Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2021 Filed Mar 25, 2021 16:58 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionClass A Non-Voting Common Stock | 704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006937 · doc1.xml · nonDerivative · entry 1 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 16:57 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006936 · doc1.xml · derivative · entry 2 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Non-Voting Common Stock · 215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: 861 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021. F2 · derivative.expiration_date: 861 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 16:57 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionClass A Non-Voting Common Stock | 215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006936 · doc1.xml · nonDerivative · entry 1 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 16:55 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006935 · doc1.xml · derivative · entry 4 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Non-Voting Common Stock · 939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: 3,757 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021. F2 · derivative.expiration_date: 3,757 restricted stock units granted on March 23, 2017 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 23, 2018, March 23, 2019, March 23, 2020, and March 23, 2021. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 16:55 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Tax withholdingClass A Non-Voting Common Stock | 437 | $6.64 | $2,901.68 |
DisclosureSEC source: 0001567619-21-006935 · doc1.xml · nonDerivative · entry 2 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,431 Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 16:55 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionClass A Non-Voting Common Stock | 939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006935 · doc1.xml · nonDerivative · entry 1 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 22, 2021 Filed Mar 25, 2021 00:01 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.81 | $27,223.20 |
DisclosureSEC source: 0001567619-21-006915 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,596,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 22, 2021, $6.68 to $7.20, inclusive? (b) on March 23, 2021, $6.45 to $6.88, inclusive; and (c) on March 24, 2021, $6.07 to $6.63, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 22:18 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.81 | $27,223.20 |
DisclosureSEC source: 0001567619-21-006889 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 22, 2021, $6.68 to $7.20, inclusive? (b) on March 23, 2021, $6.45 to $6.88, inclusive; and (c) on March 24, 2021, $6.07 to $6.63, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 22:17 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.81 | $27,223.20 |
DisclosureSEC source: 0001567619-21-006888 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,596,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 22, 2021, $6.68 to $7.20, inclusive? (b) on March 23, 2021, $6.45 to $6.88, inclusive; and (c) on March 24, 2021, $6.07 to $6.63, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 22:30 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.81 | $27,241.20 |
DisclosureSEC source: 0001567619-21-006534 · doc1.xml · nonDerivative · entry 3 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 22:29 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.81 | $27,241.20 |
DisclosureSEC source: 0001567619-21-006533 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,600,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 22:28 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.81 | $27,241.20 |
DisclosureSEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,600,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:30 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.97 | $27,884.40 |
DisclosureSEC source: 0001567619-21-006534 · doc1.xml · nonDerivative · entry 2 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,604,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:29 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.97 | $27,884.40 |
DisclosureSEC source: 0001567619-21-006533 · doc1.xml · nonDerivative · entry 2 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,604,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 22:28 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $6.97 | $27,884.40 |
DisclosureSEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,604,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:30 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
Exercise / conversionRestricted Stock Units · Derivative | 968 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006441 · doc1.xml · derivative · entry 4 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936 Underlying: Class A Non-Voting Common Stock · 968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F4 · derivative.exercise_date: 3,872 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023. F4 · derivative.expiration_date: 3,872 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:30 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
Exercise / conversionClass A Non-Voting Common Stock | 968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006441 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:58 UTC |
SMERLING ROBERT FPresident - U.S. Cinemas
|
