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RBA

RB GLOBAL INC.

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Tapewire entity
3351
SEC CIK
0001046102
Parsed reports
1,386

Last 12 months

Inside the activity.

8 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202611
Jun 202601
Jul 202600
Aug 202610
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 16, 2022 20:03 UTC
Geisner Kevin AlanChief Strategy Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 18,880 $0.00 Strike: $57.70 $0.00
Disclosure

SEC source: 0001209191-22-019200 · doc4.xml · derivative · entry 1

Geisner Kevin Alan · CIK 0001861925 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,880

Underlying: Common Shares · 18,880 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023.

F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 15, 2022 Filed Mar 16, 2022 20:03 UTC
Fandozzi AnnDirector · CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 158,621 $0.00 Strike: $57.70 $0.00
Disclosure

SEC source: 0001209191-22-019197 · doc4.xml · derivative · entry 1

Fandozzi Ann · CIK 0001570885 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,621

Underlying: Common Shares · 158,621 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023.

F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 15, 2022 Filed Mar 16, 2022 20:02 UTC
CONCORS BARONChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 35,776 $0.00 Strike: $57.70 $0.00
Disclosure

SEC source: 0001209191-22-019196 · doc4.xml · derivative · entry 1

CONCORS BARON · CIK 0001808515 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,776

Underlying: Common Shares · 35,776 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023.

F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 15, 2022 Filed Mar 16, 2022 19:44 UTC
ACKLEY MATTHEWChief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 17,026 $0.00 Strike: $57.70 $0.00
Disclosure

SEC source: 0001209191-22-019183 · doc4.xml · derivative · entry 1

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,026

Underlying: Common Shares · 17,026 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023.

F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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March 14, 2022 Filed Mar 15, 2022 22:00 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Tax withholdingCommon Shares 2,827 $56.03 $158,396.81
Disclosure

SEC source: 0001209191-22-018933 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,619

F1 · shares: Tax Withholding on the 2019 PSUs and DERs that vested on March 6, 2022.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:00 UTC
Taylor Kari RChief Revenue Officer
Tax withholdingCommon Shares 2,164 $56.03 $121,248.92
Disclosure

SEC source: 0001209191-22-018931 · doc4.xml · nonDerivative · entry 1

Taylor Kari R · CIK 0001787804 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,538

F1 · shares: Tax Withholding on the 2019 PSUs and DERs that vested on March 6, 2022.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 21:59 UTC
JETER JAMES JChief Customer Advoc. Officer
Tax withholdingCommon Shares 2,689 $56.03 $150,664.67
Disclosure

SEC source: 0001209191-22-018928 · doc4.xml · nonDerivative · entry 1

JETER JAMES J · CIK 0001242860 · Chief Customer Advoc. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,864

F1 · shares: Tax Withholding on the 2019 PSUs and DERs that vested on March 6, 2022.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 21:57 UTC
Driscoll Sharon RuthChief Financial Officer
Tax withholdingCommon Shares 8,041 $56.03 $450,537.23
Disclosure

SEC source: 0001209191-22-018926 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,383

F1 · shares: Tax Withholding on the 2019 PSUs and DERs that vested on March 6, 2022.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 21:56 UTC
ACKLEY MATTHEWChief Marketing Officer
Tax withholdingCommon Shares 2,540 $56.03 $142,316.20
Disclosure

SEC source: 0001209191-22-018924 · doc4.xml · nonDerivative · entry 1

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,077

F1 · shares: Tax Withholding on the 2019 PSUs and DERs that vested on March 6, 2022.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 18:06 UTC GrantDeferred Share Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017482 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,333

Underlying: Common Shares · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 18:05 UTC GrantDeferred Share Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017481 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,710

Underlying: Common Shares · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 18:05 UTC GrantDeferred Share Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017480 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,883

Underlying: Common Shares · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

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March 07, 2022 Filed Mar 9, 2022 18:04 UTC
Olsson ErikDirector
GrantDeferred Share Units · Derivative 846 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017479 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,855

Underlying: Common Shares · 846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 18:03 UTC
Hook LisaDirector
GrantDeferred Share Units · Derivative 384 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017478 · doc4.xml · derivative · entry 1

Hook Lisa · CIK 0001343269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Underlying: Common Shares · 384 shares

Expires not disclosed

F1 · derivative.exercise_price: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F1 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F1 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 18:01 UTC GrantDeferred Share Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017477 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,710

Underlying: Common Shares · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 18:00 UTC GrantDeferred Share Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017476 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,425

Underlying: Common Shares · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 17:59 UTC
DeWitt AdamDirector
GrantDeferred Share Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017474 · doc4.xml · derivative · entry 1

DeWitt Adam · CIK 0001393867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,246

Underlying: Common Shares · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 17:58 UTC GrantDeferred Share Units · Derivative 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017473 · doc4.xml · derivative · entry 1

Briscoe Beverley Anne · CIK 0001661691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,384

Underlying: Common Shares · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share.

