RBA

SEC source: 0001209191-19-061391 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148

Underlying: Common Shares · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-061392 · doc4.xml · derivative · entry 1

Taylor Kari R · CIK 0001787804 · President, US Regions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49

Underlying: Common Shares · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

SEC source: 0001209191-19-061397 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Shares · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-061395 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-061396 · doc4.xml · derivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-061393 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70

Underlying: Common Shares · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-061389 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

Underlying: Common Shares · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-061388 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Shares · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-061379 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148

Underlying: Common Shares · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-061385 · doc4.xml · derivative · entry 2

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109

Underlying: Common Shares · 15 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-061385 · doc4.xml · derivative · entry 1

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Shares · 188 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-061383 · doc4.xml · derivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033

Underlying: Common Shares · 208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-061381 · doc4.xml · derivative · entry 1

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78

Underlying: Common Shares · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-061375 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-061378 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496

Underlying: Common Shares · 94 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-061373 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751

Underlying: Common Shares · 178 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-056988 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,736

Underlying: Common Shares · 609 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0001209191-19-056983 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,113

Underlying: Common Shares · 609 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0001209191-19-056979 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,286

Underlying: Common Shares · 609 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0001209191-19-056972 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,113

Underlying: Common Shares · 609 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0001209191-19-056971 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,828

Underlying: Common Shares · 609 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0001209191-19-056973 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,905

Underlying: Common Shares · 609 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0001209191-19-056962 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,789

Underlying: Common Shares · 1,051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

SEC source: 0001209191-19-058203 · doc4a.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,976

Underlying: Common Shares · 680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · shares: The Form 4 is being amended to correct the number of shares granted to the reporting person from 609 shares to 680 shares due to calculation error.

F2 · price: The Form 4 is being amended to correct the number of shares granted to the reporting person from 609 shares to 680 shares due to calculation error.

F3 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F3 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.underlying_shares: The Form 4 is being amended to correct the number of shares granted to the reporting person from 609 shares to 680 shares due to calculation error.

SEC source: 0001209191-19-050299 · doc4.xml · derivative · entry 1

Taylor Kari R · CIK 0001787804 · President, US Regions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26

Underlying: Common Shares · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

SEC source: 0001209191-19-050285 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542

Underlying: Common Shares · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-050289 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Underlying: Common Shares · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-050282 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,573

Underlying: Common Shares · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-050298 · doc4.xml · derivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-050297 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-050296 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-050295 · doc4.xml · derivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

Underlying: Common Shares · 228 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-050294 · doc4.xml · derivative · entry 1

Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68

Underlying: Common Shares · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-050293 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Shares · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-050292 · doc4.xml · derivative · entry 2

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94

Underlying: Common Shares · 16 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-050292 · doc4.xml · derivative · entry 1

Marck Marianne · CIK 0001455016 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660

Underlying: Common Shares · 208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-19-050290 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

Underlying: Common Shares · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-050288 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983

Underlying: Common Shares · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-050287 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

Underlying: Common Shares · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-050283 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

Underlying: Common Shares · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

SEC source: 0001209191-19-048697 · doc4.xml · nonDerivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,491

SEC source: 0001209191-19-048286 · doc4.xml · nonDerivative · entry 3

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,454

F1 · date: On September 03, 2019, the Compensation Committee determined that certain 2014 sign-on grant performance share units ("PSUs") and related dividend equivalents ("DERs"), previously granted to the reporting person in accordance with the RBA pre-2015 Senior Executive Performance Share Unit Plan vested because certain performance criteria were satisfied. The vested PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax.

SEC source: 0001209191-19-048286 · doc4.xml · nonDerivative · entry 2

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,022

F1 · date: On September 03, 2019, the Compensation Committee determined that certain 2014 sign-on grant performance share units ("PSUs") and related dividend equivalents ("DERs"), previously granted to the reporting person in accordance with the RBA pre-2015 Senior Executive Performance Share Unit Plan vested because certain performance criteria were satisfied. The vested PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax.

SEC source: 0001209191-19-048286 · doc4.xml · nonDerivative · entry 1

Saligram Ravichandra Krishnamurty · CIK 0001307991 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,977

F1 · date: On September 03, 2019, the Compensation Committee determined that certain 2014 sign-on grant performance share units ("PSUs") and related dividend equivalents ("DERs"), previously granted to the reporting person in accordance with the RBA pre-2015 Senior Executive Performance Share Unit Plan vested because certain performance criteria were satisfied. The vested PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax.

SEC source: 0001209191-19-047566 · doc4.xml · derivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,700 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 3, 2011 and vested in three equal annual installments beginning on March 3, 2012.

SEC source: 0001209191-19-047566 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,347

SEC source: 0001209191-19-047566 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-047015 · doc4.xml · nonDerivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919

SEC source: 0001209191-19-046767 · doc4.xml · nonDerivative · entry 1

Wohler Todd Donald · CIK 0001661697 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,919

SEC source: 0001209191-19-047067 · doc4.xml · derivative · entry 7

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,042

Underlying: Common Shares · 24,532 shares

Expires 2026-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Received in connection with the Merger. The option vest in equal monthly installments through 1/1/2021.