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Arcus Biosciences, Inc.

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4104
SEC CIK
0001724521
Parsed reports
290

Last 12 months

Inside the activity.

0 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025017
Jan 202603
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202605
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2024 Filed Jun 7, 2024 22:20 UTC
Ribas AntoniDirector
GrantCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000111 · wk-form4_1717798800.xml · nonDerivative · entry 1

Ribas Antoni · CIK 0001792164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,350

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 6, 2025 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 22:19 UTC GrantStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001724521-24-000110 · wk-form4_1717798788.xml · derivative · entry 2

Lambert Nicole · CIK 0001770252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2034-06-05

F2 · derivative.exercise_date: The option will vest in full on the earlier of June 6, 2025 or the next annual meeting of stockholders of the issuer. The option will become fully vested and exercisable in the event the Company is subject to a change in control.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 22:19 UTC GrantCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000110 · wk-form4_1717798788.xml · nonDerivative · entry 1

Lambert Nicole · CIK 0001770252 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: Represents the grant of restricted stock units that vest in full on the earlier of June 6, 2025 or the next annual meeting of stockholders of the issuer. The RSUs will become fully vested in the event the Company is subject to a change in control.

Read SEC document
March 27, 2024 Filed Mar 29, 2024 20:20 UTC
Jarrett JenniferChief Operating Officer
SaleCommon Stock 11,551 $17.55 $202,720.05
Disclosure

SEC source: 0001724521-24-000071 · wk-form4_1711743618.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,253

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $17.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:19 UTC
Jarrett JenniferChief Operating Officer
SaleCommon Stock 1,296 $18.62 $24,131.52
Disclosure

SEC source: 0001724521-24-000068 · wk-form4_1710965959.xml · nonDerivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 226,804

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.44 to $18.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:19 UTC
Jarrett JenniferChief Operating Officer
SaleCommon Stock 12,153 $17.84 $216,809.52
Disclosure

SEC source: 0001724521-24-000068 · wk-form4_1710965959.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,100

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.39 to $18.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 00:55 UTC
Jarrett JenniferChief Operating Officer
SaleCommon Stock 34,070 $20.11 $685,147.70
Disclosure

SEC source: 0001724521-24-000063 · wk-form4_1709168145.xml · nonDerivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240,253

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 00:55 UTC
Jaen Juan C.President
SaleCommon Stock 23,132 $20.10 $464,953.20
Disclosure

SEC source: 0001724521-24-000062 · wk-form4_1709168132.xml · nonDerivative · entry 2

Jaen Juan C. · CIK 0001422996 · President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 1,188,233

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:55 UTC
Jarrett JenniferChief Operating Officer
SaleCommon Stock 24,555 $20.07 $492,818.85
Disclosure

SEC source: 0001724521-24-000063 · wk-form4_1709168145.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 274,323

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:55 UTC
Jaen Juan C.President
SaleCommon Stock 3,900 $20.06 $78,234.00
Disclosure

SEC source: 0001724521-24-000062 · wk-form4_1709168132.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 1,211,365

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.01 to $20.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 22:00 UTC PurchaseCommon Stock 15,238,095 $21.00 $319,999,995.00
Disclosure

SEC source: 0001104659-24-008868 · tm244648-1_4seq1.xml · nonDerivative · entry 1

GILEAD SCIENCES, INC. · CIK 0000882095 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,061,124

Read SEC document
January 23, 2024 Filed Jan 25, 2024 19:39 UTC
Tang Carolyn C.General Counsel
GrantStock Option (right to buy) · Derivative 108,200 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001724521-24-000027 · wk-form4_1706229568.xml · derivative · entry 2

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,200

Underlying: Common Stock · 108,200 shares

Expires 2034-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 19:39 UTC
Tang Carolyn C.General Counsel
GrantCommon Stock 26,700 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000027 · wk-form4_1706229568.xml · nonDerivative · entry 1

