Last 12 months
Inside the activity.
0 purchase rows · 36 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 17 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2018 Filed Aug 16, 2018 21:30 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
PurchaseCommon Stock | 8,932 | $12.95 | $115,648.86 |
DisclosureSEC source: 0001209191-18-047133 · doc4.xml · nonDerivative · entry 3 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,923,074 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $13.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 21:30 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
PurchaseCommon Stock | 13,300 | $12.57 | $167,239.52 |
DisclosureSEC source: 0001209191-18-047133 · doc4.xml · nonDerivative · entry 2 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,914,142 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.33 to $13.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 21:30 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
PurchaseCommon Stock | 6,169 | $12.36 | $76,238.97 |
DisclosureSEC source: 0001209191-18-047133 · doc4.xml · nonDerivative · entry 1 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,900,842 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 21:41 UTC |
Jaen Juan C.Director · President
|
PurchaseCommon Stock | 3,159 | $11.77 | $37,168.16 |
DisclosureSEC source: 0001209191-18-046476 · doc4.xml · nonDerivative · entry 3 Jaen Juan C. · CIK 0001422996 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,744,240 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.61 to $11.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 13, 2018 Filed Aug 13, 2018 21:38 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
PurchaseCommon Stock | 3,279 | $11.75 | $38,534.15 |
DisclosureSEC source: 0001209191-18-046475 · doc4.xml · nonDerivative · entry 3 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,894,673 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.54 to $11.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 21:41 UTC |
Jaen Juan C.Director · President
|
PurchaseCommon Stock | 2,579 | $11.94 | $30,796.35 |
DisclosureSEC source: 0001209191-18-046476 · doc4.xml · nonDerivative · entry 2 Jaen Juan C. · CIK 0001422996 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,741,081 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 21:38 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,550 | $11.94 | $30,450.57 |
DisclosureSEC source: 0001209191-18-046475 · doc4.xml · nonDerivative · entry 2 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,891,394 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.86 to $12.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 21:41 UTC |
Jaen Juan C.Director · President
|
PurchaseCommon Stock | 4,262 | $11.93 | $50,855.46 |
DisclosureSEC source: 0001209191-18-046476 · doc4.xml · nonDerivative · entry 1 Jaen Juan C. · CIK 0001422996 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,738,502 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $12.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 21:38 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
PurchaseCommon Stock | 4,100 | $11.92 | $48,869.13 |
DisclosureSEC source: 0001209191-18-046475 · doc4.xml · nonDerivative · entry 1 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,888,844 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $12.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 21:00 UTC |
Jarrett JenniferSee Remarks
|
GrantStock Option (right to buy) · Derivative | 161,114 | $0.00 Strike: $16.95 | $0.00 |
DisclosureSEC source: 0000899243-18-016209 · doc4.xml · derivative · entry 1 Jarrett Jennifer · CIK 0001671311 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,114 Underlying: Common Stock · 161,114 shares Expires 2028-06-07 F1 · derivative.exercise_date: 1/48th of the shares of common stock subject to the option vest on the last day of the calendar month after May 31, 2018, and 1/48th of the shares subject to the option vest on the last day of the 47 calendar months immediately thereafter, subject to the Reporting Person's continued service to the Company. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 22:22 UTC | ConversionSeries C Convertible Preferred Stock · Derivative | 1,496,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008009 · doc4.xml · derivative · entry 2 Hadley Harbor Master Investors (Cayman) II L.P. · CIK 0001703977 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,496,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock reported in the table above reflects a 3.96-for-1 reverse stock split that was effected in connection with the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock reported in the table above reflects a 3.96-for-1 reverse stock split that was effected in connection with the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock reported in the table above reflects a 3.96-for-1 reverse stock split that was effected in connection with the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
