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RBA

RB GLOBAL INC.

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Tapewire entity
3351
SEC CIK
0001046102
Parsed reports
1,386

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202611
Jun 202601
Jul 202600
Aug 202610
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2021 Filed Aug 12, 2021 17:05 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0001209191-21-051039 · doc4.xml · derivative · entry 5

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,344

Underlying: Common Shares · 2,000 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 1, 2018.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 17:05 UTC
ACKLEY MATTHEWChief Marketing Officer
SaleCommon Shares 2,000 $60.25 $120,500.00
Disclosure

SEC source: 0001209191-21-051039 · doc4.xml · nonDerivative · entry 4

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 11, 2021 Filed Aug 12, 2021 17:05 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionCommon Shares 2,000 $17.76 $35,520.00
Disclosure

SEC source: 0001209191-21-051039 · doc4.xml · nonDerivative · entry 3

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:07 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041908 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Shares · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:07 UTC
Taylor Kari RChief Revenue Officer
GrantDividend Equivalent Rights (2019 RSUs) · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041907 · doc4.xml · derivative · entry 1

Taylor Kari R · CIK 0001787804 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

Underlying: Common Shares · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 SOG of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 SOG of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 SOG of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:06 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041906 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:06 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041905 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525

Underlying: Common Shares · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:05 UTC
Olsson ErikDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041904 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Shares · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:03 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041903 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339

Underlying: Common Shares · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:03 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 87 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041902 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,029

Underlying: Common Shares · 87 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:02 UTC
DeWitt AdamDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041901 · doc4.xml · derivative · entry 1

DeWitt Adam · CIK 0001393867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Shares · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 17:01 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 160 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041900 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,747

Underlying: Common Shares · 160 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
May 24, 2021 Filed May 26, 2021 15:32 UTC
JETER JAMES JPresident, Sales U.S.
SaleCommon Shares 3,200 $62.34 $199,488.00
Disclosure

SEC source: 0001209191-21-035857 · doc4.xml · nonDerivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,173

Read SEC document
May 17, 2021 Filed May 18, 2021 23:26 UTC GrantDeferred Share Units · Derivative 507 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033751 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,749

Underlying: Common Shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
May 17, 2021 Filed May 18, 2021 23:26 UTC GrantDeferred Share Units · Derivative 507 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033750 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,126

Underlying: Common Shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
May 17, 2021 Filed May 18, 2021 23:25 UTC GrantDeferred Share Units · Derivative 507 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033748 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,299

Underlying: Common Shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
May 17, 2021 Filed May 18, 2021 23:23 UTC
Olsson ErikDirector
GrantDeferred Share Units · Derivative 745 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033747 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,530

Underlying: Common Shares · 745 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
May 17, 2021 Filed May 18, 2021 23:22 UTC GrantDeferred Share Units · Derivative 507 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033744 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,126

Underlying: Common Shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
May 17, 2021 Filed May 18, 2021 23:22 UTC GrantDeferred Share Units · Derivative 507 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033742 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,841

Underlying: Common Shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
May 17, 2021 Filed May 18, 2021 23:21 UTC
DeWitt AdamDirector
GrantDeferred Share Units · Derivative 507 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033740 · doc4.xml · derivative · entry 1

DeWitt Adam · CIK 0001393867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Underlying: Common Shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
May 17, 2021 Filed May 18, 2021 23:20 UTC GrantDeferred Share Units · Derivative 507 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-033739 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,800

Underlying: Common Shares · 507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
May 13, 2021 Filed May 17, 2021 14:46 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,538 $0.00 Strike: $40.64 $0.00
Disclosure

SEC source: 0001209191-21-033042 · doc4.xml · derivative · entry 7

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,072

Underlying: Common Shares · 8,538 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 14:46 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,917 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-21-033042 · doc4.xml · derivative · entry 6

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,917 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.

Read SEC document
May 13, 2021 Filed May 17, 2021 14:46 UTC
JETER JAMES JPresident, Sales U.S.
SaleCommon Shares 20,455 $61.42 $1,256,249.96
Disclosure

SEC source: 0001209191-21-033042 · doc4.xml · nonDerivative · entry 5

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 13, 2021 Filed May 17, 2021 14:46 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 8,538 $40.64 $346,984.32
Disclosure

SEC source: 0001209191-21-033042 · doc4.xml · nonDerivative · entry 4

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 17, 2021 14:46 UTC
JETER JAMES JPresident, Sales U.S.
Exercise / conversionCommon Shares 11,917 $32.16 $383,250.72
Disclosure

SEC source: 0001209191-21-033042 · doc4.xml · nonDerivative · entry 3

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 17, 2021 14:45 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0001209191-21-033041 · doc4.xml · derivative · entry 5

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,344

Underlying: Common Shares · 2,000 shares

Expires 2026-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 1, 2018.

