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RBA

RB GLOBAL INC.

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3351
SEC CIK
0001046102
Parsed reports
1,386

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202611
Jun 202601
Jul 202600
Aug 202610
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 23:07 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 25,285 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-016822 · doc4.xml · derivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,285

Underlying: Common Shares · 25,285 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 01, 2018 Filed Mar 5, 2018 23:06 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016819 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Shares · 3,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F4 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

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March 01, 2018 Filed Mar 5, 2018 23:06 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 25,127 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-016819 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,127

Underlying: Common Shares · 25,127 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:05 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 2,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016817 · doc4.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094

Underlying: Common Shares · 2,094 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F4 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:05 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 16,325 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-016817 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,325

Underlying: Common Shares · 16,325 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 01, 2018 Filed Mar 5, 2018 23:04 UTC
Marck MarianneChief Information Officer
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 3,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016812 · doc4.xml · derivative · entry 2

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,095

Underlying: Common Shares · 3,095 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F4 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:04 UTC
Marck MarianneChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 23,073 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-016812 · doc4.xml · derivative · entry 1

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,073

Underlying: Common Shares · 23,073 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:04 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 176,992 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-016815 · doc4.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,992

Underlying: Common Shares · 176,992 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 01, 2018 Filed Mar 5, 2018 23:03 UTC
JETER JAMES JPresident, Sales U.S.
GrantEmployee Stock Option (Right to Buy) · Derivative 25,917 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-016809 · doc4.xml · derivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,917

Underlying: Common Shares · 25,917 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:01 UTC
Driscoll Sharon RuthChief Financial Officer
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 4,090 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016799 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090

Underlying: Common Shares · 4,090 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F4 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:01 UTC
Driscoll Sharon RuthChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 44,661 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-016799 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,661

Underlying: Common Shares · 44,661 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:02 UTC
Feick Douglas P.SVP, Corp Dev & Intgr Opt
GrantEmployee Stock Option (Right to Buy) · Derivative 20,228 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-016804 · doc4.xml · derivative · entry 1

Feick Douglas P. · CIK 0001534996 · SVP, Corp Dev & Intgr Opt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,228

Underlying: Common Shares · 20,228 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2018 Filed Jun 21, 2018 22:57 UTC Amendment
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 1,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039036 · doc4a.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996

Underlying: Common Shares · 1,996 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F4 · shares: This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.

F5 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F5 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F4 · derivative.underlying_shares: This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.

Read SEC document
March 01, 2018 Filed Jun 21, 2018 22:57 UTC Amendment
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 16,325 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-039036 · doc4a.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,325

Underlying: Common Shares · 16,325 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2018 Filed Jun 21, 2018 22:52 UTC Amendment
Driscoll Sharon RuthChief Financial Officer
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 3,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039034 · doc4a.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,911

Underlying: Common Shares · 3,911 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F4 · shares: This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.

F5 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F5 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

Read SEC document
March 01, 2018 Filed Jun 21, 2018 22:52 UTC Amendment
Driscoll Sharon RuthChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 44,661 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-039034 · doc4a.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,661

Underlying: Common Shares · 44,661 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2018 Filed Jun 21, 2018 22:41 UTC Amendment
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 1,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039031 · doc4a.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094

Underlying: Common Shares · 2,094 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F4 · shares: This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.

F5 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F5 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

Read SEC document
March 01, 2018 Filed Jun 21, 2018 22:41 UTC Amendment
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 16,325 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-18-039031 · doc4a.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,325

Underlying: Common Shares · 16,325 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F2 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
March 01, 2018 Filed Dec 11, 2019 18:12 UTC Amendment
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 1,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059995 · doc4a.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996

Underlying: Common Shares · 1,996 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F5 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F5 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

Read SEC document
March 01, 2018 Filed Dec 11, 2019 18:12 UTC Amendment
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 15,665 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-19-059995 · doc4a.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665

Underlying: Common Shares · 15,665 shares

Expires not disclosed

F1 · shares: This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.

F2 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019.

F3 · derivative.expiration_date: The option expires on March 1, 2028; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

F1 · derivative.underlying_shares: This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.

F1 · balance_after: This holding is being amended to reflect a correction in the calculation of shares granted as of the March 5, 2018 reporting date.

