Tapewire

Nasdaq · USD

RBBN

Ribbon Communications Inc.

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Tapewire entity
5785
SEC CIK
0001708055
Parsed reports
487

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Exercise / conversionRestricted Stock Units (RSUs) · Derivative 8,960 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007209 · form4.xml · derivative · entry 7

LOPEZ MIGUEL A · CIK 0001600024 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,921

Underlying: Common Stock · 8,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 15, 2024.

F5 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Tax withholdingCommon Stock 15,327 $3.71 $56,863.17
Disclosure

SEC source: 0001062993-23-007209 · form4.xml · nonDerivative · entry 6

LOPEZ MIGUEL A · CIK 0001600024 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,961

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Exercise / conversionCommon Stock 39,823 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007209 · form4.xml · nonDerivative · entry 5

LOPEZ MIGUEL A · CIK 0001600024 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Tax withholdingCommon Stock 9,582 $3.71 $35,549.22
Disclosure

SEC source: 0001062993-23-007209 · form4.xml · nonDerivative · entry 4

LOPEZ MIGUEL A · CIK 0001600024 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,465

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Exercise / conversionCommon Stock 24,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007209 · form4.xml · nonDerivative · entry 3

LOPEZ MIGUEL A · CIK 0001600024 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Tax withholdingCommon Stock 2,895 $3.71 $10,740.45
Disclosure

SEC source: 0001062993-23-007209 · form4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,157

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC Exercise / conversionCommon Stock 8,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007209 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionPSUs · Derivative 18,307 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · derivative · entry 11

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 11,442 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · derivative · entry 10

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

F3 · derivative.expiration_date: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 4,116 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · derivative · entry 9

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,233

Underlying: Common Stock · 4,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 15, 2024.

F5 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Tax withholdingCommon Stock 4,819 $3.71 $17,878.49
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · nonDerivative · entry 6

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,609

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionCommon Stock 18,307 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · nonDerivative · entry 5

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Tax withholdingCommon Stock 3,392 $3.71 $12,584.32
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · nonDerivative · entry 4

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,121

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionCommon Stock 11,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · nonDerivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Tax withholdingCommon Stock 1,220 $3.71 $4,526.20
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · nonDerivative · entry 2

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,071

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:32 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionCommon Stock 4,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007210 · form4.xml · nonDerivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Exercise / conversionRSUs · Derivative 40,094 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · derivative · entry 12

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

F4 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Exercise / conversionPerformance-Based Restricted Stock Units (PSUs) · Derivative 25,059 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · derivative · entry 11

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,059 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

F3 · derivative.expiration_date: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Exercise / conversionRSUs · Derivative 7,965 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · derivative · entry 10

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,929

Underlying: Common Stock · 7,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 15, 2024.

F6 · derivative.expiration_date: The RSUs were granted on March 15, 2021 and vested as to one-third on March 15, 2022; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 16,705 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · derivative · entry 9

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,705

Underlying: Common Stock · 16,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs were granted on September 15, 2020 and vested as to one-third on September 15, 2021; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through September 15, 2023.

F5 · derivative.expiration_date: The RSUs were granted on September 15, 2020 and vested as to one-third on September 15, 2021; the remaining two-thirds of the RSUs vest in four equal semi-annual installments thereafter through September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Tax withholdingCommon Stock 21,462 $3.71 $79,624.02
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · nonDerivative · entry 8

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,602

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 40,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · nonDerivative · entry 7

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of a peer index of companies (set by the Compensation Committee at the time of grant) over the three fiscal years ending prior to the vesting date. Based on the Compensation Committee's determination of achievement at December 31, 2022, the number of PSUs reported as vested reflects achievement at 100% of target level performance over the three-year period.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Tax withholdingCommon Stock 13,414 $3.71 $49,765.94
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · nonDerivative · entry 6

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,970

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 25,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · nonDerivative · entry 5

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The number of PSUs earned and issuable upon vesting was determined based on goals (set by the Compensation Committee of the Issuer's Board of Directors (the "Compensation Committee") on an annual basis) for each of the three fiscal years prior to the vesting date. Based on the Compensation Committee's determination of achievement of these pre-established financial goals, 125% of the shares subject to the 2020 financial period were earned and vested on March 15, 2023, and no shares were earned for the 2021 and 2022 performance periods and were forfeited.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Tax withholdingCommon Stock 4,263 $3.71 $15,815.73
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · nonDerivative · entry 4

