Common Stock 17,868 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · nonDerivative · entry 3

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,451

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 36,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · nonDerivative · entry 2

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:08 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 12,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005061 · doc1.xml · nonDerivative · entry 1

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 4,571 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · derivative · entry 8

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 4,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
GrantRestricted Stock Units (Performance-based) · Derivative 319 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · derivative · entry 7

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,571

Underlying: Class A Non-Voting Common Stock · 319 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionRestricted Stock Units · Derivative 4,783 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · derivative · entry 6

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,783

Underlying: Class A Non-Voting Common Stock · 4,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Tax withholdingClass A Non-Voting Common Stock 4,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · nonDerivative · entry 3

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,282

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionClass A Non-Voting Common Stock 4,571 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · nonDerivative · entry 2

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:55 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionClass A Non-Voting Common Stock 4,783 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005060 · doc1.xml · nonDerivative · entry 1

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 18:20 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005033 · doc1.xml · derivative · entry 6

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 2,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of Form 4 dated March 12, 2020.

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March 10, 2023 Filed Mar 14, 2023 18:20 UTC
Lucas Steven JohnVP, Controller & CAO
GrantRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 192 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005033 · doc1.xml · derivative · entry 5

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

Underlying: Class A Non-Voting Common Stock · 192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of Form 4 dated March 12, 2020.

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March 10, 2023 Filed Mar 14, 2023 18:20 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 2,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005033 · doc1.xml · derivative · entry 4

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,874

Underlying: Class A Non-Voting Common Stock · 2,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of Form 4 dated March 12, 2020.

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March 10, 2023 Filed Mar 14, 2023 18:20 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 2,747 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005033 · doc1.xml · nonDerivative · entry 2

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

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March 10, 2023 Filed Mar 14, 2023 18:20 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 2,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-23-005033 · doc1.xml · nonDerivative · entry 1

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

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March 10, 2023 Filed Mar 14, 2023 18:18 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionRestricted Stock Units (Performance-based) (Class A Non-Voti · Derivative 4,571 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-005032 · doc1.xml · derivative · entry 9

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 4,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of his service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 9, 2022, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2021. On March 9, 2023, the Committee determined and certified that the reporting person met 15% of PRSU criteria for the year ended December 31, 2022. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of Form 4 dated March 12, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.