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READING INTERNATIONAL INC

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5662
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0000716634
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754

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2021 Filed Mar 25, 2021 16:58 UTC
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
Exercise / conversionClass A Non-Voting Common Stock 704 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006937 · doc1.xml · nonDerivative · entry 1

MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

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March 23, 2021 Filed Mar 25, 2021 16:57 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 215 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006936 · doc1.xml · derivative · entry 2

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 861 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021.

F2 · derivative.expiration_date: 861 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021.

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March 23, 2021 Filed Mar 25, 2021 16:57 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionClass A Non-Voting Common Stock 215 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006936 · doc1.xml · nonDerivative · entry 1

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 16:55 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 939 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006935 · doc1.xml · derivative · entry 4

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Non-Voting Common Stock · 939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 3,757 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021.

F2 · derivative.expiration_date: 3,757 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021.

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March 23, 2021 Filed Mar 25, 2021 16:55 UTC
Tompkins Sidney CraigEVP, General Counsel
Tax withholdingClass A Non-Voting Common Stock 437 $6.64 $2,901.68
Disclosure

SEC source: 0001567619-21-006935 · doc1.xml · nonDerivative · entry 2

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,431

Read SEC document
March 23, 2021 Filed Mar 25, 2021 16:55 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionClass A Non-Voting Common Stock 939 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006935 · doc1.xml · nonDerivative · entry 1

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 22, 2021 Filed Mar 25, 2021 00:01 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.81 $27,223.20
Disclosure

SEC source: 0001567619-21-006915 · doc1.xml · nonDerivative · entry 1

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,596,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 22, 2021, $6.68 to $7.20, inclusive? (b) on March 23, 2021, $6.45 to $6.88, inclusive; and (c) on March 24, 2021, $6.07 to $6.63, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

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March 22, 2021 Filed Mar 24, 2021 22:18 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.81 $27,223.20
Disclosure

SEC source: 0001567619-21-006889 · doc1.xml · nonDerivative · entry 1

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 22, 2021, $6.68 to $7.20, inclusive? (b) on March 23, 2021, $6.45 to $6.88, inclusive; and (c) on March 24, 2021, $6.07 to $6.63, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

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March 22, 2021 Filed Mar 24, 2021 22:17 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.81 $27,223.20
Disclosure

SEC source: 0001567619-21-006888 · doc1.xml · nonDerivative · entry 1

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,596,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 22, 2021, $6.68 to $7.20, inclusive? (b) on March 23, 2021, $6.45 to $6.88, inclusive; and (c) on March 24, 2021, $6.07 to $6.63, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 22:30 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.81 $27,241.20
Disclosure

SEC source: 0001567619-21-006534 · doc1.xml · nonDerivative · entry 3

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 22:29 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.81 $27,241.20
Disclosure

SEC source: 0001567619-21-006533 · doc1.xml · nonDerivative · entry 3

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,600,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 17, 2021 Filed Mar 17, 2021 22:28 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.81 $27,241.20
Disclosure

SEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 3

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,600,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:30 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.97 $27,884.40
Disclosure

SEC source: 0001567619-21-006534 · doc1.xml · nonDerivative · entry 2

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:29 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.97 $27,884.40
Disclosure

SEC source: 0001567619-21-006533 · doc1.xml · nonDerivative · entry 2

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,604,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:28 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $6.97 $27,884.40
Disclosure

SEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 2

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,604,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:30 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units · Derivative 968 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006441 · doc1.xml · derivative · entry 4

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936

Underlying: Class A Non-Voting Common Stock · 968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: 3,872 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

F4 · derivative.expiration_date: 3,872 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

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March 15, 2021 Filed Mar 16, 2021 22:30 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 968 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006441 · doc1.xml · nonDerivative · entry 3

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 21:58 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionRestricted Stock Units · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006436 · doc1.xml · derivative · entry 3

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940

Underlying: Class A Non-Voting Common Stock · 970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F2 · derivative.expiration_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 21:58 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Tax withholdingClass A Non-Voting Common Stock 362 $7.13 $2,581.06
Disclosure

SEC source: 0001567619-21-006436 · doc1.xml · nonDerivative · entry 2

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353

Read SEC document
March 15, 2021 Filed Mar 16, 2021 21:58 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionClass A Non-Voting Common Stock 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006436 · doc1.xml · nonDerivative · entry 1

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:55 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units · Derivative 4,864 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006417 · doc1.xml · derivative · entry 4

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,727

Underlying: Class A Non-Voting Common Stock · 4,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F3 · derivative.exercise_date: 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

F3 · derivative.expiration_date: 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:55 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Tax withholdingClass A Non-Voting Common Stock 1,638 $7.13 $11,678.94
Disclosure

SEC source: 0001567619-21-006417 · doc1.xml · nonDerivative · entry 3

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,973

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:55 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 4,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006417 · doc1.xml · nonDerivative · entry 2

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 19:03 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006388 · doc1.xml · derivative · entry 2

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

Underlying: Class A Non-Voting Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F2 · derivative.expiration_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 19:03 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 582 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006388 · doc1.xml · nonDerivative · entry 1

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:00 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionRestricted Stock Units · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006382 · doc1.xml · derivative · entry 4

