Last 12 months
Inside the activity.
14 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 10 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2023 Filed Sep 8, 2023 17:36 UTC |
Shiroma DonnaGeneral Counsel
|
SaleCommon Stock | 4,193 | $15.84 | $66,417.12 |
DisclosureSEC source: 0000950170-23-047331 · ownership.xml · nonDerivative · entry 1 Shiroma Donna · CIK 0001816251 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,257 F1 · kind: Shares sold in connection with payment of taxes incurred by the Reporting Person upon the vesting of RSUs F2 · balance_after: Includes unvested RSUs Read SEC document |
| August 16, 2023 Filed Aug 16, 2023 21:57 UTC | PurchaseCommon Stock | 1,000 | $17.06 | $17,060.00 |
DisclosureSEC source: 0000950170-23-043056 · ownership.xml · nonDerivative · entry 2 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
|
| August 16, 2023 Filed Aug 16, 2023 21:57 UTC | PurchaseCommon Stock | 1,000 | $17.05 | $17,050.00 |
DisclosureSEC source: 0000950170-23-043056 · ownership.xml · nonDerivative · entry 1 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
|
| August 15, 2023 Filed Aug 15, 2023 20:43 UTC | PurchaseCommon Stock | 1,000 | $17.93 | $17,930.00 |
DisclosureSEC source: 0000950170-23-042840 · ownership.xml · nonDerivative · entry 5 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
|
| August 15, 2023 Filed Aug 15, 2023 20:43 UTC | PurchaseCommon Stock | 1,000 | $17.94 | $17,940.00 |
DisclosureSEC source: 0000950170-23-042840 · ownership.xml · nonDerivative · entry 4 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
|
| August 15, 2023 Filed Aug 15, 2023 20:43 UTC | PurchaseCommon Stock | 1,000 | $17.96 | $17,960.00 |
DisclosureSEC source: 0000950170-23-042840 · ownership.xml · nonDerivative · entry 3 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
|
| August 15, 2023 Filed Aug 15, 2023 20:43 UTC | PurchaseCommon Stock | 1,000 | $17.89 | $17,890.00 |
DisclosureSEC source: 0000950170-23-042840 · ownership.xml · nonDerivative · entry 2 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
|
| August 15, 2023 Filed Aug 15, 2023 20:43 UTC | PurchaseCommon Stock | 1,000 | $17.92 | $17,920.00 |
DisclosureSEC source: 0000950170-23-042840 · ownership.xml · nonDerivative · entry 1 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
|
| June 20, 2023 Filed Jun 21, 2023 22:50 UTC | PurchaseCommon Stock | 1,000 | $16.15 | $16,150.00 |
DisclosureSEC source: 0001209191-23-038909 · doc4.xml · nonDerivative · entry 1 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
|
| June 15, 2023 Filed Jun 16, 2023 20:25 UTC | GrantStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037870 · doc4.xml · derivative · entry 1 O'Toole David D · CIK 0001491140 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2033-06-15 F1 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on the date 12 months following the grant date. Read SEC document |
|
| June 06, 2023 Filed Jun 8, 2023 20:38 UTC |
REED JAN STERNDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,646 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035440 · doc4.xml · derivative · entry 2 REED JAN STERN · CIK 0001124181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,646 Underlying: Common Stock · 2,646 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F4 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:38 UTC |
REED JAN STERNDirector
|
GrantCommon Stock | 6,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035440 · doc4.xml · nonDerivative · entry 1 REED JAN STERN · CIK 0001124181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,789 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F2 · price: Represents an award of RSUs, each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 16:37 UTC |
Quick AndrewChief Technology Officer
|
GrantStock Options (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035439 · doc4.xml · derivative · entry 1 Quick Andrew · CIK 0001817682 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2033-06-06 F1 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:34 UTC |
Crowe SuzanneDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,646 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035434 · doc4.xml · derivative · entry 2 Crowe Suzanne · CIK 0001816242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,646 Underlying: Common Stock · 2,646 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F5 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:34 UTC |
Crowe SuzanneDirector
|
GrantCommon Stock | 6,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035434 · doc4.xml · nonDerivative · entry 1 Crowe Suzanne · CIK 0001816242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,226 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F2 · price: Represents an award of RSUs, each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F3 · balance_after: Includes unvested RSUs. F4 · balance_after: Includes 20,560 of the Issuer's CDIs. The Reporting Person's 20,560 CDIs translate into 4,112 of the shares of Common Stock set forth above. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 16:38 UTC |
Shiroma DonnaGeneral Counsel
|
GrantStock Options (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035442 · doc4.xml · derivative · entry 1 Shiroma Donna · CIK 0001816251 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2033-06-06 F1 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 16:37 UTC |
Panaccio LouDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,646 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035438 · doc4.xml · derivative · entry 3 Panaccio Lou · CIK 0001816237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,646 Underlying: Common Stock · 2,646 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F7 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 16:37 UTC |
Panaccio LouDirector
|
