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RBA

RB GLOBAL INC.

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3351
SEC CIK
0001046102
Parsed reports
1,386

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202611
Jun 202601
Jul 202600
Aug 202610
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2018 Filed Mar 13, 2018 00:22 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019002 · doc4.xml · derivative · entry 1

Pitoniak Edward Baltazar · CIK 0001661712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981

Underlying: Common Shares · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 00:23 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019003 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 00:22 UTC
PATEL ERICDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019000 · doc4.xml · derivative · entry 1

PATEL ERIC · CIK 0001247265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 00:21 UTC
Olsson ErikDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018998 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553

Underlying: Common Shares · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 00:20 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018997 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7

Underlying: Common Shares · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 00:19 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018996 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872

Underlying: Common Shares · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 00:18 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018995 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556

Underlying: Common Shares · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:19 UTC
JETER JAMES JPresident, Sales U.S.
GrantDividend Equivalent Rights (2017 RSUs) · Derivative 227 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018900 · doc4.xml · derivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Shares · 227 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:18 UTC
Marck MarianneChief Information Officer
GrantDividend Equivalent Rights (2017 RSUs) · Derivative 206 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018896 · doc4.xml · derivative · entry 2

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447

Underlying: Common Shares · 206 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:18 UTC
Marck MarianneChief Information Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-018896 · doc4.xml · derivative · entry 1

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63

Underlying: Common Shares · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2016 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:26 UTC
Wohler Todd DonaldChief Human Resources Officer
Exercise / conversionDividend Equivalent Rights (2015 PSUs) · Derivative 859 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019223 · doc4.xml · derivative · entry 7

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:26 UTC
Wohler Todd DonaldChief Human Resources Officer
Exercise / conversion2015 PSU · Derivative 12,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019223 · doc4.xml · derivative · entry 6

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Performance Share Units (PSUs) - 2015

F2 · derivative.exercise_price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:26 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019223 · doc4.xml · derivative · entry 5

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

Underlying: Common Shares · 15 shares

Expires not disclosed

F5 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F5 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F5 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:26 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 71 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019223 · doc4.xml · derivative · entry 4

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859

Underlying: Common Shares · 71 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:26 UTC
Wohler Todd DonaldChief Human Resources Officer
Exercise / conversionCommon Shares 859 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019223 · doc4.xml · nonDerivative · entry 2

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:26 UTC
Wohler Todd DonaldChief Human Resources Officer
Exercise / conversionCommon Shares 12,622 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019223 · doc4.xml · nonDerivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:24 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
Exercise / conversionDividend Equivalent Rights (2015 PSUs) · Derivative 646 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019215 · doc4.xml · derivative · entry 8

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:24 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
Exercise / conversion2015 PSU · Derivative 9,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019215 · doc4.xml · derivative · entry 7

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Performance Share Units (PSUs) - 2015

F2 · derivative.exercise_price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:24 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019215 · doc4.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123

Underlying: Common Shares · 14 shares

Expires not disclosed

F5 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F5 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F5 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:24 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019215 · doc4.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646

Underlying: Common Shares · 55 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:24 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
Exercise / conversionCommon Shares 646 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019215 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:24 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
Exercise / conversionCommon Shares 9,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019215 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:22 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionDividend Equivalent Rights (2015 PSUs) · Derivative 173 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019210 · doc4.xml · derivative · entry 8

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:22 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversion2015 PSU · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019210 · doc4.xml · derivative · entry 7

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Performance Share Units (PSUs) - 2015

F2 · derivative.exercise_price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:22 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019210 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Shares · 5 shares

Expires not disclosed

F5 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F5 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F5 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:22 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019210 · doc4.xml · derivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

Underlying: Common Shares · 15 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:22 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 173 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019210 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:22 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 2,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019210 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:20 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionDividend Equivalent Rights (2015 PSUs) · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019208 · doc4.xml · derivative · entry 9

