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READING INTERNATIONAL INC

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5662
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0000716634
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2020 Filed Apr 20, 2020 23:09 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.40 $8,495.50
Disclosure

SEC source: 0001567619-20-008178 · doc1.xml · nonDerivative · entry 1

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 16, 2020, $3.26 to $3.66, inclusive; and (b) on April 17, 2020, $3.86 to $4.13, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

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April 16, 2020 Filed Apr 20, 2020 23:08 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.40 $8,495.50
Disclosure

SEC source: 0001567619-20-008177 · doc1.xml · nonDerivative · entry 1

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,767,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 16, 2020, $3.26 to $3.66, inclusive; and (b) on April 17, 2020, $3.86 to $4.13, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

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April 16, 2020 Filed Apr 20, 2020 23:06 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.40 $8,495.50
Disclosure

SEC source: 0001567619-20-008176 · doc1.xml · nonDerivative · entry 1

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,767,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 16, 2020, $3.26 to $3.66, inclusive; and (b) on April 17, 2020, $3.86 to $4.13, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

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April 16, 2020 Filed Mar 31, 2021 23:21 UTC
CUBAN MARK10% owner
OtherClass B Voting Common Stock 3 $15.00 $45.00
Disclosure

SEC source: 0000899243-21-014275 · doc5.xml · nonDerivative · entry 2

CUBAN MARK · CIK 0001066154 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,572

Read SEC document
April 15, 2020 Filed Apr 15, 2020 23:52 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.55 $8,875.00
Disclosure

SEC source: 0001567619-20-008011 · doc1.xml · nonDerivative · entry 3

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 23:51 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.55 $8,875.00
Disclosure

SEC source: 0001567619-20-008010 · doc1.xml · nonDerivative · entry 3

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,770,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 23:50 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.55 $8,875.00
Disclosure

SEC source: 0001567619-20-008009 · doc1.xml · nonDerivative · entry 3

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,770,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 23:52 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.68 $9,193.50
Disclosure

SEC source: 0001567619-20-008011 · doc1.xml · nonDerivative · entry 2

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 23:51 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.68 $9,193.50
Disclosure

SEC source: 0001567619-20-008010 · doc1.xml · nonDerivative · entry 2

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,772,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 23:50 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.68 $9,193.50
Disclosure

SEC source: 0001567619-20-008009 · doc1.xml · nonDerivative · entry 2

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,772,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 00:15 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 2,751 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007963 · doc1.xml · derivative · entry 4

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Class A Non-Voting Common Stock · 8,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F3 · derivative.exercise_date: 11,002 restricted stock units granted on April 13, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 13, 2019, April 13, 2020, April 13, 2021, and April 13, 2022.

F3 · derivative.expiration_date: 11,002 restricted stock units granted on April 13, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 13, 2019, April 13, 2020, April 13, 2021, and April 13, 2022.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 00:15 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Tax withholdingClass A Non-Voting Common Stock 951 $4.06 $3,861.06
Disclosure

SEC source: 0001567619-20-007963 · doc1.xml · nonDerivative · entry 3

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,233

Read SEC document
April 13, 2020 Filed Apr 15, 2020 00:15 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 2,751 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-007963 · doc1.xml · nonDerivative · entry 2

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 00:12 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 912 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007962 · doc1.xml · derivative · entry 4

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814

Underlying: Class A Non-Voting Common Stock · 2,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 3,649 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

F2 · derivative.expiration_date: 3,649 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 00:12 UTC
Tompkins Sidney CraigEVP, General Counsel
Tax withholdingClass A Non-Voting Common Stock 501 $4.06 $2,034.06
Disclosure

SEC source: 0001567619-20-007962 · doc1.xml · nonDerivative · entry 2

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,882

Read SEC document
April 13, 2020 Filed Apr 15, 2020 00:12 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionClass A Non-Voting Common Stock 912 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-007962 · doc1.xml · nonDerivative · entry 1

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 21:38 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 917 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007948 · doc1.xml · derivative · entry 5

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

Underlying: Class A Non-Voting Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 3,667 restricted stock units granted on April 13, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 13, 2019, April 13, 2020, April 13, 2021, and April 13, 2022.