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,579

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:40 UTC
Goeltz II Robert C.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 86,600 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001724521-24-000030 · wk-form4_1706229604.xml · derivative · entry 2

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,600

Underlying: Common Stock · 86,600 shares

Expires 2034-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:40 UTC
Goeltz II Robert C.Chief Financial Officer
GrantCommon Stock 21,300 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000030 · wk-form4_1706229604.xml · nonDerivative · entry 1

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,131

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:40 UTC
Jaen Juan C.Director · President
GrantStock Option (right to buy) · Derivative 162,400 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001724521-24-000029 · wk-form4_1706229591.xml · derivative · entry 2

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,400

Underlying: Common Stock · 162,400 shares

Expires 2034-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:40 UTC
Jaen Juan C.Director · President
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000029 · wk-form4_1706229591.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,475

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:39 UTC
Azoy AlexanderChief Accounting Officer
GrantStock Option (right to buy) · Derivative 5,900 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001724521-24-000028 · wk-form4_1706229580.xml · derivative · entry 2

Azoy Alexander · CIK 0001771961 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 5,900 shares

Expires 2034-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:39 UTC
Azoy AlexanderChief Accounting Officer
GrantCommon Stock 8,850 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000028 · wk-form4_1706229580.xml · nonDerivative · entry 1

Azoy Alexander · CIK 0001771961 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,070

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:39 UTC
ROSEN TERRY JDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 405,900 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001724521-24-000026 · wk-form4_1706229555.xml · derivative · entry 2

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,900

Underlying: Common Stock · 405,900 shares

Expires 2034-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:39 UTC
ROSEN TERRY JDirector · Chief Executive Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000026 · wk-form4_1706229555.xml · nonDerivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,966,974

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:39 UTC
Jarrett JenniferDirector · Chief Operating Officer
GrantStock Option (right to buy) · Derivative 162,400 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001724521-24-000025 · wk-form4_1706229543.xml · derivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,400

Underlying: Common Stock · 162,400 shares

Expires 2034-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:39 UTC
Jarrett JenniferDirector · Chief Operating Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000025 · wk-form4_1706229543.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,878

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:38 UTC
Nuyten Dimitry SAChief Medical Officer
GrantStock Option (right to buy) · Derivative 113,700 $0.00 Strike: $15.44 $0.00
Disclosure

SEC source: 0001724521-24-000024 · wk-form4_1706229520.xml · derivative · entry 2

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,700

Underlying: Common Stock · 113,700 shares

Expires 2034-01-22

F2 · derivative.exercise_date: The option becomes exercisable in 48 equal monthly installments after January 1, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 00:38 UTC
Nuyten Dimitry SAChief Medical Officer
GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000024 · wk-form4_1706229520.xml · nonDerivative · entry 1

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,195

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 23, 2024 Filed Feb 23, 2024 22:49 UTC Amendment
Goeltz II Robert C.Chief Financial Officer
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000057 · wk-form4a_1708728574.xml · nonDerivative · entry 1

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,831

F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning December 15, 2024, subject to the Reporting Person's continued service to the Company.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:23 UTC
Goeltz II Robert C.Chief Financial Officer
SaleCommon Stock 2,004 $20.00 $40,080.00
Disclosure

SEC source: 0001724521-24-000009 · wk-form4_1704406978.xml · nonDerivative · entry 1

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,831

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2023.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:22 UTC
Jaen Juan C.Director · President
SaleCommon Stock 6,975 $20.09 $140,127.75
Disclosure

SEC source: 0001724521-24-000008 · wk-form4_1704406959.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 1,215,265

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price range within the ranges set forth in this footnote.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 22:44 UTC
ROSEN TERRY JDirector · Chief Executive Officer
OtherCommon Stock 448 $0.00 $0.00
Disclosure

SEC source: 0001724521-24-000003 · wk-form4_1704235482.xml · nonDerivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,866,974