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:20 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversion2015 PSU · Derivative 15,003 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019208 · doc4.xml · derivative · entry 8

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Performance Share Units (PSUs) - 2015

F2 · derivative.exercise_price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:20 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019208 · doc4.xml · derivative · entry 7

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137

Underlying: Common Shares · 15 shares

Expires not disclosed

F6 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F6 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F6 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:20 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2015 PSUs) · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019208 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945

Underlying: Common Shares · 84 shares

Expires not disclosed

F5 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F5 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F5 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:20 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2015 RSUs) · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019208 · doc4.xml · derivative · entry 5

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57

Underlying: Common Shares · 6 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2015 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:20 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019208 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:20 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 15,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019208 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:19 UTC Exercise / conversion2015 PSU · Derivative 69,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019204 · doc4.xml · derivative · entry 6

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 69,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Performance Share Units (PSUs) - 2015

F2 · derivative.exercise_price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:19 UTC Exercise / conversionDividend Equivalent Rights (2015 PSUs) · Derivative 4,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019204 · doc4.xml · derivative · entry 5

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

F2 · derivative.expiration_date: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:19 UTC GrantDividend Equivalent Rights (2016 PSUs) · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019204 · doc4.xml · derivative · entry 4

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Underlying: Common Shares · 92 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:19 UTC GrantDividend Equivalent Rights (2015 PSUs) · Derivative 391 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019204 · doc4.xml · derivative · entry 3

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Common Shares · 391 shares

Expires not disclosed

F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F3 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F3 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive on RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2015 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:19 UTC Exercise / conversionCommon Shares 4,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019204 · doc4.xml · nonDerivative · entry 2

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:19 UTC Exercise / conversionCommon Shares 69,755 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019204 · doc4.xml · nonDerivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.

F2 · price: Each PSU and associated dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 9, 2018. As determined by the Compensation Committee, the vested PSUs and dividend equivalent rights determined in accordance with the RBA 2015 Senior Executive Performance Share Unit Plan will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable following the end of the month in which the PSUs and related dividend equivalent rights vested.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 00:24 UTC GrantDeferred Share Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017521 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,792

Underlying: Common Shares · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 06, 2018 Filed Mar 7, 2018 00:23 UTC GrantDeferred Share Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017520 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Shares · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 06, 2018 Filed Mar 7, 2018 00:22 UTC GrantDeferred Share Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017519 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342

Underlying: Common Shares · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 06, 2018 Filed Mar 7, 2018 00:22 UTC GrantDeferred Share Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017518 · doc4.xml · derivative · entry 1

Pitoniak Edward Baltazar · CIK 0001661712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,792

Underlying: Common Shares · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 06, 2018 Filed Mar 7, 2018 00:20 UTC GrantDeferred Share Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017516 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Shares · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 06, 2018 Filed Mar 7, 2018 00:21 UTC
Olsson ErikDirector
GrantDeferred Share Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017517 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,961

Underlying: Common Shares · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 06, 2018 Filed Mar 7, 2018 00:20 UTC GrantDeferred Share Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017515 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,884

Underlying: Common Shares · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 06, 2018 Filed Mar 7, 2018 00:18 UTC GrantDeferred Share Units · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017514 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,259

Underlying: Common Shares · 1,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 01, 2018 Filed Mar 5, 2018 23:07 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantRestricted Shares Units (RSUs) - 2018 · Derivative 3,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016822 · doc4.xml · derivative · entry 2

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,424

Underlying: Common Shares · 3,424 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one RBA common share (subject to shareholder approval) or the econommic equivalent thereof.

F4 · derivative.exercise_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

F4 · derivative.expiration_date: The RSUs vest on 2/28/2021. The common shares underlying vested RSUs or the cash value equivalent thereof (determined in accordance with the Amended and Restated Senior Executive Restricted Share Unit Plan will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the RSUs vest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.