Last 12 months
Inside the activity.
8 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2020 Filed Jun 4, 2020 18:03 UTC |
ACKLEY MATTHEWChief Marketing Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0001209191-20-034390 · doc4.xml · derivative · entry 5 ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,794 Underlying: Common Shares · 4,000 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 18:03 UTC |
ACKLEY MATTHEWChief Marketing Officer
|
SaleCommon Shares | 4,000 | $43.60 | $174,400.00 |
DisclosureSEC source: 0001209191-20-034390 · doc4.xml · nonDerivative · entry 4 ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 18:03 UTC |
ACKLEY MATTHEWChief Marketing Officer
|
Exercise / conversionCommon Shares | 4,000 | $17.76 | $71,040.00 |
DisclosureSEC source: 0001209191-20-034390 · doc4.xml · nonDerivative · entry 3 ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,112 | $0.00 Strike: $33.79 | $0.00 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · derivative · entry 12 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,222 Underlying: Common Shares · 9,112 shares Expires 2029-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 7, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,752 | $0.00 Strike: $32.16 | $0.00 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · derivative · entry 11 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,375 Underlying: Common Shares · 16,752 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning March 1, 2019. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,263 | $0.00 Strike: $32.16 | $0.00 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · derivative · entry 10 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,263 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on March 2, 2017 and vests equally in three equal annual installments beginning March 2, 2018. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,556 | $0.00 Strike: $24.07 | $0.00 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · derivative · entry 9 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,222 Underlying: Common Shares · 6,556 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
SaleCommon Shares | 25,864 | $43.15 | $1,116,031.60 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 8 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionCommon Shares | 9,112 | $33.79 | $307,894.48 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 7 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionCommon Shares | 16,752 | $32.16 | $538,744.32 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 6 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
SaleCommon Shares | 31,819 | $43.00 | $1,368,217.00 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 5 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionCommon Shares | 25,263 | $32.16 | $812,458.08 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 4 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 00:48 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionCommon Shares | 6,556 | $24.07 | $157,802.92 |
DisclosureSEC source: 0001209191-20-033316 · doc4.xml · nonDerivative · entry 3 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 00:47 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,554 | $0.00 Strike: $24.07 | $0.00 |
DisclosureSEC source: 0001209191-20-033315 · doc4.xml · derivative · entry 6 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,778 Underlying: Common Shares · 6,554 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 00:47 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
SaleCommon Shares | 6,554 | $43.00 | $281,822.00 |
DisclosureSEC source: 0001209191-20-033315 · doc4.xml · nonDerivative · entry 5 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 00:47 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
Exercise / conversionCommon Shares | 6,554 | $24.07 | $157,754.78 |
DisclosureSEC source: 0001209191-20-033315 · doc4.xml · nonDerivative · entry 4 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed Jun 2, 2020 00:47 UTC |
Werner Karl WilliamCh. Op. & Supp. Dev. Officer
|
SaleCommon Shares | 15,783 | $42.90 | $677,090.70 |
DisclosureSEC source: 0001209191-20-033315 · doc4.xml · nonDerivative · entry 1 Werner Karl William · CIK 0001661696 · Ch. Op. & Supp. Dev. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 19, 2020 Filed May 20, 2020 22:20 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
SaleCommon Shares | 477 | $41.66 | $19,871.82 |
DisclosureSEC source: 0001209191-20-031009 · doc4.xml · nonDerivative · entry 1 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,262 Read SEC document |
| May 18, 2020 Filed May 20, 2020 00:28 UTC |
JETER JAMES JPresident, Sales U.S.
|
SaleCommon Shares | 7,289 | $41.50 | $302,493.50 |
DisclosureSEC source: 0001209191-20-030769 · doc4.xml · nonDerivative · entry 1 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:12 UTC |
Zimmerman ChristopherDirector
|
GrantDeferred Share Units · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030764 · doc4.xml · derivative · entry 1 Zimmerman Christopher · CIK 0001661698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,924 Underlying: Common Shares · 589 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:11 UTC |
Shenkan Amy GuggenheimDirector
|
GrantDeferred Share Units · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030763 · doc4.xml · derivative · entry 1 Shenkan Amy Guggenheim · CIK 0001710815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,301 Underlying: Common Shares · 589 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:10 UTC |
RAISS SARAH E.Director
|
GrantDeferred Share Units · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030762 · doc4.xml · derivative · entry 1 RAISS SARAH E. · CIK 0001510551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,474 Underlying: Common Shares · 589 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:09 UTC |
Olsson ErikDirector
|
GrantDeferred Share Units · Derivative | 794 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030761 · doc4.xml · derivative · entry 1 Olsson Erik · CIK 0001400231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,579 Underlying: Common Shares · 794 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:09 UTC |
FENNELL J KIMDirector
|
GrantDeferred Share Units · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030759 · doc4.xml · derivative · entry 1 FENNELL J KIM · CIK 0001228026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,301 Underlying: Common Shares · 589 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:08 UTC |
Elton Robert GeorgeDirector
|
GrantDeferred Share Units · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030756 · doc4.xml · derivative · entry 1 Elton Robert George · CIK 0001661705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,016 Underlying: Common Shares · 589 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 15, 2020 Filed May 20, 2020 00:04 UTC |
Briscoe Beverley AnneDirector
|
GrantDeferred Share Units · Derivative | 1,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030751 · doc4.xml · derivative · entry 1 Briscoe Beverley Anne · CIK 0001661691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,838 Underlying: Common Shares · 1,015 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:30 UTC |
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,700 | $0.00 Strike: $23.44 | $0.00 |
