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Nasdaq · USD

RBCAA

REPUBLIC BANCORP INC /KY/

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Tapewire entity
1302
SEC CIK
0000921557
Parsed reports
1,004

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2020 16:14 UTC
DeWeese Steven EEVP, Dir of Bus & Private Bank
Tax withholdingClass A Common Stock 472 $37.74 $17,813.28
Disclosure

SEC source: 0001179110-20-003006 · edgar.xml · nonDerivative · entry 2

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,640

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:14 UTC
DeWeese Steven EEVP, Dir of Bus & Private Bank
GrantClass A Common Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003006 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,112

Read SEC document
March 02, 2020 Filed Mar 4, 2020 16:11 UTC
Powell Anthony TEVP, Chief Lending Officer
GrantClass A Common Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003004 · edgar.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,943.029

Read SEC document
February 19, 2020 Filed Feb 21, 2020 20:04 UTC
Nelson William RPresident, RPG
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,750 $0.00 Strike: $24.47 $0.00
Disclosure

SEC source: 0001179110-20-002013 · edgar.xml · derivative · entry 3

Nelson William R · CIK 0001459625 · President, RPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,750 shares

Expires 2020-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 20:04 UTC
Nelson William RPresident, RPG
Tax withholdingClass A Common Stock 2,028 $41.83 $84,831.24
Disclosure

SEC source: 0001179110-20-002013 · edgar.xml · nonDerivative · entry 2

Nelson William R · CIK 0001459625 · President, RPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,845

Read SEC document
February 19, 2020 Filed Feb 21, 2020 20:04 UTC
Nelson William RPresident, RPG
Exercise / conversionClass A Common Stock 2,750 $24.47 $67,292.50
Disclosure

SEC source: 0001179110-20-002013 · edgar.xml · nonDerivative · entry 1

Nelson William R · CIK 0001459625 · President, RPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 14, 2022 16:58 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001139 · edgar.xml · nonDerivative · entry 9

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trager Family Irrevocable Trust

Disclosed balance after: 62,367

F4 · security: Filing 2 of 2.

F2 · shares: Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.

F3 · shares: The Reporting Person's sister has regularly withdrawn shares from her sub-trust since its creation. The Reporting Person did not take any action in and was only recently made aware of these withdrawals.

F1 · ownership.nature: Trager Family Irrevocable Trust (the "Trust") is a family trust of which the Reporting Person is a co-trustee and a beneficiary.

F2 · ownership.nature: Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:48 UTC
Powell Anthony TEVP, Chief Lending Officer
GrantClass A Common Stock 127 $46.80 $5,943.60
Disclosure

SEC source: 0001179110-20-000124 · edgar.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,943.029

F1 · balance_after: Includes 14.246 shares acquired under the Issuer's employee stock purchase plan on December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:07 UTC
Arnold Robert JSVP, Commercial Lending
GrantClass A Common Stock 100 $46.80 $4,680.00
Disclosure

SEC source: 0001179110-20-000109 · edgar.xml · nonDerivative · entry 1

Arnold Robert J · CIK 0001480501 · SVP, Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,696

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:10 UTC GrantClass A Common Stock 139 $46.80 $6,505.20
Disclosure

SEC source: 0001179110-20-000102 · edgar.xml · nonDerivative · entry 1

Greenberg Craig · CIK 0001433661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,226

Read SEC document
December 31, 2019 Filed Jan 3, 2020 18:46 UTC
SIPES KEVIN DEVP & Chief Financial Officer
GrantClass A Common Stock 127 $46.80 $5,943.60
Disclosure

SEC source: 0001179110-20-000122 · edgar.xml · nonDerivative · entry 1

SIPES KEVIN D · CIK 0001243572 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,007.142

F1 · balance_after: Includes 73.931 shares acquired under the Issuer's employee stock purchase plan on December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:06 UTC
Vogt Mark ADirector
GrantClass A Common Stock 58 $46.80 $2,714.40
Disclosure

SEC source: 0001179110-20-000098 · edgar.xml · nonDerivative · entry 1

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,196

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:08 UTC GrantClass A Common Stock 140 $46.80 $6,552.00
Disclosure

