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RBA

RB GLOBAL INC.

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Tapewire entity
3351
SEC CIK
0001046102
Parsed reports
1,386

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202611
Jun 202601
Jul 202600
Aug 202610
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2017 Filed Dec 19, 2017 00:39 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantPerformance Share Units (2016 PSUs) · Derivative 3,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066219 · doc4.xml · derivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193

Underlying: Common Shares · 3,193 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:34 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066217 · doc4.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

Underlying: Common Shares · 23 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:34 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantPerformance Share Units (2016 PSUs) · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066217 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Underlying: Common Shares · 770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:35 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066218 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91

Underlying: Common Shares · 91 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:35 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantPerformance Share Units (2016 PSUs) · Derivative 2,951 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066218 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Shares · 2,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:32 UTC GrantDividend Equivalent Rights (2016 PSUs) · Derivative 628 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066216 · doc4.xml · derivative · entry 2

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628

Underlying: Common Shares · 628 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:32 UTC GrantPerformance Share Units (2016 PSUs) · Derivative 20,213 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066216 · doc4.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,213

Underlying: Common Shares · 20,213 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:30 UTC
Marck MarianneChief Information Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066214 · doc4.xml · derivative · entry 2

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46

Underlying: Common Shares · 46 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:30 UTC
Marck MarianneChief Information Officer
GrantPerformance Share Units (2016 PSUs) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066214 · doc4.xml · derivative · entry 1

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505

Underlying: Common Shares · 1,505 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:27 UTC
Barr JimGroup President
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 195 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066212 · doc4.xml · derivative · entry 2

Barr Jim · CIK 0001534386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Shares · 195 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:27 UTC
Barr JimGroup President
GrantPerformance Share Units (2016 PSUs) · Derivative 6,225 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066212 · doc4.xml · derivative · entry 1

Barr Jim · CIK 0001534386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Underlying: Common Shares · 6,225 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:29 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066213 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

Underlying: Common Shares · 102 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 00:29 UTC
Driscoll Sharon RuthChief Financial Officer
GrantPerformance Share Units (2016 PSUs) · Derivative 3,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066213 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

Underlying: Common Shares · 3,283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/01/2019. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 22:18 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,400 $0.00 Strike: $24.39 $0.00
Disclosure

SEC source: 0001209191-17-065040 · doc4.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,400 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 22:18 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
SaleCommon Shares 5,400 $28.68 $154,872.00
Disclosure

SEC source: 0001209191-17-065040 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 08, 2017 Filed Dec 11, 2017 22:18 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
Exercise / conversionCommon Shares 5,400 $24.39 $131,706.00
Disclosure

SEC source: 0001209191-17-065040 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:40 UTC
Marck MarianneChief Information Officer
GrantRestricted Share Units (RSUs) - 2017 · Derivative 38,989 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061657 · doc4.xml · derivative · entry 1

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,989

Underlying: Common Shares · 38,989 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F2 · derivative.exercise_date: The RSUs vest on 11/15/2020. The common shares underlying vested RSUs or the cash value thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on 11/15/2020. The common shares underlying vested RSUs or the cash value thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

Read SEC document
November 16, 2017 Filed Nov 18, 2017 00:39 UTC
JETER JAMES JPresident, Sales U.S.
GrantRestricted Share Units (RSUs) - 2017 · Derivative 42,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061656 · doc4.xml · derivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,888

Underlying: Common Shares · 42,888 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F2 · derivative.exercise_date: The RSUs vest on 11/15/2020. The common shares underlying vested RSUs or the cash value thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F2 · derivative.expiration_date: The RSUs vest on 11/15/2020. The common shares underlying vested RSUs or the cash value thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:24 UTC GrantDeferred Share Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060991 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,254

Underlying: Common Shares · 631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:22 UTC GrantDeferred Share Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060988 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631

Underlying: Common Shares · 631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:19 UTC GrantDeferred Share Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060984 · doc4.xml · derivative · entry 1

Pitoniak Edward Baltazar · CIK 0001661712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,254