Read SEC document
May 13, 2021 Filed May 17, 2021 14:45 UTC
ACKLEY MATTHEWChief Marketing Officer
SaleCommon Shares 2,000 $60.57 $121,140.00
Disclosure

SEC source: 0001209191-21-033041 · doc4.xml · nonDerivative · entry 4

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 13, 2021 Filed May 17, 2021 14:45 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionCommon Shares 2,000 $17.76 $35,520.00
Disclosure

SEC source: 0001209191-21-033041 · doc4.xml · nonDerivative · entry 3

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 18:42 UTC
JETER JAMES JPresident, Sales U.S.
SaleCommon Shares 600 $56.43 $33,858.00
Disclosure

SEC source: 0001209191-21-022535 · doc4.xml · nonDerivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 1,377

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:30 UTC
Werner Karl WilliamPresident, International
SaleCommon Shares 2,277 $57.50 $130,927.50
Disclosure

SEC source: 0001209191-21-021518 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 0

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:29 UTC
Werner Karl WilliamPresident, International
SaleCommon Shares 12,613 $57.50 $725,247.50
Disclosure

SEC source: 0001209191-21-021515 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:39 UTC
Werner Karl WilliamPresident, International
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,334 $0.00 Strike: $40.64 $0.00
Disclosure

SEC source: 0001209191-21-020700 · doc4.xml · derivative · entry 10

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Shares · 8,334 shares

Expires 2030-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on March 5, 2020 and vests equally in three equal annual installments beginning March 4, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:39 UTC
Werner Karl WilliamPresident, International
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,111 $0.00 Strike: $33.79 $0.00
Disclosure

SEC source: 0001209191-21-020700 · doc4.xml · derivative · entry 9

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,111

Underlying: Common Shares · 9,111 shares

Expires 2029-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted on March 7, 2019 and vests equally in three equal annual installments beginning March 6, 2020.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:39 UTC
Werner Karl WilliamPresident, International
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,375 $0.00 Strike: $32.16 $0.00
Disclosure

SEC source: 0001209191-21-020700 · doc4.xml · derivative · entry 8

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,375 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 1, 2018 and vests equally in three equal annual installments beginning February 28, 2019.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:39 UTC
Werner Karl WilliamPresident, International
SaleCommon Shares 25,820 $58.25 $1,504,015.00
Disclosure

SEC source: 0001209191-21-020700 · doc4.xml · nonDerivative · entry 7

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:39 UTC
Werner Karl WilliamPresident, International
Exercise / conversionCommon Shares 8,334 $40.64 $338,693.76
Disclosure

SEC source: 0001209191-21-020700 · doc4.xml · nonDerivative · entry 6

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:39 UTC
Werner Karl WilliamPresident, International
Exercise / conversionCommon Shares 9,111 $33.79 $307,860.69
Disclosure

SEC source: 0001209191-21-020700 · doc4.xml · nonDerivative · entry 5

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:39 UTC
Werner Karl WilliamPresident, International
Exercise / conversionCommon Shares 8,375 $32.16 $269,340.00
Disclosure

SEC source: 0001209191-21-020700 · doc4.xml · nonDerivative · entry 4

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:15 UTC
Werner Karl WilliamPresident, International
Tax withholdingCommon Shares 3,241 $56.49 $183,084.09
Disclosure

SEC source: 0001209191-21-020692 · doc4.xml · nonDerivative · entry 2

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,612

F2 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:15 UTC
Werner Karl WilliamPresident, International
Tax withholdingCommon Shares 875 $56.49 $49,428.75
Disclosure

SEC source: 0001209191-21-020692 · doc4.xml · nonDerivative · entry 1

Werner Karl William · CIK 0001661696 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,853

F1 · shares: Tax Withholding on the 2018 RSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:15 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Tax withholdingCommon Shares 4,381 $56.49 $247,482.69
Disclosure

SEC source: 0001209191-21-020691 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

F2 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:15 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Tax withholdingCommon Shares 1,128 $56.49 $63,720.72
Disclosure

SEC source: 0001209191-21-020691 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,543

F1 · shares: Tax Withholding on the 2018 RSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:14 UTC
JETER JAMES JPresident, Sales U.S.
Tax withholdingCommon Shares 4,166 $56.49 $235,337.34
Disclosure

SEC source: 0001209191-21-020690 · doc4.xml · nonDerivative · entry 1

JETER JAMES J · CIK 0001242860 · President, Sales U.S.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,373

F1 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:13 UTC
Holm Kieran ColquhounPresident, Canada
Tax withholdingCommon Shares 3,819 $56.49 $215,735.31
Disclosure

SEC source: 0001209191-21-020689 · doc4.xml · nonDerivative · entry 2

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492

F2 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:13 UTC
Holm Kieran ColquhounPresident, Canada
Tax withholdingCommon Shares 1,246 $56.49 $70,386.54
Disclosure

SEC source: 0001209191-21-020689 · doc4.xml · nonDerivative · entry 1

Holm Kieran Colquhoun · CIK 0001661707 · President, Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,311

F1 · shares: Tax Withholding on the 2018 RSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:13 UTC
Driscoll Sharon RuthChief Financial Officer
Tax withholdingCommon Shares 11,988 $56.49 $677,202.12
Disclosure

SEC source: 0001209191-21-020688 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,395

F2 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 15:13 UTC
Driscoll Sharon RuthChief Financial Officer
Tax withholdingCommon Shares 2,212 $56.49 $124,955.88
Disclosure

SEC source: 0001209191-21-020688 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,383

F1 · shares: Tax Withholding on the 2018 RSUs and DERs that vested on February 28, 2021.

Read SEC document
March 15, 2021 Filed Mar 25, 2021 19:24 UTC
ACKLEY MATTHEWChief Marketing Officer
Tax withholdingCommon Shares 2,968 $56.49 $167,662.32
Disclosure

SEC source: 0001209191-21-022975 · doc4.xml · nonDerivative · entry 1

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,510

F1 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 19:44 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
SaleCommon Shares 500 $57.00 $28,500.00
Disclosure

SEC source: 0001209191-21-020424 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 1,687

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.