Exercise / conversionRestricted Stock Units · Derivative | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006436 · doc1.xml · derivative · entry 3 SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Underlying: Class A Non-Voting Common Stock · 970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. F2 · derivative.expiration_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:58 UTC |
SMERLING ROBERT FPresident - U.S. Cinemas
|
Tax withholdingClass A Non-Voting Common Stock | 362 | $7.13 | $2,581.06 |
DisclosureSEC source: 0001567619-21-006436 · doc1.xml · nonDerivative · entry 2 SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,353 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 21:58 UTC |
SMERLING ROBERT FPresident - U.S. Cinemas
|
Exercise / conversionClass A Non-Voting Common Stock | 970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006436 · doc1.xml · nonDerivative · entry 1 SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:55 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
Exercise / conversionRestricted Stock Units · Derivative | 4,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006417 · doc1.xml · derivative · entry 4 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,727 Underlying: Class A Non-Voting Common Stock · 4,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F3 · derivative.exercise_date: 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023. F3 · derivative.expiration_date: 19,455 restricted stock units granted on March 14, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 14, 2020, March 14, 2021, March 14, 2022, and March 14, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:55 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
Tax withholdingClass A Non-Voting Common Stock | 1,638 | $7.13 | $11,678.94 |
DisclosureSEC source: 0001567619-21-006417 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786,973 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:55 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
Exercise / conversionClass A Non-Voting Common Stock | 4,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006417 · doc1.xml · nonDerivative · entry 2 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 19:03 UTC |
Lucas Steven JohnVP, Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006388 · doc1.xml · derivative · entry 2 Lucas Steven John · CIK 0001671998 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164 Underlying: Class A Non-Voting Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. F2 · derivative.expiration_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 19:03 UTC |
Lucas Steven JohnVP, Controller & CAO
|
Exercise / conversionClass A Non-Voting Common Stock | 582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006388 · doc1.xml · nonDerivative · entry 1 Lucas Steven John · CIK 0001671998 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 18:00 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006382 · doc1.xml · derivative · entry 4 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Underlying: Class A Non-Voting Common Stock · 970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. F2 · derivative.expiration_date: 3,880 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 18:00 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Tax withholdingClass A Non-Voting Common Stock | 452 | $7.13 | $3,222.76 |
DisclosureSEC source: 0001567619-21-006382 · doc1.xml · nonDerivative · entry 2 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,929 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 18:00 UTC |
Tompkins Sidney CraigEVP, General Counsel
|
Exercise / conversionClass A Non-Voting Common Stock | 970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006382 · doc1.xml · nonDerivative · entry 1 Tompkins Sidney Craig · CIK 0001740487 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:34 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionRestricted Stock Units · Derivative | 776 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006375 · doc1.xml · derivative · entry 2 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,552 Underlying: Class A Non-Voting Common Stock · 776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: 3,104 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. F2 · derivative.expiration_date: 3,104 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:34 UTC |
MATYCZYNSKI ANDRZEJ JEVP - Global Ops
|
Exercise / conversionClass A Non-Voting Common Stock | 776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006375 · doc1.xml · nonDerivative · entry 1 MATYCZYNSKI ANDRZEJ J · CIK 0001218805 · EVP - Global Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:32 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006374 · doc1.xml · derivative · entry 2 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164 Underlying: Class A Non-Voting Common Stock · 582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. F2 · derivative.expiration_date: 2,328 restricted stock units granted on March 13, 2019 pursuant to the Company's 2010 Stock Incentive Plan, vesting in four equal annual installments commencing on the first anniversary of the Date of Grant. The installments vest on March 13, 2020, March 13, 2021, March 13, 2022, and March 13, 2023. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 16:32 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
Exercise / conversionClass A Non-Voting Common Stock | 582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006374 · doc1.xml · nonDerivative · entry 1 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:30 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.12 | $28,494.80 |
DisclosureSEC source: 0001567619-21-006534 · doc1.xml · nonDerivative · entry 1 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:29 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.12 | $28,494.80 |