Read SEC document
December 22, 2023 Filed Dec 26, 2023 21:04 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 21,521 $17.76 $382,212.96
Disclosure

SEC source: 0001724521-23-000076 · wk-form4_1703624687.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,878

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $18.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 21:06 UTC
Azoy AlexanderChief Accounting Officer
Disposition to issuerCommon Stock 68 $18.21 $1,238.28
Disclosure

SEC source: 0001724521-23-000073 · wk-form4_1703279185.xml · nonDerivative · entry 1

Azoy Alexander · CIK 0001771961 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,220

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2023.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 16:10 UTC
Tang Carolyn C.General Counsel
Disposition to issuerCommon Stock 4,076 $18.09 $73,734.84
Disclosure

SEC source: 0001724521-23-000070 · wk-form4_1703106643.xml · nonDerivative · entry 2

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,879

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78 to $18.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 21:10 UTC
Nuyten Dimitry SAChief Medical Officer
Disposition to issuerCommon Stock 1,540 $18.09 $27,858.60
Disclosure

SEC source: 0001724521-23-000069 · wk-form4_1703106628.xml · nonDerivative · entry 2

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,195

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78 to $18.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 21:10 UTC
Azoy AlexanderChief Accounting Officer
Disposition to issuerCommon Stock 661 $18.09 $11,957.49
Disclosure

SEC source: 0001724521-23-000068 · wk-form4_1703106610.xml · nonDerivative · entry 2

Azoy Alexander · CIK 0001771961 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,288

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78 to $18.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 21:10 UTC
Goeltz II Robert C.Chief Financial Officer
Disposition to issuerCommon Stock 2,808 $18.09 $50,796.72
Disclosure

SEC source: 0001724521-23-000067 · wk-form4_1703106591.xml · nonDerivative · entry 2

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,835

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78 to $18.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 19, 2023 Filed Dec 20, 2023 21:09 UTC
Jarrett JenniferDirector · Chief Operating Officer
Disposition to issuerCommon Stock 11,492 $18.09 $207,890.28
Disclosure

SEC source: 0001724521-23-000066 · wk-form4_1703106578.xml · nonDerivative · entry 2

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280,399

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78 to $18.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 19, 2023 Filed Dec 20, 2023 21:09 UTC
Jaen Juan C.Director · President
Disposition to issuerCommon Stock 6,259 $18.09 $113,225.31
Disclosure

SEC source: 0001724521-23-000065 · wk-form4_1703106566.xml · nonDerivative · entry 2

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,475

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78 to $18.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 19, 2023 Filed Dec 20, 2023 21:09 UTC
ROSEN TERRY JDirector · Chief Executive Officer
Disposition to issuerCommon Stock 14,000 $18.09 $253,260.00
Disclosure

SEC source: 0001724521-23-000064 · wk-form4_1703106555.xml · nonDerivative · entry 2

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,866,526

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78 to $18.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 18, 2023 Filed Dec 20, 2023 16:10 UTC
Tang Carolyn C.General Counsel
Disposition to issuerCommon Stock 3,991 $17.74 $70,800.34
Disclosure

SEC source: 0001724521-23-000070 · wk-form4_1703106643.xml · nonDerivative · entry 1

Tang Carolyn C. · CIK 0001836662 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,955

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 44 shares purchased on 11/30/2023 through the Company's Employee Stock Purchase Plan.

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December 18, 2023 Filed Dec 20, 2023 21:10 UTC
Nuyten Dimitry SAChief Medical Officer
Disposition to issuerCommon Stock 1,507 $17.74 $26,734.18
Disclosure

SEC source: 0001724521-23-000069 · wk-form4_1703106628.xml · nonDerivative · entry 1

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,735

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 651 shares purchased on 11/30/2023 through the Company's Employee Stock Purchase Plan.