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December 31, 2017 Filed Mar 3, 2018 00:56 UTC
Wohler Todd DonaldChief Human Resources Officer
OtherCommon Shares 834 $29.78 $24,836.52
Disclosure

SEC source: 0001209191-18-016054 · doc4.xml · nonDerivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,087

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from January 1, 2017 through December 31, 2017, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from January 1, 2017 through December 31, 2017, at prices ranging from $26.96 to $33.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

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December 31, 2017 Filed Mar 3, 2018 00:55 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
OtherCommon Shares 101 $29.33 $2,962.33
Disclosure

SEC source: 0001209191-18-016052 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,986

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from December 8, 2017 through December 31, 2017, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from December 8, 2017 through December 31, 2017, at a price of $29.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

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December 31, 2017 Filed Mar 3, 2018 00:55 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
OtherCommon Shares 557 $29.73 $16,559.61
Disclosure

SEC source: 0001209191-18-016051 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 2,016

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from March 10, 2017 through December 31, 2017, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from March 10, 2017 through December 31, 2017, at prices ranging from $26.96 to $33.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

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December 31, 2017 Filed Mar 3, 2018 00:54 UTC
Driscoll Sharon RuthChief Financial Officer
OtherCommon Shares 326 $28.88 $9,414.88
Disclosure

SEC source: 0001209191-18-016050 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 1,970

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from August 25, 2017 through December 31, 2017, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from August 25, 2017 through December 31, 2017, at prices ranging from $26.67 to $31.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

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December 20, 2017 Filed Dec 22, 2017 00:37 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066880 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901

Underlying: Common Shares · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:36 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066879 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Common Shares · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:35 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066878 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Common Shares · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:34 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066877 · doc4.xml · derivative · entry 1

Pitoniak Edward Baltazar · CIK 0001661712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901

Underlying: Common Shares · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:33 UTC
PATEL ERICDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066876 · doc4.xml · derivative · entry 1

PATEL ERIC · CIK 0001247265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Underlying: Common Shares · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:32 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066874 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3

Underlying: Common Shares · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:32 UTC
Olsson ErikDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 67 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066875 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496

Underlying: Common Shares · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:30 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 86 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066873 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797

Underlying: Common Shares · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 00:29 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066872 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411

Underlying: Common Shares · 168 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 20:00 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067016 · doc4.xml · derivative · entry 2

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

Underlying: Common Shares · 20 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 20:00 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067016 · doc4.xml · derivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788

Underlying: Common Shares · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:59 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067014 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109

Underlying: Common Shares · 18 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:59 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 61 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067014 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591

Underlying: Common Shares · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:58 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067012 · doc4.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Shares · 4 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:58 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067012 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC GrantDividend Equivalent Rights (2016 PSUs) · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067010 · doc4.xml · derivative · entry 2

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756

Underlying: Common Shares · 128 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC GrantDividend Equivalent Rights (2015 PSUs) · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067010 · doc4.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,359

Underlying: Common Shares · 455 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC
Marck MarianneChief Information Officer
GrantDividend Equivalent Rights (2017 RSUs) · Derivative 241 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067009 · doc4.xml · derivative · entry 2

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241

Underlying: Common Shares · 241 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC
Marck MarianneChief Information Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067009 · doc4.xml · derivative · entry 1

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

Underlying: Common Shares · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067007 · doc4.xml · derivative · entry 3

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Shares · 20 shares

Expires not disclosed

F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F3 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F3 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067007 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

Underlying: Common Shares · 97 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2015 RSUs) · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067007 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51

Underlying: Common Shares · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC
JETER JAMES JPresident, Sales U.S.
GrantDividend Equivalent Rights (2017 RSUs) · Derivative 265 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067008 · doc4.xml · derivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Shares · 265 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 19:57 UTC
Barr JimGroup President
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067005 · doc4.xml · derivative · entry 2

Barr Jim · CIK 0001534386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234

Underlying: Common Shares · 39 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common shares or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurently wit the PSUs to which they relate.

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December 20, 2017 Filed Dec 22, 2017 19:57 UTC
Barr JimGroup President
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 137 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067005 · doc4.xml · derivative · entry 1

Barr Jim · CIK 0001534386 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Common Shares · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

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December 14, 2017 Filed Dec 19, 2017 00:39 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 99 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066219 · doc4.xml · derivative · entry 2

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99

Underlying: Common Shares · 99 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.