DisclosureSEC source: 0001567619-21-006533 · doc1.xml · nonDerivative · entry 1 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,608,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 22:28 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.12 | $28,494.80 |
DisclosureSEC source: 0001567619-21-006532 · doc1.xml · nonDerivative · entry 1 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,608,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 15, 2021, $7.00 to $7.24, inclusive? (b) on March 16, 2021, $6.80 to $7.20, inclusive; and (c) on March 17, 2021, $6.73 to $6.94, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 00:46 UTC |
COTTER ELLEN MDirector · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.32 | $29,275.20 |
DisclosureSEC source: 0001567619-21-006059 · doc1.xml · nonDerivative · entry 3 COTTER ELLEN M · CIK 0001060902 · Director · Director, President and CEO · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,612,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Ellen Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Ellen Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Ellen Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 23:33 UTC |
James J. Cotter Living Trust10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.32 | $29,275.20 |
DisclosureSEC source: 0001567619-21-006045 · doc1.xml · nonDerivative · entry 3 James J. Cotter Living Trust · CIK 0001654688 · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,612,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.direct: The James J. Cotter Living Trust (the "Trust") is a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter and Ellen Cotter disclaim beneficial ownership in Class A Non-Voting Common Stock reported herein, except to the extent of their respective pecuniary interest therein. Read SEC document |
| March 10, 2021 Filed Mar 10, 2021 23:31 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
SaleClass A Non-Voting Common Stock | 4,000 | $7.32 | $29,275.20 |
DisclosureSEC source: 0001567619-21-006044 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Indirect · Co-Trustee and beneficiary of James J. Cotter Living Trust Disclosed balance after: 1,612,649 F1 · shares: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the James J. Cotter Living Trust (the "Trust") on December 23, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Reading International, Inc. ("Reading"), any security holder of Reading, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. These shares were sold in multiple transactions at prices ranging from: (a) on March 8, 2021, $6.915 to $7.25, inclusive? (b) on March 9, 2021, $6.90 to $7.15, inclusive; and (c) on March 10, 2021, $7.15 to $7.42, inclusive. F2 · ownership.nature: Margaret Cotter is a co-trustee of the Trust, a trust organized under the laws of CA. During the lifetime of James J. Cotter, Sr., the Trust was revocable by James J. Cotter, Sr., but the Trust became irrevocable upon the death of James J. Cotter, Sr. on September 13, 2014. The Trust serves as a vehicle for the management and distribution of the assets of James J. Cotter, Sr. Ellen Cotter and Margaret Cotter, acting together as co-trustees of the Trust, may be deemed to share voting and investment power over the shares of the Class A Non-Voting Common Stock directly beneficially owned by the Trust. Margaret Cotter disclaims beneficial ownership of the Class A Non-Voting Common Stock directly beneficially owned by the Trust and reported herein, except to the extent of her pecuniary interest therein. The extent of any pecuniary interest in Class A Non-Voting Common Stock to Margaret Cotter is dependent on certain factors yet to be resolved and is not currently known. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:37 UTC |
Lucas Steven JohnVP, Controller & CAO
|
GrantRestricted Stock Units (Performance-based) · Derivative | 1,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006228 · doc1.xml · derivative · entry 3 Lucas Steven John · CIK 0001671998 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,278 Underlying: Class A Non-Voting Common Stock · 1,278 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:37 UTC |
Lucas Steven JohnVP, Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006228 · doc1.xml · derivative · entry 2 Lucas Steven John · CIK 0001671998 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,624 Underlying: Class A Non-Voting Common Stock · 2,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 15,331 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 11,499 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 3,832 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 15,331 restricted stock units (including 3,832 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:37 UTC |
Lucas Steven JohnVP, Controller & CAO
|
Exercise / conversionClass A Non-Voting Common Stock | 2,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006228 · doc1.xml · nonDerivative · entry 1 Lucas Steven John · CIK 0001671998 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:08 UTC |
SMERLING ROBERT FPresident - U.S. Cinemas
|
GrantRestricted Stock Units (Performance-based) · Derivative | 2,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006244 · doc1.xml · derivative · entry 4 SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 Underlying: Class A Non-Voting Common Stock · 2,126 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:08 UTC |
SMERLING ROBERT FPresident - U.S. Cinemas
|