|
| March 19, 2018 Filed Mar 19, 2018 22:22 UTC | ConversionCommon Stock | 1,496,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008009 · doc4.xml · nonDerivative · entry 1 Hadley Harbor Master Investors (Cayman) II L.P. · CIK 0001703977 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock reported in the table above reflects a 3.96-for-1 reverse stock split that was effected in connection with the Issuer's initial public offering. The shares had no expiration date. F1 · balance_after: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock reported in the table above reflects a 3.96-for-1 reverse stock split that was effected in connection with the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
|
| March 19, 2018 Filed Mar 19, 2018 21:27 UTC |
Jaen Juan C.Director · President
|
ConversionSeries C Convertible Preferred Stock · Derivative | 29,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007987 · doc4.xml · derivative · entry 6 Jaen Juan C. · CIK 0001422996 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 29,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F5 · derivative.underlying_shares: Represents shares of Series C Convertible Preferred Stock indirectly owned by the Reporting Person as a result of a trust's purchase of such shares from the Issuer on November 6, 2017 for $11.6915 per share. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:27 UTC |
Jaen Juan C.Director · President
|
ConversionSeries B Convertible Preferred Stock · Derivative | 125,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007987 · doc4.xml · derivative · entry 5 Jaen Juan C. · CIK 0001422996 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 125,012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:27 UTC |
Jaen Juan C.Director · President
|
ConversionSeries A Convertible Preferred Stock · Derivative | 2,020,202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007987 · doc4.xml · derivative · entry 4 Jaen Juan C. · CIK 0001422996 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 2,020,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:27 UTC |
Jaen Juan C.Director · President
|
PurchaseCommon Stock | 66,666 | $15.00 | $999,990.00 |
DisclosureSEC source: 0000899243-18-007987 · doc4.xml · nonDerivative · entry 2 Jaen Juan C. · CIK 0001422996 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,734,240 F3 · shares: Represents shares purchased in the Issuer's initial public offering. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:27 UTC |
Jaen Juan C.Director · President
|
ConversionCommon Stock | 2,175,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007987 · doc4.xml · nonDerivative · entry 1 Jaen Juan C. · CIK 0001422996 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 2,667,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:26 UTC |
KANEKO YASUNORIDirector
|
ConversionSeries C Convertible Preferred Stock · Derivative | 2,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007986 · doc4.xml · derivative · entry 7 KANEKO YASUNORI · CIK 0001277503 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 2,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:26 UTC |
KANEKO YASUNORIDirector
|
ConversionSeries B Convertible Preferred Stock · Derivative | 31,253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007986 · doc4.xml · derivative · entry 6 KANEKO YASUNORI · CIK 0001277503 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 31,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:26 UTC |
KANEKO YASUNORIDirector
|
ConversionSeries B Convertible Preferred Stock · Derivative | 252,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007986 · doc4.xml · derivative · entry 5 KANEKO YASUNORI · CIK 0001277503 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kaneko Investments, LLC Disclosed balance after: 0 Underlying: Common Stock · 252,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:26 UTC |
KANEKO YASUNORIDirector
|
ConversionSeries A Convertible Preferred Stock · Derivative | 505,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007986 · doc4.xml · derivative · entry 4 KANEKO YASUNORI · CIK 0001277503 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kaneko Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 505,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:26 UTC |
KANEKO YASUNORIDirector
|
ConversionCommon Stock | 33,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007986 · doc4.xml · nonDerivative · entry 3 KANEKO YASUNORI · CIK 0001277503 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 96,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:26 UTC |