GrantCommon Stock | 6,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035438 · doc4.xml · nonDerivative · entry 1 Panaccio Lou · CIK 0001816237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,206 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F2 · price: Represents an award of RSUs, each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F3 · balance_after: Includes unvested RSUs. F4 · balance_after: Includes 70,460 of the Issuer's CDIs. The Reporting Person holds 70,460 CDIs, which translate into 14,092 of the shares of Common Stock set forth above. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:39 UTC |
Vance Cary GuyDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,646 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035443 · doc4.xml · derivative · entry 4 Vance Cary Guy · CIK 0001608992 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,646 Underlying: Common Stock · 2,646 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F6 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:39 UTC |
Vance Cary GuyDirector
|
GrantStock Options (Right to Buy) · Derivative | 4,446 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035443 · doc4.xml · derivative · entry 3 Vance Cary Guy · CIK 0001608992 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,446 Underlying: Common Stock · 4,446 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F5 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:39 UTC |
Vance Cary GuyDirector
|
GrantCommon Stock | 6,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035443 · doc4.xml · nonDerivative · entry 2 Vance Cary Guy · CIK 0001608992 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,549 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F4 · price: Represents an award of RSUs, each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:39 UTC |
Vance Cary GuyDirector
|
GrantCommon Stock | 10,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035443 · doc4.xml · nonDerivative · entry 1 Vance Cary Guy · CIK 0001608992 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,374 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F2 · price: Represents an award of RSUs, each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest in three equal annual installments beginning on the date 12 months following the grant date. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 16:33 UTC |
CORBETT JAMESDirector · CEO
|
GrantStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035432 · doc4.xml · derivative · entry 1 CORBETT JAMES · CIK 0001238620 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F2 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:32 UTC |
COOK JEREMY CURNOCKDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,646 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035428 · doc4.xml · derivative · entry 2 COOK JEREMY CURNOCK · CIK 0001216486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,646 Underlying: Common Stock · 2,646 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F4 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:32 UTC |
COOK JEREMY CURNOCKDirector
|
GrantCommon Stock | 6,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035428 · doc4.xml · nonDerivative · entry 1 COOK JEREMY CURNOCK · CIK 0001216486 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,114 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F2 · price: Represents an award of RSUs, each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:36 UTC |
McNamara RobertDirector
|
GrantStock Options (Right to Buy) · Derivative | 2,646 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035437 · doc4.xml · derivative · entry 4 McNamara Robert · CIK 0001387652 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,646 Underlying: Common Stock · 2,646 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F6 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:36 UTC |
McNamara RobertDirector
|
GrantStock Options (Right to Buy) · Derivative | 4,446 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035437 · doc4.xml · derivative · entry 3 McNamara Robert · CIK 0001387652 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,446 Underlying: Common Stock · 4,446 shares Expires 2033-06-06 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F5 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on the date 12 months following the grant date. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:36 UTC |
McNamara RobertDirector
|
GrantCommon Stock | 6,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035437 · doc4.xml · nonDerivative · entry 2 McNamara Robert · CIK 0001387652 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,549 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F4 · price: Represents an award of RSUs, each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:36 UTC |
McNamara RobertDirector
|
GrantCommon Stock | 10,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-035437 · doc4.xml · nonDerivative · entry 1 McNamara Robert · CIK 0001387652 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,374 F1 · shares: The reporting person may elect to acquire the Issuer's CHESS Depositary Interests ("CDIs") in place of common stock upon vesting of a Restricted Stock Unit ("RSU") or exercise of a Stock Option. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of common stock and have all the rights and privileges of common stock. F2 · price: Represents an award of RSUs, each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest in three equal annual installments beginning on the date 12 months following the grant date. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:35 UTC |
Ekins SeanInterim CFO
|
GrantStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $14.17 | $0.00 |
DisclosureSEC source: 0001209191-23-035435 · doc4.xml · derivative · entry 1 Ekins Sean · CIK 0001833454 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2033-06-06 F1 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on the date 12 months following the grant date. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:25 UTC |
REED JAN STERNDirector
|
GrantStock Options (Right to Buy) · Derivative | 5,395 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001209191-22-061283 · doc4.xml · derivative · entry 2 REED JAN STERN · CIK 0001124181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,395 Underlying: Common Stock · 5,395 shares Expires 2032-12-12 F3 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:25 UTC |