DisclosureSEC source: 0001209191-20-029405 · doc4.xml · derivative · entry 9 Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,700 shares Expires 2022-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on March 6, 2012 and vests in three equal annual installments beginning March 6, 2013. Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:30 UTC |
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,200 | $0.00 Strike: $25.91 | $0.00 |
DisclosureSEC source: 0001209191-20-029405 · doc4.xml · derivative · entry 8 Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,200 shares Expires 2021-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on March 3, 2011 and vests in three equal annual installments beginning March 3, 2012. Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:30 UTC |
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
|
SaleCommon Shares | 4,700 | $41.00 | $192,700.00 |
DisclosureSEC source: 0001209191-20-029405 · doc4.xml · nonDerivative · entry 7 Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:30 UTC |
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
|
Exercise / conversionCommon Shares | 4,700 | $23.44 | $110,168.00 |
DisclosureSEC source: 0001209191-20-029405 · doc4.xml · nonDerivative · entry 6 Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:30 UTC |
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
|
SaleCommon Shares | 6,200 | $42.25 | $261,950.00 |
DisclosureSEC source: 0001209191-20-029405 · doc4.xml · nonDerivative · entry 5 Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:30 UTC |
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
|
Exercise / conversionCommon Shares | 6,200 | $25.91 | $160,642.00 |
DisclosureSEC source: 0001209191-20-029405 · doc4.xml · nonDerivative · entry 4 Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:30 UTC |
Holm Kieran ColquhounSVP, Ops Excl & Efficiencies
|
SaleCommon Shares | 2,126 | $41.01 | $87,187.26 |
DisclosureSEC source: 0001209191-20-029405 · doc4.xml · nonDerivative · entry 1 Holm Kieran Colquhoun · CIK 0001661707 · SVP, Ops Excl & Efficiencies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,091 Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:30 UTC |
THIEDE CARMEN DChief Human Resources Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 22,533 | $0.00 Strike: $41.84 | $0.00 |
DisclosureSEC source: 0001209191-20-029002 · doc4.xml · derivative · entry 1 THIEDE CARMEN D · CIK 0001588767 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,533 Underlying: Common Shares · 22,533 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on May 12, 2020 and vests equally in three equal annual installments beginning May 12, 2021. F2 · derivative.expiration_date: The option expires on May 12, 2030; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:29 UTC |
KESSLER JAMES FRANCISChief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 53,649 | $0.00 Strike: $41.84 | $0.00 |
DisclosureSEC source: 0001209191-20-029001 · doc4.xml · derivative · entry 1 KESSLER JAMES FRANCIS · CIK 0001811969 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,649 Underlying: Common Shares · 53,649 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on May 12, 2020 and vests equally in three equal annual installments beginning May 12, 2021. F2 · derivative.expiration_date: The option expires on May 12, 2030; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:28 UTC |
CONCORS BARONChief Information Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 42,919 | $0.00 Strike: $41.84 | $0.00 |
DisclosureSEC source: 0001209191-20-028999 · doc4.xml · derivative · entry 1 CONCORS BARON · CIK 0001808515 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,919 Underlying: Common Shares · 42,919 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on May 12, 2020 and vests equally in three equal annual installments beginning May 12, 2021. F2 · derivative.expiration_date: The option expires on May 12, 2030; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,987 | $0.00 Strike: $14.04 | $0.00 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · derivative · entry 17 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,055 Underlying: Common Shares · 9,987 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was granted May 31, 2017 and vests in three equal annual installments beginning May 31, 2018. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,581 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · derivative · entry 16 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,581 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option was granted May 31, 2017 and vests in three equal annual installments beginning May 31, 2018. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,334 | $0.00 Strike: $33.79 | $0.00 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · derivative · entry 15 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,666 Underlying: Common Shares · 9,334 shares Expires 2029-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option was granted on March 7, 2019 and vests in three equal annual installments beginning March 7, 2020. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $32.16 | $0.00 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · derivative · entry 14 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,917 Underlying: Common Shares · 10,000 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option was granted on March 1, 2018 and vests in three equal annual installments beginning March 1, 2019. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · derivative · entry 13 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,247 Underlying: Common Shares · 12,000 shares Expires 2027-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on August 11, 2017 and vests in three equal annual installments beginning August 11, 2018. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
SaleCommon Shares | 9,987 | $42.85 | $427,942.95 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 12 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionCommon Shares | 9,987 | $14.04 | $140,217.48 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 11 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
SaleCommon Shares | 1,581 | $42.85 | $67,745.85 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 10 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionCommon Shares | 1,581 | $8.22 | $12,995.82 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 9 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
SaleCommon Shares | 9,334 | $42.85 | $399,961.90 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 8 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionCommon Shares | 9,334 | $33.79 | $315,395.86 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 7 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
SaleCommon Shares | 10,000 | $42.85 | $428,500.00 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 6 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
Exercise / conversionCommon Shares | 10,000 | $32.16 | $321,600.00 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 5 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:37 UTC |
JETER JAMES JPresident, Sales U.S.
|
SaleCommon Shares | 12,000 | $42.85 | $514,200.00 |
DisclosureSEC source: 0001209191-20-029134 · doc4.xml · nonDerivative · entry 4 JETER JAMES J · CIK 0001242860 · President, Sales U.S. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.