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,325

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 7,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · nonDerivative · entry 3

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Tax withholdingCommon Stock 8,942 $3.71 $33,174.82
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · nonDerivative · entry 2

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,623

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs and PSUs.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:30 UTC
Bucci SamEVP & COO
Exercise / conversionCommon Stock 16,705 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-007207 · form4.xml · nonDerivative · entry 1

Bucci Sam · CIK 0001824854 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) and Performance Share Unit (PSU) converts into common stock on a one-for-one basis.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:33 UTC
Macken Patrick WEVP, Chief Legal Officer
GrantRestricted Stock Units (RSU) · Derivative 40,983 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001125 · form4.xml · derivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,983

Underlying: Common Stock · 40,983 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on January 18, 2024.

F2 · derivative.expiration_date: The RSUs vest in full on January 18, 2024.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:32 UTC GrantCommon Stock 12,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-001124 · form4.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,394

F1 · kind: Represents shares issued in lieu of receipt of cash fees for service on the Registrant's Board of Directors and committees thereof.

F2 · price: Price determined in accordance with Registrant's Non-Employee Director Compensation Policy.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:33 UTC GrantRestricted Stock Units (RSU) · Derivative 49,180 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001127 · form4.xml · derivative · entry 4

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,180

Underlying: Common Stock · 49,180 shares

Expires not disclosed

F3 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSUs vest in full on January 18, 2024.

F5 · derivative.expiration_date: The RSUs vest in full on January 18, 2024.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:33 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 16,592 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001127 · form4.xml · derivative · entry 3

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,593

Underlying: Common Stock · 16,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert to common stock on a one-for-one basis.

F1 · derivative.exercise_date: The Restricted Stock Units (RSUs) vested as to one-third on July 15, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through July 15, 2023.

F1 · derivative.expiration_date: The Restricted Stock Units (RSUs) vested as to one-third on July 15, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through July 15, 2023.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:33 UTC Tax withholdingCommon Stock 6,744 $3.07 $20,704.08
Disclosure

SEC source: 0001062993-23-001127 · form4.xml · nonDerivative · entry 2

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,092

F2 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

F4 · balance_after: Total corrects prior typographical error regarding total shares of common stock held by the Reporting Person.

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January 17, 2023 Filed Jan 19, 2023 22:33 UTC Exercise / conversionCommon Stock 16,592 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001127 · form4.xml · nonDerivative · entry 1

LOPEZ MIGUEL A · CIK 0001600024 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Restricted Stock Units (RSUs) vested as to one-third on July 15, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through July 15, 2023.

F3 · price: RSUs convert to common stock on a one-for-one basis.

F4 · balance_after: Total corrects prior typographical error regarding total shares of common stock held by the Reporting Person.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:33 UTC
Bucci SamEVP & Chief Operating Officer
GrantRestricted Stock Units (RSU) · Derivative 81,967 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001126 · form4.xml · derivative · entry 1

Bucci Sam · CIK 0001824854 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on January 18, 2024.

F2 · derivative.expiration_date: The RSUs vest in full on January 18, 2024.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 22:32 UTC
Marmurek Eric SSVP, Finance & CAO
GrantRestricted Stock Units (RSUs) · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-001123 · form4.xml · derivative · entry 1

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest in full on January 18, 2024.

F2 · derivative.expiration_date: The RSUs vest in full on January 18, 2024.

Read SEC document
December 19, 2022 Filed Dec 19, 2022 21:39 UTC
Macken Patrick WEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 24,999 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024102 · form4.xml · derivative · entry 3

Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 24,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through June 19, 2023.

F3 · derivative.expiration_date: The RSUs vested as to one-third on June 19, 2021, and the remaining two-thirds of the RSUs vest in four equal, semi-annual installments thereafter through June 19, 2023.