REED JAN STERNDirector
|
GrantCommon Stock | 12,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-061283 · doc4.xml · nonDerivative · entry 1 REED JAN STERN · CIK 0001124181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,614 F1 · price: Represents an award of Restricted Stock Units ("RSUs"), each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:24 UTC |
Crowe SuzanneDirector
|
GrantStock Options (Right to Buy) · Derivative | 5,395 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001209191-22-061281 · doc4.xml · derivative · entry 2 Crowe Suzanne · CIK 0001816242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,395 Underlying: Common Stock · 5,395 shares Expires 2032-12-12 F4 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:24 UTC |
Crowe SuzanneDirector
|
GrantCommon Stock | 12,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-061281 · doc4.xml · nonDerivative · entry 1 Crowe Suzanne · CIK 0001816242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,051 F1 · price: Represents an award of Restricted Stock Units ("RSUs"), each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F2 · balance_after: Includes 20,560 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person's 20,560 CDIs translate into 4,112 of the shares of Common Stock set forth above. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 17:24 UTC |
Panaccio LouDirector
|
GrantStock Options (Right to Buy) · Derivative | 5,395 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001209191-22-061282 · doc4.xml · derivative · entry 3 Panaccio Lou · CIK 0001816237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,395 Underlying: Common Stock · 5,395 shares Expires 2032-12-12 F6 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 17:24 UTC |
Panaccio LouDirector
|
GrantCommon Stock | 12,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-061282 · doc4.xml · nonDerivative · entry 1 Panaccio Lou · CIK 0001816237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,031 F1 · price: Represents an award of Restricted Stock Units ("RSUs"), each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F2 · balance_after: Includes 70,460 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 70,460 CDIs, which translate into 14,092 of the shares of Common Stock set forth above. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 17:23 UTC |
CORBETT JAMESDirector · CEO
|
GrantStock Options (Right to Buy) · Derivative | 226,296 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001209191-22-061280 · doc4.xml · derivative · entry 1 CORBETT JAMES · CIK 0001238620 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,296 Underlying: Common Stock · 226,296 shares Expires 2032-09-28 F1 · date: These Stock Options were previously granted pursuant to the Reporting Person's Employment Agreement, dated September 26, 2022 and effective September 28, 2022, subject to stockholder approval. On December 12, 2022, the Issuer's stockholders approved the grant of the Stock Options at the Issuer's annual meeting. F2 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on September 28, 2023. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:22 UTC |
COOK JEREMY CURNOCKDirector
|
GrantStock Options (Right to Buy) · Derivative | 5,395 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001209191-22-061279 · doc4.xml · derivative · entry 2 COOK JEREMY CURNOCK · CIK 0001216486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,395 Underlying: Common Stock · 5,395 shares Expires 2032-12-12 F3 · derivative.exercise_date: These Stock Options vest on the date 12 months following the grant date. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:22 UTC |
COOK JEREMY CURNOCKDirector
|
GrantCommon Stock | 12,589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-061279 · doc4.xml · nonDerivative · entry 1 COOK JEREMY CURNOCK · CIK 0001216486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,939 F1 · price: Represents an award of Restricted Stock Units ("RSUs"), each representing a contingent right to be issued one share of Common Stock, that are subject to time-based vesting criteria. These RSUs vest on the date 12 months following the grant date. F2 · balance_after: Includes unvested RSUs. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:46 UTC |
PERRY MICHAEL SDirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $5.99 | $0.00 |
DisclosureSEC source: 0001209191-22-058404 · doc4.xml · derivative · entry 3 PERRY MICHAEL S · CIK 0001250379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2022-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These Stock Options were originally exercisable for ordinary shares of of AVITA Medical, Ltd., an Australian public company and predecessor to the Issuer ("Predecessor"). Pursuant to a scheme of arrangement, completed on June 30, 2020, the Stock Options became exercisable for shares of Common Stock of the Issuer in the ratio of one share of Common Stock for every 100 ordinary shares of Predecessor for which the Stock Options would otherwise have been exercisable. F1 · derivative.exercise_price: The exercise price was converted from A$8.20, which reflects the 100:1 consolidation ratio applied in converting ordinary shares of Predecessor (as defined below) to shares of the Issuer's Common Stock, using the exchange rate as published by the Reserve Bank of Australia in effect on the date of grant (November 30, 2018). Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:46 UTC |
PERRY MICHAEL SDirector
|
SaleCommon Stock | 150,000 | $7.18 | $1,077,000.00 |
DisclosureSEC source: 0001209191-22-058404 · doc4.xml · nonDerivative · entry 2 PERRY MICHAEL S · CIK 0001250379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,543 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.45. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of the shares of Common Stock sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 634,602 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 634,602 CDIs, which translate into 126,920 of the shares of Common Stock set forth above. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 21:46 UTC |