Underlying: Common Shares · 631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:22 UTC GrantDeferred Share Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060987 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Underlying: Common Shares · 631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:17 UTC
Olsson ErikDirector
GrantDeferred Share Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060982 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,423

Underlying: Common Shares · 631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:14 UTC GrantDeferred Share Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060979 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631

Underlying: Common Shares · 631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:04 UTC GrantDeferred Share Units · Derivative 631 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060977 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

Underlying: Common Shares · 631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 23:00 UTC GrantDeferred Share Units · Derivative 1,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060973 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,043

Underlying: Common Shares · 1,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:55 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053388 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Underlying: Common Shares · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:55 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053387 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Shares · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:54 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053386 · doc4.xml · derivative · entry 1

Pitoniak Edward Baltazar · CIK 0001661712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Underlying: Common Shares · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:53 UTC
PATEL ERICDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053385 · doc4.xml · derivative · entry 1

PATEL ERIC · CIK 0001247265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535

Underlying: Common Shares · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:51 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053383 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711

Underlying: Common Shares · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:52 UTC
Olsson ErikDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 59 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053384 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429

Underlying: Common Shares · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:10 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053369 · doc4.xml · derivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Common Shares · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:51 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 149 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053382 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,243

Underlying: Common Shares · 149 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:10 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053368 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530

Underlying: Common Shares · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:09 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053367 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:08 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053366 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Common Shares · 91 shares

Expires not disclosed

F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F3 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F3 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:08 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2015 RSUs) · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053366 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46

Underlying: Common Shares · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · balance_after: Total adjusted number of shares to correct prior rounding.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:07 UTC
Barr JimGroup President
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053365 · doc4.xml · derivative · entry 1

Barr Jim · CIK 0001534386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Common Shares · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 23:06 UTC GrantDividend Equivalent Rights (2015 PSUs) · Derivative 426 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053364 · doc4.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904

Underlying: Common Shares · 426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 18:24 UTC
Driscoll Sharon RuthChief Financial Officer
PurchaseCommon Shares 1,375 $29.77 $40,933.75
Disclosure

SEC source: 0001209191-17-052194 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 1,375

F1 · price: These shares were purchased at a price of CAD$36.17 per share. For reporting purposes, the purchase price has been converted to U.S. dollars based on the exchange rate reported by the Bank of Canada for the date of purchase, which was US$1.00 = CAD$1.2148.

Read SEC document
September 03, 2017 Filed Sep 6, 2017 22:32 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 629 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051758 · doc4.xml · derivative · entry 2

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

Underlying: Common Shares · 629 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

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September 03, 2017 Filed Sep 6, 2017 22:32 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantPerformance Share Units (2015 PSUs) · Derivative 12,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051758 · doc4.xml · derivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,622

Underlying: Common Shares · 12,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/10/2018. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/10/2018. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

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September 03, 2017 Filed Sep 6, 2017 22:31 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051757 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473

Underlying: Common Shares · 473 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

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September 03, 2017 Filed Sep 6, 2017 22:31 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantPerformance Share Units (2015 PSUs) · Derivative 9,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051757 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,486

Underlying: Common Shares · 9,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/10/2018. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/10/2018. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

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September 03, 2017 Filed Sep 6, 2017 22:28 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 126 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051754 · doc4.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Underlying: Common Shares · 126 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

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September 03, 2017 Filed Sep 6, 2017 22:28 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantPerformance Share Units (2015 PSUs) · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051754 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Underlying: Common Shares · 2,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/10/2018. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/10/2018. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

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September 03, 2017 Filed Sep 6, 2017 22:27 UTC GrantDividend Equivalent Rights (2015 PSUs) · Derivative 3,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051753 · doc4.xml · derivative · entry 2

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,478

Underlying: Common Shares · 3,478 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

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September 03, 2017 Filed Sep 6, 2017 22:27 UTC GrantPerformance Share Units (2015 PSUs) · Derivative 69,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051753 · doc4.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,755

Underlying: Common Shares · 69,755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/10/2018. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/10/2018. The common shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

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September 03, 2017 Filed Sep 6, 2017 22:25 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 673 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-051752 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673

Underlying: Common Shares · 673 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2015 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.