Tapewire

NYSE · USD

RBA

RB GLOBAL INC.

Export transactions ↓
Tapewire entity
3351
SEC CIK
0001046102
Parsed reports
1,386

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202611
Jun 202601
Jul 202600
Aug 202610
Sep 202640
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2021 Filed Mar 4, 2021 23:50 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 6,778 $33.79 $229,028.62
Disclosure

SEC source: 0001209191-21-017993 · doc4.xml · nonDerivative · entry 4

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:21 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,654 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-21-016720 · doc4.xml · derivative · entry 6

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,654 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:21 UTC
Holm Kieran ColquhounPresident, Canada
SaleCommon Shares 13,654 $53.00 $723,662.00
Disclosure

SEC source: 0001209191-21-016720 · doc4.xml · nonDerivative · entry 5

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 02, 2021 Filed Mar 3, 2021 18:21 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 13,654 $32.16 $439,112.64
Disclosure

SEC source: 0001209191-21-016720 · doc4.xml · nonDerivative · entry 4

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:22 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,861 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-21-016721 · doc4.xml · derivative · entry 6

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,861 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 2, 2017 and vests equally in three equal annual installments beginning March 1, 2018.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:22 UTC
Holm Kieran ColquhounPresident, Canada
SaleCommon Shares 12,861 $55.00 $707,355.00
Disclosure

SEC source: 0001209191-21-016721 · doc4.xml · nonDerivative · entry 5

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:22 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 12,861 $32.16 $413,609.76
Disclosure

SEC source: 0001209191-21-016721 · doc4.xml · nonDerivative · entry 4

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionDividend Equivalent Rights (2018 PSUs) · Derivative 408 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016608 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionPerformance Share Units (2018 PSUs) · Derivative 7,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016608 · doc4.xml · derivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 408 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016608 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 7,749 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016608 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionDividend Equivalent Rights (2018 RSUs) · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016607 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionRestricted Share Units (2018 RSUs) · Derivative 1,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016607 · doc4.xml · derivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 105 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016607 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:11 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 1,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016607 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionDividend Equivalent Rights (2018 PSUs) · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016606 · doc4.xml · derivative · entry 5

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionPerformance Share Units (2018 PSUs) · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016606 · doc4.xml · derivative · entry 4

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 675 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016606 · doc4.xml · nonDerivative · entry 2

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 12,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016606 · doc4.xml · nonDerivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionDividend Equivalent Rights (2018 PSUs) · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016605 · doc4.xml · derivative · entry 6

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionPerformance Share Units (2018 PSUs) · Derivative 6,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016605 · doc4.xml · derivative · entry 5

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 355 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016605 · doc4.xml · nonDerivative · entry 2

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 6,754 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016605 · doc4.xml · nonDerivative · entry 1

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:09 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionDividend Equivalent Rights (2018 PSUs) · Derivative 1,116 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016603 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:09 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionPerformance Share Units (2018 PSUs) · Derivative 21,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016603 · doc4.xml · derivative · entry 5

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:09 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 1,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016603 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:09 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 21,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016603 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:09 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionDividend Equivalent Rights (2018 RSUs) · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016604 · doc4.xml · derivative · entry 6

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:09 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionRestricted Share Units (2018 RSUs) · Derivative 2,204 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016604 · doc4.xml · derivative · entry 5

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:09 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 116 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016604 · doc4.xml · nonDerivative · entry 2

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:09 UTC
Holm Kieran ColquhounPresident, Canada
Exercise / conversionCommon Shares 2,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016604 · doc4.xml · nonDerivative · entry 1

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionDividend Equivalent Rights (2018 RSUs) · Derivative 206 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016601 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionRestricted Share Units (2018 RSUs) · Derivative 3,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016601 · doc4.xml · derivative · entry 5

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 206 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016601 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 3,911 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016601 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionDividend Equivalent Rights (2018 PSUs) · Derivative 419 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016599 · doc4.xml · derivative · entry 5

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionPerformance Share Units (2018 PSUs) · Derivative 7,954 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016599 · doc4.xml · derivative · entry 4

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionCommon Shares 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016599 · doc4.xml · nonDerivative · entry 2

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionCommon Shares 7,954 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016599 · doc4.xml · nonDerivative · entry 1

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:07 UTC
Werner Karl WilliamPresident, International
Exercise / conversionDividend Equivalent Rights (2018 RSUs) · Derivative 179 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016598 · doc4.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:07 UTC
Werner Karl WilliamPresident, International
Exercise / conversionRestricted Share Units (2018 RSUs) · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016598 · doc4.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:07 UTC
Werner Karl WilliamPresident, International
Exercise / conversionCommon Shares 179 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016598 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:07 UTC
Werner Karl WilliamPresident, International
Exercise / conversionCommon Shares 3,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016598 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:07 UTC
Werner Karl WilliamPresident, International
Exercise / conversionDividend Equivalent Rights (2018 RSUs) · Derivative 179 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016596 · doc4.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:07 UTC
Werner Karl WilliamPresident, International
Exercise / conversionRestricted Share Units (2018 RSUs) · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016596 · doc4.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:07 UTC
Werner Karl WilliamPresident, International
Exercise / conversionCommon Shares 179 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016596 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:07 UTC
Werner Karl WilliamPresident, International
Exercise / conversionCommon Shares 3,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016596 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:03 UTC Amendment
Werner Karl WilliamPresident, International
Exercise / conversionDividend Equivalent Rights (2018 PSUs) · Derivative 654 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016796 · doc4a.xml · derivative · entry 6

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Due to a clerical error, title of derivative security corrected from Dividend Equivalent Rights 2018 RSU to Dividend Equivalent Rights 2018 PSU.

F3 · derivative.exercise_price: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F4 · shares: Due to a clerical error, amount of securities issued corrected from 179 to 654.

F3 · derivative.exercise_date: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:03 UTC Amendment
Werner Karl WilliamPresident, International
Exercise / conversionPerformance Share Units (2018 PSUs) · Derivative 12,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016796 · doc4a.xml · derivative · entry 5

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Due to a clerical error, title of derivative security corrected from 2018 RSU to 2018 PSU.

F3 · derivative.exercise_price: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · shares: Due to a clerical error, amount of securities issued corrected from 3,400 to 12,429.

F3 · derivative.exercise_date: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
February 28, 2021 Filed Mar 3, 2021 21:03 UTC Amendment
Werner Karl WilliamPresident, International
Exercise / conversionCommon Shares 654 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016796 · doc4a.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F4 · shares: Due to a clerical error, amount of securities issued corrected from 179 to 654.

F3 · price: Due to clerical error, this was previously reported as RSU and DER. Now corrected to - Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.