PERRY MICHAEL SDirector
|
Exercise / conversionCommon Stock | 150,000 | $5.99 | $898,500.00 |
DisclosureSEC source: 0001209191-22-058404 · doc4.xml · nonDerivative · entry 1 PERRY MICHAEL S · CIK 0001250379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price was converted from A$8.20, which reflects the 100:1 consolidation ratio applied in converting ordinary shares of Predecessor (as defined below) to shares of the Issuer's Common Stock, using the exchange rate as published by the Reserve Bank of Australia in effect on the date of grant (November 30, 2018). F2 · balance_after: Includes 634,602 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 634,602 CDIs, which translate into 126,920 of the shares of Common Stock set forth above. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:15 UTC |
PERRY MICHAEL SDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 3,450 | $0.00 Strike: $12.18 | $0.00 |
DisclosureSEC source: 0001209191-22-048725 · doc4.xml · derivative · entry 2 PERRY MICHAEL S · CIK 0001250379 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Underlying: Common Stock · 3,450 shares Expires 2031-12-22 F5 · kind: These Stock Options were originally granted on December 22, 2021 and vested on September 1, 2022 in connection with the satisfaction of a performance-based vesting condition. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 20:15 UTC |
PERRY MICHAEL SDirector · Chief Executive Officer
|
GrantCommon Stock | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048725 · doc4.xml · nonDerivative · entry 1 PERRY MICHAEL S · CIK 0001250379 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,983 F1 · kind: These shares of Common Stock were issued upon the vesting of Restricted Stock Units ("RSUs"), which were originally granted on December 22, 2021, in connection with the satisfaction of a performance-based vesting condition. F2 · shares: These shares of Common Stock represent half of the shares of Common Stock that were issued upon the vesting of the RSUs. The other shares were transferred to the Reporting Person's former spouse pursuant to a property settlement agreement. F3 · balance_after: Includes 71,440 unvested RSUs with vesting conditions based on the Reporting Person's continued employment or the market price of the Issuer's common stock. Pursuant to a property settlement agreement, half of the shares of Common Stock underlying such RSUs will be transferred to the Reporting Person's former spouse upon the respective vesting events. F4 · balance_after: Includes 634,602 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 634,602 CDIs, which translate into 126,920 of the shares of Common Stock set forth above. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:54 UTC |
Quick AndrewChief Technology Officer
|
GrantStock Options (Right to Buy) · Derivative | 20,650 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001209191-22-041375 · doc4.xml · derivative · entry 2 Quick Andrew · CIK 0001817682 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 Underlying: Common Stock · 20,650 shares Expires 2032-07-01 F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on August 20, 2023. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:54 UTC |
Quick AndrewChief Technology Officer
|
GrantCommon Stock | 35,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041375 · doc4.xml · nonDerivative · entry 1 Quick Andrew · CIK 0001817682 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,450 F1 · price: Reflects Restricted Stock Units, each representing a contingent right to be issued one share of Common Stock. These Restricted Stock Units vest in four equal annual installments beginning on August 20, 2023. F2 · balance_after: Includes unvested Restricted Stock Units. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:56 UTC |
Liberto ErinChief Commercial Officer
|
GrantStock Options (Right to Buy) · Derivative | 20,650 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001209191-22-041377 · doc4.xml · derivative · entry 2 Liberto Erin · CIK 0001816245 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 Underlying: Common Stock · 20,650 shares Expires 2032-07-01 F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on August 20, 2023. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:56 UTC |
Liberto ErinChief Commercial Officer
|
GrantCommon Stock | 35,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041377 · doc4.xml · nonDerivative · entry 1 Liberto Erin · CIK 0001816245 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,450 F1 · price: Reflects Restricted Stock Units, each representing a contingent right to be issued one share of Common Stock. These Restricted Stock Units vest in four equal annual installments beginning on August 20, 2023. F2 · balance_after: Includes unvested Restricted Stock Units. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:53 UTC |
Shiroma DonnaGeneral Counsel
|
GrantStock Options (Right to Buy) · Derivative | 20,650 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001209191-22-041374 · doc4.xml · derivative · entry 2 Shiroma Donna · CIK 0001816251 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 Underlying: Common Stock · 20,650 shares Expires 2032-07-01 F3 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on August 20, 2023. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 18:53 UTC |
Shiroma DonnaGeneral Counsel
|
GrantCommon Stock | 35,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041374 · doc4.xml · nonDerivative · entry 1 Shiroma Donna · CIK 0001816251 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,450 F1 · price: Reflects Restricted Stock Units, each representing a contingent right to be issued one share of Common Stock. These Restricted Stock Units vest in four equal annual installments beginning on August 20, 2023. F2 · balance_after: Includes unvested Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.