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December 18, 2023 Filed Dec 20, 2023 21:10 UTC
Azoy AlexanderChief Accounting Officer
Disposition to issuerCommon Stock 647 $17.74 $11,477.78
Disclosure

SEC source: 0001724521-23-000068 · wk-form4_1703106610.xml · nonDerivative · entry 1

Azoy Alexander · CIK 0001771961 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,949

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 18, 2023 Filed Dec 20, 2023 21:10 UTC
Goeltz II Robert C.Chief Financial Officer
Disposition to issuerCommon Stock 2,749 $17.74 $48,767.26
Disclosure

SEC source: 0001724521-23-000067 · wk-form4_1703106591.xml · nonDerivative · entry 1

Goeltz II Robert C. · CIK 0001653881 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,643

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 18, 2023 Filed Dec 20, 2023 21:09 UTC
Jarrett JenniferDirector · Chief Operating Officer
Disposition to issuerCommon Stock 11,250 $17.74 $199,575.00
Disclosure

SEC source: 0001724521-23-000066 · wk-form4_1703106578.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 291,891

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 450 shares purchased on 11/30/2023 through the Company's Employee Stock Purchase Plan.

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December 18, 2023 Filed Dec 20, 2023 21:09 UTC
Jaen Juan C.Director · President
Disposition to issuerCommon Stock 6,128 $17.74 $108,710.72
Disclosure

SEC source: 0001724521-23-000065 · wk-form4_1703106566.xml · nonDerivative · entry 1

Jaen Juan C. · CIK 0001422996 · Director · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 307,734

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 18, 2023 Filed Dec 20, 2023 21:09 UTC
ROSEN TERRY JDirector · Chief Executive Officer
Disposition to issuerCommon Stock 13,705 $17.74 $243,126.70
Disclosure

SEC source: 0001724521-23-000064 · wk-form4_1703106555.xml · nonDerivative · entry 1

ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,880,526

F1 · shares: Represents shares sold by the Issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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December 01, 2023 Filed Dec 5, 2023 21:28 UTC
Azoy AlexanderChief Accounting Officer
SaleCommon Stock 282 $14.95 $4,215.90
Disclosure

SEC source: 0001724521-23-000024 · wk-form4_1701811666.xml · nonDerivative · entry 1

Azoy Alexander · CIK 0001771961 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,596

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2023.

F2 · shares: Consists of 282 shares purchased on 11/30/2023 through the Company's Employee Stock Purchase Plan.

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September 22, 2023 Filed Sep 26, 2023 20:35 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 21,369 $19.99 $427,166.31
Disclosure

SEC source: 0001724521-23-000011 · wk-form4_1695760547.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 302,691

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.74 to $20.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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September 18, 2023 Filed Sep 20, 2023 20:47 UTC
Nuyten Dimitry SAChief Medical Officer
Disposition to issuerCommon Stock 3,708 $20.40 $75,643.20
Disclosure

SEC source: 0001724521-23-000008 · wk-form4_1695242857.xml · nonDerivative · entry 1

Nuyten Dimitry SA · CIK 0001776564 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,591

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 799 shares purchased on 5/31/2023 through the Company's Employee Stock Purchase Plan.

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September 18, 2023 Filed Sep 20, 2023 20:46 UTC
Jarrett JenniferDirector · Chief Operating Officer
Disposition to issuerCommon Stock 12,506 $20.40 $255,122.40
Disclosure

SEC source: 0001724521-23-000006 · wk-form4_1695242751.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 324,060

F1 · shares: Represents shares sold by the issuer on the reporting person's behalf to cover tax withholding obligations in connection with the vesting of certain RSUs (previously reported in Table I) following the date of grant. The sale occurred automatically pursuant to the Issuer's equity administration policy, which was implemented on January 15, 2021, and does not represent a discretionary trade by the reporting person.

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July 28, 2023 Filed Jul 31, 2023 20:15 UTC
Jarrett JenniferDirector · Chief Operating Officer
SaleCommon Stock 45,000 $20.25 $911,250.00
Disclosure

SEC source: 0001209191-23-043821 · doc4.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 336,566

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2023.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.