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940

Underlying: Class A Non-Voting Common Stock · 970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F2 · derivative.expiration_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:00 UTC
Tompkins Sidney CraigEVP, General Counsel
Tax withholdingClass A Non-Voting Common Stock 452 $7.13 $3,222.76
Disclosure

SEC source: 0001567619-21-006382 · doc1.xml · nonDerivative · entry 2

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,929

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:00 UTC
Tompkins Sidney CraigEVP, General Counsel
Exercise / conversionClass A Non-Voting Common Stock 970 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006382 · doc1.xml · nonDerivative · entry 1

Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:34 UTC
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
Exercise / conversionRestricted Stock Units · Derivative 776 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006375 · doc1.xml · derivative · entry 2

MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552

Underlying: Class A Non-Voting Common Stock · 776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 3,104 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F2 · derivative.expiration_date: 3,104 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:34 UTC
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
Exercise / conversionClass A Non-Voting Common Stock 776 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006375 · doc1.xml · nonDerivative · entry 1

MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:32 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006374 · doc1.xml · derivative · entry 2

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164

Underlying: Class A Non-Voting Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

F2 · derivative.expiration_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:32 UTC
Avanes GilbertEVP, CFO & Treasurer
Exercise / conversionClass A Non-Voting Common Stock 582 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006374 · doc1.xml · nonDerivative · entry 1

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:30 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $7.12 $28,494.80
Disclosure

SEC source: 0001567619-21-006534 · doc1.xml · nonDerivative · entry 1

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:29 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $7.12 $28,494.80
Disclosure

SEC source: 0001567619-21-006533 · doc1.xml · nonDerivative · entry 1

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,608,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:28 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $7.12 $28,494.80
Disclosure

SEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 1

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,608,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 00:46 UTC
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $7.32 $29,275.20
Disclosure

SEC source: 0001567619-21-006059 · doc1.xml · nonDerivative · entry 3

COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,612,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive.

F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 23:33 UTC
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $7.32 $29,275.20
Disclosure

SEC source: 0001567619-21-006045 · doc1.xml · nonDerivative · entry 3

James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive.

F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 23:31 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
SaleClass A Non-Voting Common Stock 4,000 $7.32 $29,275.20
Disclosure

SEC source: 0001567619-21-006044 · doc1.xml · nonDerivative · entry 3

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust

Disclosed balance after: 1,612,649

F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive.

F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:37 UTC
Lucas Steven JohnVP, Controller & CAO
GrantRestricted Stock Units (Performance-based) · Derivative 1,278 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006228 · doc1.xml · derivative · entry 3

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278

Underlying: Class A Non-Voting Common Stock · 1,278 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of his Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of his Form 4 dated March 12, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:37 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 2,875 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006228 · doc1.xml · derivative · entry 2

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,624

Underlying: Class A Non-Voting Common Stock · 2,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of his Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of his Form 4 dated March 12, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:37 UTC
Lucas Steven JohnVP, Controller & CAO
Exercise / conversionClass A Non-Voting Common Stock 2,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006228 · doc1.xml · nonDerivative · entry 1

Lucas Steven John · CIK 0001671998 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:08 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
GrantRestricted Stock Units (Performance-based) · Derivative 2,126 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006244 · doc1.xml · derivative · entry 4

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Underlying: Class A Non-Voting Common Stock · 2,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:08 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionRestricted Stock Units · Derivative 4,784 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006244 · doc1.xml · derivative · entry 3

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

Underlying: Class A Non-Voting Common Stock · 4,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:08 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Tax withholdingClass A Non-Voting Common Stock 1,785 $7.30 $13,030.50
Disclosure

SEC source: 0001567619-21-006244 · doc1.xml · nonDerivative · entry 2

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,745

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:08 UTC
SMERLING ROBERT FPresident - U.S. Cinemas
Exercise / conversionClass A Non-Voting Common Stock 4,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006244 · doc1.xml · nonDerivative · entry 1

SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:24 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
GrantRestricted Stock Units (Performance-based) · Derivative 2,126 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006217 · doc1.xml · derivative · entry 6

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126

Underlying: Class A Non-Voting Common Stock · 2,126 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F5 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of her Form 4 dated March 12, 2020.

F4 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F5 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of her Form 4 dated March 12, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:24 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionRestricted Stock Units · Derivative 4,784 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006217 · doc1.xml · derivative · entry 5

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,350

Underlying: Class A Non-Voting Common Stock · 4,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F4 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F5 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of her Form 4 dated March 12, 2020.

F4 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F5 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of her Form 4 dated March 12, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:24 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Tax withholdingClass A Non-Voting Common Stock 1,611 $7.30 $11,760.30
Disclosure

SEC source: 0001567619-21-006217 · doc1.xml · nonDerivative · entry 4

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,052

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:24 UTC
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
Exercise / conversionClass A Non-Voting Common Stock 4,784 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-006217 · doc1.xml · nonDerivative · entry 3

COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 20:08 UTC
Avanes GilbertEVP, CFO & Treasurer
GrantRestricted Stock Units (Performance-based) · Derivative 2,044 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006188 · doc1.xml · derivative · entry 3

Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,044

Underlying: Class A Non-Voting Common Stock · 2,044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit.

F2 · derivative.exercise_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of his Form 4 dated March 12, 2020.

F2 · derivative.expiration_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021;

F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of his Form 4 dated March 12, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.