SEC source: 0001179110-20-000100 · edgar.xml · nonDerivative · entry 1

Rust Michael T · CIK 0001396876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,093

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:01 UTC GrantClass A Common Stock 94 $46.80 $4,399.20
Disclosure

SEC source: 0001179110-20-000094 · edgar.xml · nonDerivative · entry 1

TAMME STOUT SUE · CIK 0001242469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,922

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:03 UTC GrantClass A Common Stock 107 $46.80 $5,007.60
Disclosure

SEC source: 0001179110-20-000096 · edgar.xml · nonDerivative · entry 1

STRATTON R WAYNE · CIK 0001242475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,537

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:34 UTC
DeWeese Steven EEVP, Dir of Bus & Private Bank
GrantClass A Common Stock 100 $46.80 $4,680.00
Disclosure

SEC source: 0001179110-20-000082 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,862

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:32 UTC
Nelson William RPresident, RPG
GrantClass A Common Stock 126 $46.80 $5,896.80
Disclosure

SEC source: 0001179110-20-000080 · edgar.xml · nonDerivative · entry 1

Nelson William R · CIK 0001459625 · President, RPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,123

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:26 UTC
Rippy John TEVP, Chief Risk Officer
GrantClass A Common Stock 121 $46.80 $5,662.80
Disclosure

SEC source: 0001179110-20-000075 · edgar.xml · nonDerivative · entry 1

Rippy John T · CIK 0001632077 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,395.012

F1 · balance_after: Includes 64.030 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.

F2 · balance_after: Includes 7.123 shares acquired under the Issuer's employee stock purchase plan on December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:30 UTC
Montano JuanEVP, Chief Mtg Banking Officer
GrantClass A Common Stock 126 $46.80 $5,896.80
Disclosure

SEC source: 0001179110-20-000078 · edgar.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,097

Read SEC document
November 29, 2019 Filed Dec 3, 2019 15:33 UTC
DeWeese Steven EEVP, Dir of Bus & Private Bank
SaleClass A Common Stock 277 $46.00 $12,742.00
Disclosure

SEC source: 0001179110-19-012205 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,762

Read SEC document
November 25, 2019 Filed Nov 27, 2019 19:47 UTC
Powell Anthony TEVP, Chief Lending Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,750 $0.00 Strike: $24.47 $0.00
Disclosure

SEC source: 0001179110-19-012109 · edgar.xml · derivative · entry 4

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,750 shares

Expires 2020-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 19:47 UTC
Powell Anthony TEVP, Chief Lending Officer
Tax withholdingClass A Common Stock 1,877 $46.21 $86,736.17
Disclosure

SEC source: 0001179110-19-012109 · edgar.xml · nonDerivative · entry 2

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,801.783

Read SEC document
November 25, 2019 Filed Nov 27, 2019 19:47 UTC
Powell Anthony TEVP, Chief Lending Officer
Exercise / conversionClass A Common Stock 2,750 $24.47 $67,292.50
Disclosure

SEC source: 0001179110-19-012109 · edgar.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,678.783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 16:58 UTC
DeWeese Steven EEVP, Dir of Bus & Private Bank
SaleClass A Common Stock 100 $46.00 $4,600.00
Disclosure

SEC source: 0001179110-19-011954 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,039

Read SEC document
October 31, 2019 Filed Feb 14, 2022 16:58 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001139 · edgar.xml · nonDerivative · entry 8

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trager Family Irrevocable Trust

Disclosed balance after: 63,367

F4 · security: Filing 2 of 2.

F2 · shares: Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.

F3 · shares: The Reporting Person's sister has regularly withdrawn shares from her sub-trust since its creation. The Reporting Person did not take any action in and was only recently made aware of these withdrawals.

F1 · ownership.nature: Trager Family Irrevocable Trust (the "Trust") is a family trust of which the Reporting Person is a co-trustee and a beneficiary.