F4 · derivative.expiration_date: 3,667 restricted stock units granted on April 13, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 13, 2019, April 13, 2020, April 13, 2021, and April 13, 2022.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 21:38 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
Tax withholdingClass A Non-Voting Common Stock 342 $4.06 $1,388.52
Disclosure

SEC source: 0001567619-20-007948 · doc1.xml · nonDerivative · entry 4

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,879

Read SEC document
April 13, 2020 Filed Apr 14, 2020 21:38 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 917 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-007948 · doc1.xml · nonDerivative · entry 3

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 21:05 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 912 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007944 · doc1.xml · derivative · entry 3

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,824

Underlying: Class A Non-Voting Common Stock · 2,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 3,649 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

F2 · derivative.expiration_date: 3,649 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 21:05 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Tax withholdingClass A Non-Voting Common Stock 397 $4.06 $1,611.82
Disclosure

SEC source: 0001567619-20-007944 · doc1.xml · nonDerivative · entry 2

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,746

Read SEC document
April 13, 2020 Filed Apr 14, 2020 21:05 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionClass A Non-Voting Common Stock 912 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-007944 · doc1.xml · nonDerivative · entry 1

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:55 UTC
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007941 · doc1.xml · derivative · entry 2

MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Class A Non-Voting Common Stock · 2,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 2,737 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

F2 · derivative.expiration_date: 2,737 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:55 UTC
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
Exercise / conversionClass A Non-Voting Common Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-007941 · doc1.xml · nonDerivative · entry 1

MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:53 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 209 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007940 · doc1.xml · derivative · entry 3

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418

Underlying: Class A Non-Voting Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F3 · derivative.exercise_date: 836 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

F3 · derivative.expiration_date: 836 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:53 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 258 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007940 · doc1.xml · derivative · entry 2

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 1,035 restricted stock units granted on April 11, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 11, 2017, April 11, 2018, April 11, 2019, and April 11, 2020.

F2 · derivative.expiration_date: 1,035 restricted stock units granted on April 11, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 11, 2017, April 11, 2018, April 11, 2019, and April 11, 2020.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:53 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionClass A Non-Voting Common Stock 467 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-007940 · doc1.xml · nonDerivative · entry 1

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:52 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.84 $9,590.75
Disclosure

SEC source: 0001567619-20-008011 · doc1.xml · nonDerivative · entry 1

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,775,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:51 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.84 $9,590.75
Disclosure

SEC source: 0001567619-20-008010 · doc1.xml · nonDerivative · entry 1

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,775,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 23:50 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.84 $9,590.75
Disclosure

SEC source: 0001567619-20-008009 · doc1.xml · nonDerivative · entry 1

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,775,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 13, 2020, $3.76 to $4.32, inclusive; (b) on April 14, 2020, $3.44 to $4.02, inclusive; and (c) on April 15, 2020, $3.46 to $3.71, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
April 13, 2020 Filed Mar 31, 2021 23:21 UTC
CUBAN MARK10% owner
OtherClass B Voting Common Stock 7 $15.00 $105.00
Disclosure

SEC source: 0000899243-21-014275 · doc5.xml · nonDerivative · entry 1

CUBAN MARK · CIK 0001066154 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,572

Read SEC document
April 12, 2020 Filed Jun 23, 2020 19:11 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 135 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012504 · doc1.xml · derivative · entry 27

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268

Underlying: Class A Non-Voting Common Stock · 135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F5 · derivative.exercise_date: 538 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

F5 · derivative.expiration_date: 538 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

Read SEC document
April 12, 2020 Filed Jun 23, 2020 19:11 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 135 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-012504 · doc1.xml · nonDerivative · entry 10

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 12, 2020 Filed Aug 10, 2020 20:20 UTC Amendment
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 135 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014635 · doc1.xml · derivative · entry 27

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268

Underlying: Class A Non-Voting Common Stock · 135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F5 · derivative.exercise_date: 538 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

F5 · derivative.expiration_date: 538 restricted stock units granted on April 12, 2018 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 12, 2019, April 12, 2020, April 12, 2021, and April 12, 2022.

Read SEC document
April 12, 2020 Filed Aug 10, 2020 20:20 UTC Amendment
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 135 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014635 · doc1.xml · nonDerivative · entry 10

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 11, 2020 Filed Jun 23, 2020 19:11 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 176 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012504 · doc1.xml · derivative · entry 26

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 704 restricted stock units granted on April 11, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 11, 2017, April 11, 2018, April 11, 2019, and April 11, 2020.

