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NYSE · USD

RBA

RB GLOBAL INC.

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Tapewire entity
3351
SEC CIK
0001046102
Parsed reports
1,386

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202611
Jun 202601
Jul 202600
Aug 202610
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2018 Filed Sep 21, 2018 21:38 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051965 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:38 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051964 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

Underlying: Common Shares · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:37 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051962 · doc4.xml · derivative · entry 2

Pitoniak Edward Baltazar · CIK 0001661712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144

Underlying: Common Shares · 82 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F2 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:36 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051959 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:36 UTC
Olsson ErikDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051960 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675

Underlying: Common Shares · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:35 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051958 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Common Shares · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 21:31 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051953 · doc4.xml · derivative · entry 2

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,853

Underlying: Common Shares · 150 shares

Expires not disclosed

F2 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F2 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:05 UTC Tax withholdingCommon Shares 16,063 $33.90 $544,535.70
Disclosure

SEC source: 0001209191-18-050803 · doc4.xml · nonDerivative · entry 3

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,010

F1 · date: On September 11, 2018, the Compensation Committee determined that certain 2014 sign-on grant performance share units ("PSUs") and related dividend equivalents ("DERs"), previously granted to the reporting person in accordance with the RBA pre-2015 Senior Executive Performance Share Unit Plan vested because certain performance criteria were satisfied. The vested PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:05 UTC GrantCommon Shares 2,782 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050803 · doc4.xml · nonDerivative · entry 2

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,073

F1 · date: On September 11, 2018, the Compensation Committee determined that certain 2014 sign-on grant performance share units ("PSUs") and related dividend equivalents ("DERs"), previously granted to the reporting person in accordance with the RBA pre-2015 Senior Executive Performance Share Unit Plan vested because certain performance criteria were satisfied. The vested PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 19:05 UTC GrantCommon Shares 30,405 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050803 · doc4.xml · nonDerivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,291

F1 · date: On September 11, 2018, the Compensation Committee determined that certain 2014 sign-on grant performance share units ("PSUs") and related dividend equivalents ("DERs"), previously granted to the reporting person in accordance with the RBA pre-2015 Senior Executive Performance Share Unit Plan vested because certain performance criteria were satisfied. The vested PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 19:29 UTC Amendment
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,100 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001209191-18-048352 · doc4a.xml · derivative · entry 7

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,100 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 19:29 UTC Amendment
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,600 $0.00 Strike: $21.82 $0.00
Disclosure

SEC source: 0001209191-18-048352 · doc4a.xml · derivative · entry 6

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,600 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 19:29 UTC Amendment
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
SaleCommon Shares 800 $38.29 $30,632.00
Disclosure

SEC source: 0001209191-18-048352 · doc4a.xml · nonDerivative · entry 4

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,226

Read SEC document
August 22, 2018 Filed Aug 24, 2018 19:29 UTC Amendment
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
SaleCommon Shares 12,440 $38.24 $475,705.60
Disclosure

SEC source: 0001209191-18-048352 · doc4a.xml · nonDerivative · entry 3

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,938

Read SEC document
August 22, 2018 Filed Aug 24, 2018 19:29 UTC Amendment
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
Exercise / conversionCommon Shares 7,100 $21.34 $151,514.00
Disclosure

SEC source: 0001209191-18-048352 · doc4a.xml · nonDerivative · entry 2

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 19:29 UTC Amendment
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
Exercise / conversionCommon Shares 8,600 $21.82 $187,652.00
Disclosure

SEC source: 0001209191-18-048352 · doc4a.xml · nonDerivative · entry 1

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:45 UTC
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,100 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001209191-18-048328 · doc4.xml · derivative · entry 7

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,100 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:45 UTC
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,600 $0.00 Strike: $21.82 $0.00
Disclosure

SEC source: 0001209191-18-048328 · doc4.xml · derivative · entry 6

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,600 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:45 UTC
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
SaleCommon Shares 800 $38.29 $30,632.00
Disclosure

SEC source: 0001209191-18-048328 · doc4.xml · nonDerivative · entry 4

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,226

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:45 UTC
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
SaleCommon Shares 12,440 $38.24 $475,705.60
Disclosure

SEC source: 0001209191-18-048328 · doc4.xml · nonDerivative · entry 3

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,938

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:45 UTC
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
Exercise / conversionCommon Shares 7,100 $21.34 $151,514.00
Disclosure