F2 · ownership.nature: Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 18:54 UTC
Arnold Robert JSVP, Commercial Lending
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,750 $0.00 Strike: $24.47 $0.00
Disclosure

SEC source: 0001179110-19-011337 · edgar.xml · derivative · entry 4

Arnold Robert J · CIK 0001480501 · SVP, Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,750 shares

Expires 2020-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 18:54 UTC
Arnold Robert JSVP, Commercial Lending
Tax withholdingClass A Common Stock 1,908 $44.80 $85,478.40
Disclosure

SEC source: 0001179110-19-011337 · edgar.xml · nonDerivative · entry 2

Arnold Robert J · CIK 0001480501 · SVP, Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,596

Read SEC document
October 30, 2019 Filed Nov 1, 2019 18:54 UTC
Arnold Robert JSVP, Commercial Lending
Exercise / conversionClass A Common Stock 2,750 $24.47 $67,292.50
Disclosure

SEC source: 0001179110-19-011337 · edgar.xml · nonDerivative · entry 1

Arnold Robert J · CIK 0001480501 · SVP, Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2019 Filed Oct 24, 2019 15:24 UTC
DeWeese Steven EEVP, Dir of Bus & Private Bank
SaleClass A Common Stock 300 $45.00 $13,500.00
Disclosure

SEC source: 0001179110-19-011220 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,139

Read SEC document
October 03, 2019 Filed Oct 7, 2019 19:03 UTC
Nelson William RPresident, RPG
Tax withholdingClass A Common Stock 3,030 $42.23 $127,956.90
Disclosure

SEC source: 0001179110-19-010862 · edgar.xml · nonDerivative · entry 1

Nelson William R · CIK 0001459625 · President, RPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,997

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:50 UTC GrantClass A Common Stock 149 $43.45 $6,474.05
Disclosure

SEC source: 0001104659-19-052492 · a4.xml · nonDerivative · entry 1

TAMME STOUT SUE · CIK 0001242469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,828

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:29 UTC
DeWeese Steven EEVP, Dir of Bus & Private Bank
GrantClass A Common Stock 127 $43.45 $5,518.15
Disclosure

SEC source: 0001104659-19-052456 · a4.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,439

Read SEC document
September 30, 2019 Filed Oct 2, 2019 18:33 UTC GrantClass A Common Stock 132 $43.45 $5,735.40
Disclosure

SEC source: 0001104659-19-052504 · a4.xml · nonDerivative · entry 1

STRATTON R WAYNE · CIK 0001242475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,430

Read SEC document
September 30, 2019 Filed Oct 2, 2019 18:28 UTC
Powell Anthony TEVP, Chief Lending Officer
GrantClass A Common Stock 158 $43.45 $6,865.10
Disclosure

SEC source: 0001104659-19-052503 · a4.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,928.783

F1 · balance_after: Includes 17.902 shares acquired under the Issuer's employee stock purchase plan on September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:38 UTC
Vogt Mark ADirector
GrantClass A Common Stock 95 $43.45 $4,127.75
Disclosure

SEC source: 0001104659-19-052489 · a4.xml · nonDerivative · entry 1

Vogt Mark A · CIK 0001670473 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,138

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:37 UTC GrantClass A Common Stock 215 $43.45 $9,341.75
Disclosure

SEC source: 0001104659-19-052487 · a4.xml · nonDerivative · entry 1

Greenberg Craig · CIK 0001433661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,087

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:37 UTC GrantClass A Common Stock 193 $43.45 $8,385.85
Disclosure

SEC source: 0001104659-19-052488 · a4.xml · nonDerivative · entry 1

Rust Michael T · CIK 0001396876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,953

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:36 UTC
SIPES KEVIN DEVP & Chief Financial Officer
GrantClass A Common Stock 158 $43.45 $6,865.10
Disclosure

SEC source: 0001104659-19-052486 · a4.xml · nonDerivative · entry 1

SIPES KEVIN D · CIK 0001243572 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,806.211

F1 · balance_after: Includes 92.916 shares acquired under the Issuer's employee stock purchase plan on September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:25 UTC
Nelson William RPresident, RPG
GrantClass A Common Stock 157 $43.45 $6,821.65
Disclosure

SEC source: 0001104659-19-052451 · a4.xml · nonDerivative · entry 1

Nelson William R · CIK 0001459625 · President, RPG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,027

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:05 UTC
Arnold Robert JSVP, Commercial Lending
GrantClass A Common Stock 127 $43.45 $5,518.15
Disclosure