KANEKO YASUNORIDirector
|
ConversionCommon Stock | 252,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007986 · doc4.xml · nonDerivative · entry 2 KANEKO YASUNORI · CIK 0001277503 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kaneko Investments, LLC Disclosed balance after: 252,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:26 UTC |
KANEKO YASUNORIDirector
|
ConversionCommon Stock | 505,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007986 · doc4.xml · nonDerivative · entry 1 KANEKO YASUNORI · CIK 0001277503 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kaneko Capital, LLC Disclosed balance after: 505,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:23 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
ConversionSeries C Convertible Preferred Stock · Derivative | 82,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007985 · doc4.xml · derivative · entry 6 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 82,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F5 · derivative.underlying_shares: Represents shares of Series C Convertible Preferred Stock indirectly owned by the Reporting Person as a result of a trust's purchase of such shares from the Issuer on November 6, 2017 for $11.6915 per share. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:23 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
ConversionSeries B Convertible Preferred Stock · Derivative | 125,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007985 · doc4.xml · derivative · entry 5 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 125,012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:23 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
ConversionSeries A Convertible Preferred Stock · Derivative | 2,267,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007985 · doc4.xml · derivative · entry 4 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 2,267,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:23 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
PurchaseCommon Stock | 66,666 | $15.00 | $999,990.00 |
DisclosureSEC source: 0000899243-18-007985 · doc4.xml · nonDerivative · entry 2 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,884,744 F3 · shares: Represents shares purchased in the Issuer's initial public offering. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:23 UTC |
ROSEN TERRY JDirector · Chief Executive Officer
|
ConversionCommon Stock | 2,475,654 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007985 · doc4.xml · nonDerivative · entry 1 ROSEN TERRY J · CIK 0001182473 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,818,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:23 UTC |
FALBERG KATHRYN EDirector
|
ConversionSeries C Convertible Preferred Stock · Derivative | 17,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007983 · doc4.xml · derivative · entry 3 FALBERG KATHRYN E · CIK 0001206977 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Common Stock · 17,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F5 · derivative.underlying_shares: Represents shares of Series C Convertible Preferred Stock indirectly owned by the Reporting Person as a result of a trust's purchase of such shares from the Issuer on November 6, 2017 for $11.6915 per share. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:23 UTC |
FALBERG KATHRYN EDirector
|
PurchaseCommon Stock | 30,000 | $15.00 | $450,000.00 |
DisclosureSEC source: 0000899243-18-007983 · doc4.xml · nonDerivative · entry 2 FALBERG KATHRYN E · CIK 0001206977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,504 F3 · shares: Represents shares purchased in the Issuer's initial public offering. F4 · balance_after: The total includes 25,252 shares of Common Stock purchased by the Reporting Person on September 21, 2017 for $2.58 per share pursuant to the exercise of an option granted on September 19, 2017 and an additional 25,252 shares of Common Stock purchased on January 25, 2018 for $5.39 per share pursuant to the exercise of a separate option granted on January 4, 2018. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:23 UTC |
FALBERG KATHRYN EDirector
|
ConversionCommon Stock | 17,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007983 · doc4.xml · nonDerivative · entry 1 FALBERG KATHRYN E · CIK 0001206977 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series C Convertible Preferred Stock. F2 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 18:03 UTC |
COLUMN GROUP II, LP10% owner
Column Group II GP, LP10% owner
Ponoi Management, LLC10% owner
PONOI CAPITAL, LP10% owner
GOEDDEL DAVID V10% owner