Exercise / conversionRestricted Stock Units · Derivative | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006244 · doc1.xml · derivative · entry 3 SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,350 Underlying: Class A Non-Voting Common Stock · 4,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:08 UTC |
SMERLING ROBERT FPresident - U.S. Cinemas
|
Tax withholdingClass A Non-Voting Common Stock | 1,785 | $7.30 | $13,030.50 |
DisclosureSEC source: 0001567619-21-006244 · doc1.xml · nonDerivative · entry 2 SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,745 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 23:08 UTC |
SMERLING ROBERT FPresident - U.S. Cinemas
|
Exercise / conversionClass A Non-Voting Common Stock | 4,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006244 · doc1.xml · nonDerivative · entry 1 SMERLING ROBERT F · CIK 0001060903 · President - U.S. Cinemas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:24 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
GrantRestricted Stock Units (Performance-based) · Derivative | 2,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006217 · doc1.xml · derivative · entry 6 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,126 Underlying: Class A Non-Voting Common Stock · 2,126 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F4 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F5 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of her Form 4 dated March 12, 2020. F4 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F5 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of her Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:24 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
Exercise / conversionRestricted Stock Units · Derivative | 4,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006217 · doc1.xml · derivative · entry 5 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,350 Underlying: Class A Non-Voting Common Stock · 4,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F4 · derivative.exercise_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F5 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of her Form 4 dated March 12, 2020. F4 · derivative.expiration_date: As previously reported, a total of 25,511 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 19,134 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,377 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F5 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 25,511 restricted stock units (including 6,377 PRSUs) in Table II of her Form 4 dated March 12, 2020. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:24 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
Tax withholdingClass A Non-Voting Common Stock | 1,611 | $7.30 | $11,760.30 |
DisclosureSEC source: 0001567619-21-006217 · doc1.xml · nonDerivative · entry 4 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,052 Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:24 UTC |
COTTER MARGARETDirector · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group
|
Exercise / conversionClass A Non-Voting Common Stock | 4,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-006217 · doc1.xml · nonDerivative · entry 3 COTTER MARGARET · CIK 0001193738 · Director · Chairperson, EVP - RE Dev/NY · 10% owner · Member of Sec.13(d)(3) Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 20:08 UTC |
Avanes GilbertEVP, CFO & Treasurer
|
GrantRestricted Stock Units (Performance-based) · Derivative | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006188 · doc1.xml · derivative · entry 3 Avanes Gilbert · CIK 0001672000 · EVP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,044 Underlying: Class A Non-Voting Common Stock · 2,044 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of Class A Non-Voting Common Stock upon vesting of the unit. F2 · derivative.exercise_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.exercise_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of his Form 4 dated March 12, 2020. F2 · derivative.expiration_date: As previously reported, a total of 24,530 restricted stock units were granted on March 10, 2020 pursuant to the Company's 2010 Stock Incentive Plan. Of that amount, (i) 18,398 restricted stock units vest in four equal annual installments commencing on March 10, 2021, March 10, 2022, March 10, 2023, and March 10, 2024; and (ii) 6,132 performance-based restricted stock units (PRSU) vest on the third anniversary of the Date of Grant, March 10, 2023; provided that (a) the reporting person has not undergone a termination of her service at the vesting date (or earlier accelerating event), and (b)(1) one-third of the performance criteria (PRSU Criteria) has been met and certified by the Compensation and Stock Option Committee (Committee) for the year ended December 31, 2020, such determination to be made before March 10, 2021; F3 · derivative.expiration_date: and (2) two-thirds of the PRSU Criteria shall be based upon performance for the two remaining calendar years (2021 and 2022) under objective performance criteria to be established by the Committee, and shall be subject to the certification by the Committee that such PRSU Criteria, or portion thereof (stated as a percentage), has been met. The Committee must certify on or before March 10, 2023 the percentage of the PRSU Criteria which has been met for the calendar years 2021 and 2022. On March 10, 2021, the Committee determined and certified that the reporting person met 100% of the PRSU Criteria for the year ended December 31, 2020. The reporting person previously reported all 24,530 restricted stock units (including 6,132 PRSUs) in Table II of his Form 4 dated March 12, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.