SEC source: 0001104659-19-052477 · a4.xml · nonDerivative · entry 1

Arnold Robert J · CIK 0001480501 · SVP, Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:29 UTC
Montano JuanEVP, Chief Mtg Banking Officer
GrantClass A Common Stock 157 $43.45 $6,821.65
Disclosure

SEC source: 0001104659-19-052481 · a4.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,971

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:25 UTC
Rippy John TEVP, Chief Risk Officer
GrantClass A Common Stock 160 $43.45 $6,952.00
Disclosure

SEC source: 0001104659-19-052449 · a4.xml · nonDerivative · entry 1

Rippy John T · CIK 0001632077 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,202.859

F1 · balance_after: Includes 55.467 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.

F2 · balance_after: Includes 8.950 shares acquired under the Issuer's employee stock purchase plan on September 30, 2019.

Read SEC document
August 27, 2019 Filed Aug 28, 2019 16:34 UTC
Montano JuanEVP, Chief Mtg Banking Officer
SaleClass A Common Stock 1,109 $42.32 $46,932.88
Disclosure

SEC source: 0001179110-19-009899 · edgar.xml · nonDerivative · entry 2

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,814

Read SEC document
August 26, 2019 Filed Aug 28, 2019 16:34 UTC
Montano JuanEVP, Chief Mtg Banking Officer
SaleClass A Common Stock 1,110 $42.95 $47,669.95
Disclosure

SEC source: 0001179110-19-009899 · edgar.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923

Read SEC document
August 19, 2019 Filed Aug 21, 2019 18:21 UTC
DeWeese Steven EEVP, Dir of Bus & Private Bank
SaleClass A Common Stock 100 $43.75 $4,375.00
Disclosure

SEC source: 0001179110-19-009741 · edgar.xml · nonDerivative · entry 1

DeWeese Steven E · CIK 0001480405 · EVP, Dir of Bus & Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,312

Read SEC document
July 31, 2019 Filed Feb 14, 2022 16:58 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001139 · edgar.xml · nonDerivative · entry 7

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trager Family Irrevocable Trust

Disclosed balance after: 64,367

F4 · security: Filing 2 of 2.

F2 · shares: Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.

F3 · shares: The Reporting Person's sister has regularly withdrawn shares from her sub-trust since its creation. The Reporting Person did not take any action in and was only recently made aware of these withdrawals.

F1 · ownership.nature: Trager Family Irrevocable Trust (the "Trust") is a family trust of which the Reporting Person is a co-trustee and a beneficiary.

F2 · ownership.nature: Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.

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July 09, 2019 Filed Jul 11, 2019 18:11 UTC
TRAGER SCOTTDirector · Vice Chairman · 10% owner
GrantClass A Common Stock 8 $50.21 $401.68
Disclosure

SEC source: 0001179110-19-008577 · edgar.xml · nonDerivative · entry 1

TRAGER SCOTT · CIK 0001078588 · Director · Vice Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,428.639

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July 09, 2019 Filed Jul 11, 2019 15:41 UTC
Montano JuanEVP, Chief Mtg Banking Officer
GrantClass A Common Stock 2 $50.21 $100.42
Disclosure

SEC source: 0001179110-19-008575 · edgar.xml · nonDerivative · entry 1

Montano Juan · CIK 0001647430 · EVP, Chief Mtg Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,033

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July 09, 2019 Filed Jul 11, 2019 15:40 UTC
Powell Anthony TEVP, Chief Lending Officer
GrantClass A Common Stock 4 $50.21 $200.84
Disclosure

SEC source: 0001179110-19-008573 · edgar.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,752.881

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June 28, 2019 Filed Jul 2, 2019 19:09 UTC
Powell Anthony TEVP, Chief Lending Officer
GrantClass A Common Stock 118 $49.75 $5,870.50
Disclosure

SEC source: 0001179110-19-008333 · edgar.xml · nonDerivative · entry 1

Powell Anthony T · CIK 0001632477 · EVP, Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,748.881

F1 · balance_after: Includes 13.401 shares acquired under the Issuer's employee stock purchase plan on June 28, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.