Last 12 months
Inside the activity.
8 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 14, 2017 20:57 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionCommon Shares | 3,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020561 · doc4.xml · nonDerivative · entry 1 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
Exercise / conversion2014 RSU · Derivative | 1,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020559 · doc4.xml · derivative · entry 7 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Restricted Share Units ("RSUs") - 2014 F1 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
Exercise / conversion2014 DER RSU · Derivative | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020559 · doc4.xml · derivative · entry 6 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 96 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units F1 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
Disposition to issuerCommon Shares | 1,511 | $32.72 | $49,439.92 |
DisclosureSEC source: 0001209191-17-020559 · doc4.xml · nonDerivative · entry 3 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Shares | 1,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020559 · doc4.xml · nonDerivative · entry 2 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:55 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Shares | 96 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020559 · doc4.xml · nonDerivative · entry 1 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Exercise / conversion2014 RSU · Derivative | 2,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · derivative · entry 11 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Restricted Share Units ("RSUs") - 2014 F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Exercise / conversion2014 DER RSU · Derivative | 158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · derivative · entry 10 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Exercise / conversion2014 PSUs · Derivative | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · derivative · entry 9 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Performance Share Units ("PSUs") - 2014 F1 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Exercise / conversion2014 DER PSU · Derivative | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · derivative · entry 8 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Dividend Equivalent Rights ("DER") for 2014 Performance Share Units F1 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Disposition to issuerCommon Shares | 4,408 | $32.72 | $144,229.76 |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · nonDerivative · entry 5 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Exercise / conversionCommon Shares | 158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · nonDerivative · entry 4 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Exercise / conversionCommon Shares | 2,331 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · nonDerivative · entry 3 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Exercise / conversionCommon Shares | 122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · nonDerivative · entry 2 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:53 UTC |
Wall Randall JamesPresident, Canada
|
Exercise / conversionCommon Shares | 1,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020556 · doc4.xml · nonDerivative · entry 1 Wall Randall James · CIK 0001661932 · President, Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Exercise / conversion2014 RSU · Derivative | 17,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · derivative · entry 10 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 17,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Restricted Share Units ("RSUs") - 2014 F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Exercise / conversion2014 DER RSU · Derivative | 1,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · derivative · entry 9 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Exercise / conversion2014 PSUs · Derivative | 13,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · derivative · entry 8 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 13,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Performance Share Units ("PSUs") - 2014 F1 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Exercise / conversion2014 DER PSU · Derivative | 814 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · derivative · entry 7 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Dividend Equivalent Rights ("DER") for 2014 Performance Share Units F1 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Disposition to issuerCommon Shares | 32,088 | $32.72 | $1,049,919.36 |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · nonDerivative · entry 5 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Exercise / conversionCommon Shares | 1,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · nonDerivative · entry 4 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Exercise / conversionCommon Shares | 17,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · nonDerivative · entry 3 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Exercise / conversionCommon Shares | 814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · nonDerivative · entry 2 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:49 UTC |
Saligram Ravichandra KrishnamurtyDirector · CEO
|
Exercise / conversionCommon Shares | 13,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020553 · doc4.xml · nonDerivative · entry 1 Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Exercise / conversion2014 RSU · Derivative | 3,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · derivative · entry 14 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Restricted Share Units ("RSUs") - 2014 F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Exercise / conversion2014 DER RSU · Derivative | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · derivative · entry 13 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Exercise / conversion2014 PSUs · Derivative | 2,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · derivative · entry 12 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Performance Share Units ("PSUs") - 2014 F1 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Exercise / conversion2014 DER PSU · Derivative | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · derivative · entry 11 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Dividend Equivalent Rights ("DER") for 2014 Performance Share Units F1 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Disposition to issuerCommon Shares | 6,435 | $32.72 | $210,553.20 |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · nonDerivative · entry 5 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Exercise / conversionCommon Shares | 231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · nonDerivative · entry 4 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Exercise / conversionCommon Shares | 3,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · nonDerivative · entry 3 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Exercise / conversionCommon Shares | 178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · nonDerivative · entry 2 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:44 UTC |