Svennilson Peter10% owner
Kutzkey Tim10% owner
|
ConversionSeries C Preferred Stock · Derivative | 470,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001720702-18-000002 · primary_doc.xml · derivative · entry 8 COLUMN GROUP II, LP · CIK 0001600420 · 10% owner Column Group II GP, LP · CIK 0001645333 · 10% owner Ponoi Management, LLC · CIK 0001720702 · 10% owner PONOI CAPITAL, LP · CIK 0001707230 · 10% owner GOEDDEL DAVID V · CIK 0001182464 · 10% owner Svennilson Peter · CIK 0001606074 · 10% owner Kutzkey Tim · CIK 0001614186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 470,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F3 · ownership.direct: The securities are directly held by Ponoi Capital, LP ("Ponoi LP") and indirectly held by Ponoi Management, LLC ("Ponoi LLC") the general partner of Ponoi LP. Ponoi LLC has voting and dispositive power with respect to these shares. The individual managing partners of Ponoi LLC are Peter Svennilson, David Goeddel and Tim Kutzkey, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 18:03 UTC |
COLUMN GROUP II, LP10% owner
Column Group II GP, LP10% owner
Ponoi Management, LLC10% owner
PONOI CAPITAL, LP10% owner
GOEDDEL DAVID V10% owner
Svennilson Peter10% owner
Kutzkey Tim10% owner
|
ConversionSeries C Preferred Stock · Derivative | 427,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001720702-18-000002 · primary_doc.xml · derivative · entry 7 COLUMN GROUP II, LP · CIK 0001600420 · 10% owner Column Group II GP, LP · CIK 0001645333 · 10% owner Ponoi Management, LLC · CIK 0001720702 · 10% owner PONOI CAPITAL, LP · CIK 0001707230 · 10% owner GOEDDEL DAVID V · CIK 0001182464 · 10% owner Svennilson Peter · CIK 0001606074 · 10% owner Kutzkey Tim · CIK 0001614186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,070,423 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F2 · ownership.direct: The securities are directly held by The Column Group II, LP ("TCG II") and indirectly held by The Column Group II GP, LP ("TCG II GP") the general partner of TCG II. TCG II GP has voting and dispositive power with respect to these shares. The individual managing partners of TCG II GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 18:03 UTC |
COLUMN GROUP II, LP10% owner
Column Group II GP, LP10% owner
Ponoi Management, LLC10% owner
PONOI CAPITAL, LP10% owner
GOEDDEL DAVID V10% owner
Svennilson Peter10% owner
Kutzkey Tim10% owner
|
ConversionSeries B Preferred Stock · Derivative | 875,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001720702-18-000002 · primary_doc.xml · derivative · entry 6 COLUMN GROUP II, LP · CIK 0001600420 · 10% owner Column Group II GP, LP · CIK 0001645333 · 10% owner Ponoi Management, LLC · CIK 0001720702 · 10% owner PONOI CAPITAL, LP · CIK 0001707230 · 10% owner GOEDDEL DAVID V · CIK 0001182464 · 10% owner Svennilson Peter · CIK 0001606074 · 10% owner Kutzkey Tim · CIK 0001614186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,642,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F2 · ownership.direct: The securities are directly held by The Column Group II, LP ("TCG II") and indirectly held by The Column Group II GP, LP ("TCG II GP") the general partner of TCG II. TCG II GP has voting and dispositive power with respect to these shares. The individual managing partners of TCG II GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 18:03 UTC |
COLUMN GROUP II, LP10% owner
Column Group II GP, LP10% owner
Ponoi Management, LLC10% owner
PONOI CAPITAL, LP10% owner
GOEDDEL DAVID V10% owner
Svennilson Peter10% owner
Kutzkey Tim10% owner
|
ConversionSeries A Preferred Stock · Derivative | 1,767,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001720702-18-000002 · primary_doc.xml · derivative · entry 5 COLUMN GROUP II, LP · CIK 0001600420 · 10% owner Column Group II GP, LP · CIK 0001645333 · 10% owner Ponoi Management, LLC · CIK 0001720702 · 10% owner PONOI CAPITAL, LP · CIK 0001707230 · 10% owner GOEDDEL DAVID V · CIK 0001182464 · 10% owner Svennilson Peter · CIK 0001606074 · 10% owner Kutzkey Tim · CIK 0001614186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,767,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F2 · ownership.direct: The securities are directly held by The Column Group II, LP ("TCG II") and indirectly held by The Column Group II GP, LP ("TCG II GP") the general partner of TCG II. TCG II GP has voting and dispositive power with respect to these shares. The individual managing partners of TCG II GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 18:03 UTC |
COLUMN GROUP II, LP10% owner
Column Group II GP, LP10% owner
Ponoi Management, LLC10% owner
PONOI CAPITAL, LP10% owner
GOEDDEL DAVID V10% owner
Svennilson Peter10% owner
Kutzkey Tim10% owner
|