Read SEC document
December 19, 2022 Filed Dec 19, 2022 21:39 UTC
Macken Patrick WEVP, Chief Legal Officer
Tax withholdingCommon Stock 10,337 $2.78 $28,736.86
Disclosure

SEC source: 0001062993-22-024102 · form4.xml · nonDerivative · entry 2

Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,973

F2 · shares: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

F2 · price: Reflects share of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
December 19, 2022 Filed Dec 19, 2022 21:39 UTC
Macken Patrick WEVP, Chief Legal Officer
Exercise / conversionCommon Stock 24,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-024102 · form4.xml · nonDerivative · entry 1

Macken Patrick W · CIK 0001641965 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:35 UTC
Mair ScottDirector
GrantRestricted Stock Units ("RSU(s)") · Derivative 40,309 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020973 · form4.xml · derivative · entry 1

Mair Scott · CIK 0001945175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,309

Underlying: Common Stock · 40,309 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (1) the first anniversary of the date of grant and (2) the next annual stockholders meeting of the Issuer which is held at least 50 weeks after the Issuer's immediately preceding year's annual stockholders meeting subject to the Reporting Person's continued service to the Issuer through such date.

F2 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (1) the first anniversary of the date of grant and (2) the next annual stockholders meeting of the Issuer which is held at least 50 weeks after the Issuer's immediately preceding year's annual stockholders meeting subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:33 UTC GrantCommon Stock 16,891 $2.22 $37,498.02
Disclosure

SEC source: 0001062993-22-020972 · form4.xml · nonDerivative · entry 1

GRAYSON BRUNS H · CIK 0001204899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,298

F1 · date: Represents shares issued in lieu of receipt of cash fees for service on the Registrant's Board of Directors and committees thereof.

F1 · kind: Represents shares issued in lieu of receipt of cash fees for service on the Registrant's Board of Directors and committees thereof.

F2 · price: Price determined in accordance with Registrant's Non-Employee Director Compensation Policy.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 18:12 UTC
Scarfo AnthonyEVP & GM, Cloud & Edge BU
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 27,006 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · derivative · entry 6

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

Underlying: Common Stock · 27,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F4 · derivative.expiration_date: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 18:12 UTC
Scarfo AnthonyEVP & GM, Cloud & Edge BU
Tax withholdingCommon Stock 6,986 $2.95 $20,608.70
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · nonDerivative · entry 4

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,431

F3 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 18:12 UTC
Scarfo AnthonyEVP & GM, Cloud & Edge BU
Exercise / conversionCommon Stock 27,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019709 · form4.xml · nonDerivative · entry 3

Scarfo Anthony · CIK 0001550524 · EVP & GM, Cloud & Edge BU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F1 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:12 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 15,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019707 · form4.xml · derivative · entry 6

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,432

Underlying: Common Stock · 15,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to Common Stock on a one-for-one basis.

F1 · price: RSUs convert to Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F4 · derivative.expiration_date: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:12 UTC
Marmurek Eric SSVP, Finance & CAO
Tax withholdingCommon Stock 3,757 $2.95 $11,083.15
Disclosure

SEC source: 0001062993-22-019707 · form4.xml · nonDerivative · entry 4

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,175

F2 · price: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:12 UTC
Marmurek Eric SSVP, Finance & CAO
Exercise / conversionCommon Stock 15,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019707 · form4.xml · nonDerivative · entry 3

Marmurek Eric S · CIK 0001720721 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The RSUs vested as to one third on March 16, 2021 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F3 · price: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:08 UTC
Bruny Steven MEVP Sales, Americas Region
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 27,006 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019701 · form4.xml · derivative · entry 6

Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

Underlying: Common Stock · 27,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for one basis.

F4 · derivative.exercise_date: The RSUs vested as to one third on March 16, 2021, and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F2 · derivative.expiration_date: The RSUs vested as to one-third on March 15, 2022 and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 15, 2024.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:08 UTC
Bruny Steven MEVP Sales, Americas Region
Tax withholdingCommon Stock 10,851 $2.95 $32,010.45
Disclosure

SEC source: 0001062993-22-019701 · form4.xml · nonDerivative · entry 4

Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,359

F3 · kind: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

F3 · shares: Reflects shares of Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
September 16, 2022 Filed Sep 19, 2022 22:08 UTC
Bruny Steven MEVP Sales, Americas Region
Exercise / conversionCommon Stock 27,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-019701 · form4.xml · nonDerivative · entry 3

Bruny Steven M · CIK 0001720723 · EVP Sales, Americas Region

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The RSUs vested as to one third on March 16, 2021, and the remaining two-thirds vest in four equal semi-annual installments thereafter through March 16, 2023.

F1 · price: RSUs convert into common stock on a one-for one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.