F4 · derivative.expiration_date: 704 restricted stock units granted on April 11, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 11, 2017, April 11, 2018, April 11, 2019, and April 11, 2020.

Read SEC document
April 11, 2020 Filed Jun 23, 2020 19:11 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 176 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-012504 · doc1.xml · nonDerivative · entry 9

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 11, 2020 Filed Aug 10, 2020 20:20 UTC Amendment
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units (Class A Non-Voting Common Stock) · Derivative 176 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014635 · doc1.xml · derivative · entry 26

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 704 restricted stock units granted on April 11, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 11, 2017, April 11, 2018, April 11, 2019, and April 11, 2020.

F4 · derivative.expiration_date: 704 restricted stock units granted on April 11, 2016 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on April 11, 2017, April 11, 2018, April 11, 2019, and April 11, 2020.

Read SEC document
April 11, 2020 Filed Aug 10, 2020 20:20 UTC Amendment
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 176 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014635 · doc1.xml · nonDerivative · entry 9

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 23:59 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.88 $9,692.75
Disclosure

SEC source: 0001567619-20-007844 · doc1.xml · nonDerivative · entry 1

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,777,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from $3.71 to $4.17, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
April 09, 2020 Filed Apr 11, 2020 00:01 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.88 $9,692.75
Disclosure

SEC source: 0001567619-20-007846 · doc1.xml · nonDerivative · entry 1

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from $3.71 to $4.17, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
April 09, 2020 Filed Apr 11, 2020 00:00 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.88 $9,692.75
Disclosure

SEC source: 0001567619-20-007845 · doc1.xml · nonDerivative · entry 1

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,777,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from $3.71 to $4.17, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

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April 08, 2020 Filed Apr 9, 2020 00:20 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.44 $8,605.25
Disclosure

SEC source: 0001567619-20-007700 · doc1.xml · nonDerivative · entry 3

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,780,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

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April 08, 2020 Filed Apr 9, 2020 00:11 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.44 $8,605.25
Disclosure

SEC source: 0001567619-20-007699 · doc1.xml · nonDerivative · entry 3

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

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April 08, 2020 Filed Apr 9, 2020 00:10 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.44 $8,605.25
Disclosure

SEC source: 0001567619-20-007698 · doc1.xml · nonDerivative · entry 3

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,780,149

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

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April 08, 2020 Filed Apr 9, 2020 20:42 UTC
CUBAN MARK10% owner
PurchaseClass B Voting Common Stock 227 $15.00 $3,405.00
Disclosure

SEC source: 0000899243-20-010610 · doc4.xml · nonDerivative · entry 3

CUBAN MARK · CIK 0001066154 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,550

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April 07, 2020 Filed Apr 9, 2020 00:20 UTC
COTTER MARGARETDirector · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.28 $8,203.25
Disclosure

SEC source: 0001567619-20-007700 · doc1.xml · nonDerivative · entry 2

COTTER MARGARET · CIK 0001193738 · Director · EVP, Real Estate Dev. · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,782,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

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April 07, 2020 Filed Apr 9, 2020 00:11 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.28 $8,203.25
Disclosure

SEC source: 0001567619-20-007699 · doc1.xml · nonDerivative · entry 2

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 00:10 UTC
COTTER ELLEN MDirector · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 2,500 $3.28 $8,203.25
Disclosure

SEC source: 0001567619-20-007698 · doc1.xml · nonDerivative · entry 2

COTTER ELLEN M · CIK 0001060902 · Director · Chairperson, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,782,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on April 6, 2020, $3.2 to $3.54, inclusive; (b) on April 7, 2020, $3.11 to $3.35, inclusive; and (c) on April 8, 2020, $3.35 to $3.65, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

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April 07, 2020 Filed Apr 9, 2020 20:42 UTC
CUBAN MARK10% owner
PurchaseClass B Voting Common Stock 2,072 $15.03 $31,147.75
Disclosure

SEC source: 0000899243-20-010610 · doc4.xml · nonDerivative · entry 2

CUBAN MARK · CIK 0001066154 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,323

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.