ConversionCommon Stock | 470,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001720702-18-000002 · primary_doc.xml · nonDerivative · entry 4 COLUMN GROUP II, LP · CIK 0001600420 · 10% owner Column Group II GP, LP · CIK 0001645333 · 10% owner Ponoi Management, LLC · CIK 0001720702 · 10% owner PONOI CAPITAL, LP · CIK 0001707230 · 10% owner GOEDDEL DAVID V · CIK 0001182464 · 10% owner Svennilson Peter · CIK 0001606074 · 10% owner Kutzkey Tim · CIK 0001614186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F3 · ownership.direct: The securities are directly held by Ponoi Capital, LP ("Ponoi LP") and indirectly held by Ponoi Management, LLC ("Ponoi LLC") the general partner of Ponoi LP. Ponoi LLC has voting and dispositive power with respect to these shares. The individual managing partners of Ponoi LLC are Peter Svennilson, David Goeddel and Tim Kutzkey, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 18:03 UTC |
COLUMN GROUP II, LP10% owner
Column Group II GP, LP10% owner
Ponoi Management, LLC10% owner
PONOI CAPITAL, LP10% owner
GOEDDEL DAVID V10% owner
Svennilson Peter10% owner
Kutzkey Tim10% owner
|
ConversionCommon Stock | 427,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001720702-18-000002 · primary_doc.xml · nonDerivative · entry 3 COLUMN GROUP II, LP · CIK 0001600420 · 10% owner Column Group II GP, LP · CIK 0001645333 · 10% owner Ponoi Management, LLC · CIK 0001720702 · 10% owner PONOI CAPITAL, LP · CIK 0001707230 · 10% owner GOEDDEL DAVID V · CIK 0001182464 · 10% owner Svennilson Peter · CIK 0001606074 · 10% owner Kutzkey Tim · CIK 0001614186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,070,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F2 · ownership.direct: The securities are directly held by The Column Group II, LP ("TCG II") and indirectly held by The Column Group II GP, LP ("TCG II GP") the general partner of TCG II. TCG II GP has voting and dispositive power with respect to these shares. The individual managing partners of TCG II GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 18:03 UTC |
COLUMN GROUP II, LP10% owner
Column Group II GP, LP10% owner
Ponoi Management, LLC10% owner
PONOI CAPITAL, LP10% owner
GOEDDEL DAVID V10% owner
Svennilson Peter10% owner
Kutzkey Tim10% owner
|
ConversionCommon Stock | 875,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001720702-18-000002 · primary_doc.xml · nonDerivative · entry 2 COLUMN GROUP II, LP · CIK 0001600420 · 10% owner Column Group II GP, LP · CIK 0001645333 · 10% owner Ponoi Management, LLC · CIK 0001720702 · 10% owner PONOI CAPITAL, LP · CIK 0001707230 · 10% owner GOEDDEL DAVID V · CIK 0001182464 · 10% owner Svennilson Peter · CIK 0001606074 · 10% owner Kutzkey Tim · CIK 0001614186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F2 · ownership.direct: The securities are directly held by The Column Group II, LP ("TCG II") and indirectly held by The Column Group II GP, LP ("TCG II GP") the general partner of TCG II. TCG II GP has voting and dispositive power with respect to these shares. The individual managing partners of TCG II GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 18:03 UTC |
COLUMN GROUP II, LP10% owner
Column Group II GP, LP10% owner
Ponoi Management, LLC10% owner
PONOI CAPITAL, LP10% owner
GOEDDEL DAVID V10% owner
Svennilson Peter10% owner
Kutzkey Tim10% owner
|
ConversionCommon Stock | 1,767,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001720702-18-000002 · primary_doc.xml · nonDerivative · entry 1 COLUMN GROUP II, LP · CIK 0001600420 · 10% owner Column Group II GP, LP · CIK 0001645333 · 10% owner Ponoi Management, LLC · CIK 0001720702 · 10% owner PONOI CAPITAL, LP · CIK 0001707230 · 10% owner GOEDDEL DAVID V · CIK 0001182464 · 10% owner Svennilson Peter · CIK 0001606074 · 10% owner Kutzkey Tim · CIK 0001614186 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,767,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of Series A, Series B and Series C preferred stock automatically converted into one share of common stock. The Series A, Series B and Series C preferred stock had no expiration date. F2 · ownership.direct: The securities are directly held by The Column Group II, LP ("TCG II") and indirectly held by The Column Group II GP, LP ("TCG II GP") the general partner of TCG II. TCG II GP has voting and dispositive power with respect to these shares. The individual managing partners of TCG II GP are Peter Svennilson and David Goeddel, who may be deemed to have shared voting, investment and dispositive power with respect to these shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 17:28 UTC |
GV 2017 GP, L.L.C.10% owner
GV 2017 GP, L.P.10% owner
GV 2017, L.P.10% owner
