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NYSE · USD

RBA

RB GLOBAL INC.

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Tapewire entity
3351
SEC CIK
0001046102
Parsed reports
1,386

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202611
Jun 202601
Jul 202600
Aug 202610
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2020 Filed Aug 18, 2020 00:31 UTC GrantDeferred Share Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047042 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,463

Underlying: Common Shares · 625 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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August 14, 2020 Filed Aug 18, 2020 00:32 UTC GrantDeferred Share Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047044 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,504

Underlying: Common Shares · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 00:33 UTC GrantDeferred Share Units · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047045 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,789

Underlying: Common Shares · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 00:32 UTC
DeWitt AdamDirector
GrantDeferred Share Units · Derivative 325 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047043 · doc4.xml · derivative · entry 1

DeWitt Adam · CIK 0001393867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325

Underlying: Common Shares · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:25 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,514 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001209191-20-046489 · doc4.xml · derivative · entry 6

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,784

Underlying: Common Shares · 1,514 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:25 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,720 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001209191-20-046489 · doc4.xml · derivative · entry 5

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,720 shares

Expires 2027-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on August 11, 2017 and vests equally in three equal annual installments beginning August 11, 2018.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:25 UTC
JETER JAMES JPresident, Sales U.S.
SaleCommon Shares 4,234 $62.03 $262,635.02
Disclosure

SEC source: 0001209191-20-046489 · doc4.xml · nonDerivative · entry 4

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:25 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 2,720 $27.10 $73,712.00
Disclosure

SEC source: 0001209191-20-046489 · doc4.xml · nonDerivative · entry 3

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:25 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 1,514 $14.04 $21,256.56
Disclosure

SEC source: 0001209191-20-046489 · doc4.xml · nonDerivative · entry 2

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:02 UTC
Driscoll Sharon RuthChief Financial Officer
SaleCommon Shares 15,000 $61.95 $929,250.00
Disclosure

SEC source: 0001209191-20-046487 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:01 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,225 $0.00 Strike: $24.07 $0.00
Disclosure

SEC source: 0001209191-20-046485 · doc4.xml · derivative · entry 6

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,225 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 2, 2017.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:01 UTC
Holm Kieran ColquhounPresident, Canada
SaleCommon Shares 14,225 $57.75 $821,493.75
Disclosure

SEC source: 0001209191-20-046485 · doc4.xml · nonDerivative · entry 5

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:01 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 14,225 $24.07 $342,395.75
Disclosure

SEC source: 0001209191-20-046485 · doc4.xml · nonDerivative · entry 4

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:00 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001209191-20-046482 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,500 shares

Expires 2023-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 5, 2013 and vests equally in three equal annual installments beginning March 5, 2014.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:00 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
SaleCommon Shares 3,500 $60.02 $210,070.00
Disclosure

SEC source: 0001209191-20-046482 · doc4.xml · nonDerivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 12, 2020 Filed Aug 13, 2020 00:00 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 3,500 $21.34 $74,690.00
Disclosure

SEC source: 0001209191-20-046482 · doc4.xml · nonDerivative · entry 4

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:59 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,049 $0.00 Strike: $24.84 $0.00
Disclosure

SEC source: 0001209191-20-046480 · doc4.xml · derivative · entry 8

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,049 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on March 10, 2015 and vests equally in three equal annual installments beginning March 10, 2016.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:59 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,172 $0.00 Strike: $22.46 $0.00
Disclosure

SEC source: 0001209191-20-046480 · doc4.xml · derivative · entry 7

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,172 shares

Expires 2024-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 11, 2014 and vests equally in three equal annual installments beginning March 11, 2015.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:59 UTC
Holm Kieran ColquhounPresident, Canada
SaleCommon Shares 15,221 $57.60 $876,729.60
Disclosure

SEC source: 0001209191-20-046480 · doc4.xml · nonDerivative · entry 6

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:59 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 10,049 $24.84 $249,617.16
Disclosure

SEC source: 0001209191-20-046480 · doc4.xml · nonDerivative · entry 5

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:59 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 5,172 $22.46 $116,163.12
Disclosure

SEC source: 0001209191-20-046480 · doc4.xml · nonDerivative · entry 4

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:58 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001209191-20-046479 · doc4.xml · derivative · entry 4

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Underlying: Common Shares · 15,000 shares

Expires 2027-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on August 11, 2017 and vests equally in three equal annual installments beginning August 11, 2018.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:58 UTC
JETER JAMES JPresident, Sales U.S.
Disposition to issuerCommon Shares 15,000 $57.60 $864,000.00
Disclosure

SEC source: 0001209191-20-046479 · doc4.xml · nonDerivative · entry 3

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:58 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 15,000 $27.10 $406,500.00
Disclosure