SEC source: 0001209191-18-048328 · doc4.xml · nonDerivative · entry 2

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:45 UTC
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
Exercise / conversionCommon Shares 8,600 $21.82 $187,652.00
Disclosure

SEC source: 0001209191-18-048328 · doc4.xml · nonDerivative · entry 1

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:51 UTC GrantDeferred Share Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046746 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,277

Underlying: Common Shares · 732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:50 UTC GrantDeferred Share Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046744 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

Underlying: Common Shares · 732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:51 UTC GrantDeferred Share Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046745 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,654

Underlying: Common Shares · 732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:47 UTC GrantDeferred Share Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046740 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,369

Underlying: Common Shares · 732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:49 UTC GrantDeferred Share Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046743 · doc4.xml · derivative · entry 1

Pitoniak Edward Baltazar · CIK 0001661712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,277

Underlying: Common Shares · 732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:49 UTC
Olsson ErikDirector
GrantDeferred Share Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046742 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,446

Underlying: Common Shares · 732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:48 UTC GrantDeferred Share Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046741 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,654

Underlying: Common Shares · 732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 19:46 UTC GrantDeferred Share Units · Derivative 1,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046739 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,821

Underlying: Common Shares · 1,262 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 11, 2018 Filed Aug 15, 2018 00:14 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversion2015 DER RSU · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046702 · doc4.xml · derivative · entry 8

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 62 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2018. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the date in which the RSUs and DERs vested.

F1 · derivative.exercise_date: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2018. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the date in which the RSUs and DERs vested.

F1 · derivative.expiration_date: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2018. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the date in which the RSUs and DERs vested.

Read SEC document
August 11, 2018 Filed Aug 15, 2018 00:14 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversion2015 RSU · Derivative 912 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-046702 · doc4.xml · derivative · entry 7

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2018. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the date in which the RSUs and DERs vested.

F1 · derivative.exercise_date: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2018. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the date in which the RSUs and DERs vested.

F1 · derivative.expiration_date: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2018. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the date in which the RSUs and DERs vested.

Read SEC document
August 11, 2018 Filed Aug 15, 2018 00:14 UTC
Driscoll Sharon RuthChief Financial Officer
Disposition to issuerCommon Shares 974 $33.90 $33,018.60
Disclosure

SEC source: 0001209191-18-046702 · doc4.xml · nonDerivative · entry 3

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 11, 2018 Filed Aug 15, 2018 00:14 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 62 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-046702 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2018. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the date in which the RSUs and DERs vested.

Read SEC document
August 11, 2018 Filed Aug 15, 2018 00:14 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 912 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-046702 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU and dividend equivalent right ("DER") represented a contingent right to receive the economic equivalent of one RBA common share. The RSUs and DERs vested on 8/11/2018. As determined by the Compensation Committee, the cash value of the common shares underlying the vested RSUs and DERs (determined in accordance with the RBA Restricted Share Unit Plan) will be paid to the reporting person, net of applicable tax, as soon as practicable following the date in which the RSUs and DERs vested.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:37 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039056 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Shares · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:36 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039055 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Shares · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:35 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039054 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78

Underlying: Common Shares · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:34 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039053 · doc4.xml · derivative · entry 1

Pitoniak Edward Baltazar · CIK 0001661712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Shares · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:33 UTC
Olsson ErikDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039052 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

Underlying: Common Shares · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:32 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039051 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Shares · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:28 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 147 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039049 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Underlying: Common Shares · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:30 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039050 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948

Underlying: Common Shares · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:45 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2018 RSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039292 · doc4.xml · derivative · entry 2

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Shares · 16 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:45 UTC
Wohler Todd DonaldChief Human Resources Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039292 · doc4.xml · derivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204

Underlying: Common Shares · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:44 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2018 RSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039291 · doc4.xml · derivative · entry 2

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Shares · 16 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:44 UTC
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039291 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Shares · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:44 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2018 RSUs) · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039290 · doc4.xml · derivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9

Underlying: Common Shares · 9 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

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June 20, 2018 Filed Jun 22, 2018 21:44 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2016 PSUs) · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039290 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49

Underlying: Common Shares · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

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June 20, 2018 Filed Jun 22, 2018 21:43 UTC GrantDividend Equivalent Rights (2016 PSUs) · Derivative 446 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039288 · doc4.xml · derivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294

Underlying: Common Shares · 446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. The dividend equivalent rights accrued in respect of the 2016 grant of performance share units and become exercisable proportionately with the performance share units to which they relate.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.