Alphabet Inc.10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 1,924,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007988 · doc4.xml · derivative · entry 2 GV 2017 GP, L.L.C. · CIK 0001733338 · 10% owner GV 2017 GP, L.P. · CIK 0001733339 · 10% owner GV 2017, L.P. · CIK 0001733340 · 10% owner Alphabet Inc. · CIK 0001652044 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV 2017, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,924,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · ownership.nature: The reported security is directly held by GV 2017, L.P. GV 2017 GP, L.P., the general partner of GV 2017, L.P., GV 2017 GP, L.L.C., the general partner of GV 2017 GP, L.P., Alphabet Holdings LLC, the sole member of GV 2017 GP, L.L.C., XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the sole stockholder of XXVI Holdings Inc., may each be deemed to have sole power to vote or dispose of these shares. Each of GV 2017 GP, L.P., GV 2017 GP, L.L.C., Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 17:28 UTC |
GV 2017 GP, L.L.C.10% owner
GV 2017 GP, L.P.10% owner
GV 2017, L.P.10% owner
Alphabet Inc.10% owner
|
ConversionCommon Stock | 1,924,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007988 · doc4.xml · nonDerivative · entry 1 GV 2017 GP, L.L.C. · CIK 0001733338 · 10% owner GV 2017 GP, L.P. · CIK 0001733339 · 10% owner GV 2017, L.P. · CIK 0001733340 · 10% owner Alphabet Inc. · CIK 0001652044 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV 2017, L.P. Disclosed balance after: 1,924,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series C Convertible Preferred Stock. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · ownership.nature: The reported security is directly held by GV 2017, L.P. GV 2017 GP, L.P., the general partner of GV 2017, L.P., GV 2017 GP, L.L.C., the general partner of GV 2017 GP, L.P., Alphabet Holdings LLC, the sole member of GV 2017 GP, L.L.C., XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the sole stockholder of XXVI Holdings Inc., may each be deemed to have sole power to vote or dispose of these shares. Each of GV 2017 GP, L.P., GV 2017 GP, L.L.C., Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:30 UTC |
GV 2016 GP, L.L.C.10% owner
GV 2016 GP, L.P.10% owner
GV 2016, L.P.10% owner
Alphabet Inc.10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 3,125,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007990 · doc4.xml · derivative · entry 2 GV 2016 GP, L.L.C. · CIK 0001722201 · 10% owner GV 2016 GP, L.P. · CIK 0001722204 · 10% owner GV 2016, L.P. · CIK 0001721789 · 10% owner Alphabet Inc. · CIK 0001652044 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV 2016, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,125,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.exercise_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F3 · derivative.expiration_date: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · ownership.nature: The reported security is directly held by GV 2016, L.P. GV 2016 GP, L.P., the general partner of GV 2016, L.P., GV 2016 GP, L.L.C., the general partner of GV 2016 GP, L.P., Alphabet Holdings LLC, the sole member of GV 2016 GP, L.L.C., XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the sole stockholder of XXVI Holdings Inc., may each be deemed to have sole power to vote or dispose of these shares. Each of GV 2016 GP, L.P., GV 2016 GP, L.L.C., Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:30 UTC |
GV 2016 GP, L.L.C.10% owner
GV 2016 GP, L.P.10% owner
GV 2016, L.P.10% owner
Alphabet Inc.10% owner
|
ConversionCommon Stock | 3,125,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-007990 · doc4.xml · nonDerivative · entry 1 GV 2016 GP, L.L.C. · CIK 0001722201 · 10% owner GV 2016 GP, L.P. · CIK 0001722204 · 10% owner GV 2016, L.P. · CIK 0001721789 · 10% owner Alphabet Inc. · CIK 0001652044 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GV 2016, L.P. Disclosed balance after: 3,125,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The total represents shares received upon conversion of shares of Series B Convertible Preferred Stock. F3 · price: The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. F2 · ownership.nature: The reported security is directly held by GV 2016, L.P. GV 2016 GP, L.P., the general partner of GV 2016, L.P., GV 2016 GP, L.L.C., the general partner of GV 2016 GP, L.P., Alphabet Holdings LLC, the sole member of GV 2016 GP, L.L.C., XXVI Holdings Inc., the managing member of Alphabet Holdings LLC, and Alphabet Inc., the sole stockholder of XXVI Holdings Inc., may each be deemed to have sole power to vote or dispose of these shares. Each of GV 2016 GP, L.P., GV 2016 GP, L.L.C., Alphabet Holdings LLC, XXVI Holdings Inc. and Alphabet Inc. disclaim beneficial ownership of the shares except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.