SEC source: 0001209191-20-046479 · doc4.xml · nonDerivative · entry 2

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:57 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,600 $0.00 Strike: $23.44 $0.00
Disclosure

SEC source: 0001209191-20-046478 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,600 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 6, 2012 and vests equally in three equal annual installments beginning March 6, 2013.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:57 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
SaleCommon Shares 3,600 $57.58 $207,288.00
Disclosure

SEC source: 0001209191-20-046478 · doc4.xml · nonDerivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:57 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 3,600 $23.44 $84,384.00
Disclosure

SEC source: 0001209191-20-046478 · doc4.xml · nonDerivative · entry 4

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:56 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0001209191-20-046477 · doc4.xml · derivative · entry 5

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,794

Underlying: Common Shares · 2,000 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:56 UTC
ACKLEY MATTHEWChief Marketing Officer
SaleCommon Shares 2,000 $57.57 $115,140.00
Disclosure

SEC source: 0001209191-20-046477 · doc4.xml · nonDerivative · entry 4

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 11, 2020 Filed Aug 12, 2020 23:56 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionCommon Shares 2,000 $17.76 $35,520.00
Disclosure

SEC source: 0001209191-20-046477 · doc4.xml · nonDerivative · entry 3

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 19:59 UTC
Taylor Kari RPresident, US Regions
GrantEmployee Stock Option (Right to Buy) · Derivative 8,635 $0.00 Strike: $57.47 $0.00
Disclosure

SEC source: 0001209191-20-046574 · doc4.xml · derivative · entry 1

Taylor Kari R · CIK 0001787804 · President, US Regions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,635

Underlying: Common Shares · 8,635 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on August 11, 2020 and vests equally in three equal annual installments beginning August 11, 2021.

F2 · derivative.expiration_date: The option expires on August 11, 2030; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 19:28 UTC
Werner Karl WilliamPresident, International
GrantDividend Equivalent Rights (2018 RSUs) · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037890 · doc4.xml · derivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 19:25 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2018 RSUs) · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037889 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 19:24 UTC
Taylor Kari RPresident, US Regions
GrantDividend Equivalent Rights (2019 RSUs) · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037888 · doc4.xml · derivative · entry 1

Taylor Kari R · CIK 0001787804 · President, US Regions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99

Underlying: Common Shares · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

Read SEC document
June 17, 2020 Filed Jun 19, 2020 19:23 UTC
JETER JAMES JPresident, Sales U.S.
GrantDividend Equivalent Rights (2017 RSUs) · Derivative 215 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037887 · doc4.xml · derivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464

Underlying: Common Shares · 215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 19:22 UTC
Holm Kieran ColquhounPresident, Canada
GrantDividend Equivalent Rights (2018 RSUs) · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037886 · doc4.xml · derivative · entry 1

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 19:22 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2018 RSUs) · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037885 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Shares · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 18:28 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 107 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037864 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common Shares · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 19:21 UTC
ACKLEY MATTHEWChief Marketing Officer
GrantDividend Equivalent Rights (2017 RSUs) · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037884 · doc4.xml · derivative · entry 1

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

Underlying: Common Shares · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2017 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 18:27 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037862 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 18:25 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037855 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

Underlying: Common Shares · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 18:24 UTC
Olsson ErikDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 88 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037854 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Underlying: Common Shares · 88 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 18:22 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037853 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 18:21 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 102 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037852 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695

Underlying: Common Shares · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 18:20 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037850 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Shares · 193 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:54 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 757 $0.00 Strike: $14.04 $0.00
Disclosure

SEC source: 0001209191-20-035106 · doc4.xml · derivative · entry 6

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,298

Underlying: Common Shares · 757 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 2, 2018.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:54 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,527 $0.00 Strike: $27.10 $0.00
Disclosure

SEC source: 0001209191-20-035106 · doc4.xml · derivative · entry 5

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,720

Underlying: Common Shares · 3,527 shares

Expires 2027-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on August 11, 2017 and vests in three equal annual installments beginning August 11, 2018.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:54 UTC
JETER JAMES JPresident, Sales U.S.
SaleCommon Shares 4,284 $43.50 $186,354.00
Disclosure

SEC source: 0001209191-20-035106 · doc4.xml · nonDerivative · entry 4

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:54 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 757 $14.04 $10,628.28
Disclosure

SEC source: 0001209191-20-035106 · doc4.xml · nonDerivative · entry 3

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 22:54 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 3,527 $27.10 $95,581.70
Disclosure

SEC source: 0001209191-20-035106 · doc4.xml · nonDerivative · entry 2

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.