Rijk Jeroen Laurentius JohanusSr. VP, Managing Director, Eur
|
Exercise / conversionCommon Shares | 2,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020550 · doc4.xml · nonDerivative · entry 1 Rijk Jeroen Laurentius Johanus · CIK 0001661713 · Sr. VP, Managing Director, Eur 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:41 UTC |
Olive Douglas WilliamSr. VP, Pricing & Appraisals
|
Exercise / conversion2014 RSU · Derivative | 1,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020547 · doc4.xml · derivative · entry 7 Olive Douglas William · CIK 0001661709 · Sr. VP, Pricing & Appraisals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Restricted Share Units ("RSUs") - 2014 F1 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:41 UTC |
Olive Douglas WilliamSr. VP, Pricing & Appraisals
|
Exercise / conversion2014 DER RSU · Derivative | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020547 · doc4.xml · derivative · entry 6 Olive Douglas William · CIK 0001661709 · Sr. VP, Pricing & Appraisals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 96 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units F1 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:41 UTC |
Olive Douglas WilliamSr. VP, Pricing & Appraisals
|
Disposition to issuerCommon Shares | 1,511 | $32.72 | $49,439.92 |
DisclosureSEC source: 0001209191-17-020547 · doc4.xml · nonDerivative · entry 3 Olive Douglas William · CIK 0001661709 · Sr. VP, Pricing & Appraisals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:41 UTC |
Olive Douglas WilliamSr. VP, Pricing & Appraisals
|
Exercise / conversionCommon Shares | 96 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020547 · doc4.xml · nonDerivative · entry 2 Olive Douglas William · CIK 0001661709 · Sr. VP, Pricing & Appraisals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:41 UTC |
Olive Douglas WilliamSr. VP, Pricing & Appraisals
|
Exercise / conversionCommon Shares | 1,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020547 · doc4.xml · nonDerivative · entry 1 Olive Douglas William · CIK 0001661709 · Sr. VP, Pricing & Appraisals 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Exercise / conversion2014 RSU · Derivative | 2,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · derivative · entry 9 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,637 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Restricted Share Units ("RSUs") - 2014 F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Exercise / conversion2014 DER RSU · Derivative | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · derivative · entry 8 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 146 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Exercise / conversion2014 PSUs · Derivative | 2,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · derivative · entry 7 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Performance Share Units ("PSUs") - 2014 F1 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Exercise / conversion2014 DER PSU · Derivative | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · derivative · entry 6 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Dividend Equivalent Rights ("DER") for 2014 Performance Share Units F1 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested F1 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Disposition to issuerCommon Shares | 4,929 | $32.72 | $161,276.88 |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · nonDerivative · entry 5 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Exercise / conversionCommon Shares | 146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · nonDerivative · entry 4 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Exercise / conversionCommon Shares | 2,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · nonDerivative · entry 3 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Exercise / conversionCommon Shares | 113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · nonDerivative · entry 2 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:37 UTC |
Barr JimGroup President
|
Exercise / conversionCommon Shares | 2,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-020538 · doc4.xml · nonDerivative · entry 1 Barr Jim · CIK 0001534386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The PSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested PSUs and DERs (determined in accordance with the RBA pre-2015 Performance Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and DERs vested Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:39 UTC |
Holm Kieran ColquhounVP, Man. Dir., Asia Pacific
|
Exercise / conversion2014 RSU · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020541 · doc4.xml · derivative · entry 7 Holm Kieran Colquhoun · CIK 0001661707 · VP, Man. Dir., Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Restricted Share Units ("RSUs") - 2014 F1 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:39 UTC |
Holm Kieran ColquhounVP, Man. Dir., Asia Pacific
|
Exercise / conversion2014 DER RSU · Derivative | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020541 · doc4.xml · derivative · entry 6 Holm Kieran Colquhoun · CIK 0001661707 · VP, Man. Dir., Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Dividend Equivalent Rights ("DER") for 2014 Restricted Share Units F1 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. F1 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 3/10/2017. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the RSUs and DERs vested. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:39 UTC |
Holm Kieran ColquhounVP, Man. Dir., Asia Pacific
|
Disposition to issuerCommon Shares | 1,700 | $32.72 | $55,624.00 |
DisclosureSEC source: 0001209191-17-020541 · doc4.xml · nonDerivative · entry 3 Holm Kieran Colquhoun · CIK 0001661707 · VP, Man. Dir., Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.