F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA.

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:28 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionDividend Equivalent Rights (2019 PSUs) · Derivative 264 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016827 · doc4.xml · derivative · entry 6

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:28 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionPerformance Share Units (2019 PSUs) · Derivative 5,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016827 · doc4.xml · derivative · entry 5

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:28 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 5,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016827 · doc4.xml · nonDerivative · entry 2

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:28 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
Exercise / conversionCommon Shares 264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016827 · doc4.xml · nonDerivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · shares: Includes the March 4, 2022 accrued PSU dividend equivalent rights.

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:28 UTC
Taylor Kari RChief Revenue Officer
Exercise / conversionDividend Equivalent Rights (2019 PSUs) · Derivative 346 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016825 · doc4.xml · derivative · entry 4

Taylor Kari R · CIK 0001787804 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:28 UTC
Taylor Kari RChief Revenue Officer
Exercise / conversionPerformance Share Units (2019 PSUs) · Derivative 7,356 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016825 · doc4.xml · derivative · entry 3

Taylor Kari R · CIK 0001787804 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:28 UTC
Taylor Kari RChief Revenue Officer
Exercise / conversionCommon Shares 7,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016825 · doc4.xml · nonDerivative · entry 2

Taylor Kari R · CIK 0001787804 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:28 UTC
Taylor Kari RChief Revenue Officer
Exercise / conversionCommon Shares 346 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016825 · doc4.xml · nonDerivative · entry 1

Taylor Kari R · CIK 0001787804 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · shares: Includes the March 4, 2022 accrued PSU dividend equivalent rights.

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:27 UTC
JETER JAMES JChief Customer Advoc. Officer
Exercise / conversionDividend Equivalent Rights (2019 PSUs) · Derivative 438 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016823 · doc4.xml · derivative · entry 5

JETER JAMES J · CIK 0001242860 · Chief Customer Advoc. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:27 UTC
JETER JAMES JChief Customer Advoc. Officer
Exercise / conversionPerformance Share Units (2019 PSUs) · Derivative 8,342 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016823 · doc4.xml · derivative · entry 4

JETER JAMES J · CIK 0001242860 · Chief Customer Advoc. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:27 UTC
JETER JAMES JChief Customer Advoc. Officer
Exercise / conversionCommon Shares 8,342 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016823 · doc4.xml · nonDerivative · entry 2

JETER JAMES J · CIK 0001242860 · Chief Customer Advoc. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:27 UTC
JETER JAMES JChief Customer Advoc. Officer
Exercise / conversionCommon Shares 438 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016823 · doc4.xml · nonDerivative · entry 1

JETER JAMES J · CIK 0001242860 · Chief Customer Advoc. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · shares: Includes the March 4, 2022 accrued PSU dividend equivalent rights.

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:26 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionDividend Equivalent Rights (2019 PSUs) · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016821 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:26 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionPerformance Share Units (2019 PSUs) · Derivative 14,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016821 · doc4.xml · derivative · entry 5

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:26 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 14,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016821 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:26 UTC
Driscoll Sharon RuthChief Financial Officer
Exercise / conversionCommon Shares 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016821 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · shares: Includes the March 4, 2022 accrued PSU dividend equivalent rights.

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:25 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionDividend Equivalent Rights (2019 PSUs) · Derivative 354 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016819 · doc4.xml · derivative · entry 5

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:25 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionPerformance Share Units (2019 PSUs) · Derivative 6,753 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016819 · doc4.xml · derivative · entry 4

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:25 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionCommon Shares 354 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016819 · doc4.xml · nonDerivative · entry 2

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · shares: Includes the March 4, 2022 accrued PSU dividend equivalent rights.

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 06, 2022 Filed Mar 7, 2022 23:25 UTC
ACKLEY MATTHEWChief Marketing Officer
Exercise / conversionCommon Shares 6,753 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016819 · doc4.xml · nonDerivative · entry 1

ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:38 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 116 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016769 · doc4.xml · derivative · entry 1

Zimmerman Christopher · CIK 0001661698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

Underlying: Common Shares · 116 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:37 UTC
Watt Darren JeffreyGen. Counsel & Corp. Secretary
GrantDividend Equivalent Rights (2019 PSUs) · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016766 · doc4.xml · derivative · entry 1

Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

Underlying: Common Shares · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:37 UTC
Taylor Kari RChief Revenue Officer
GrantDividend Equivalent Rights (2019 PSUs) · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016765 · doc4.xml · derivative · entry 2

Taylor Kari R · CIK 0001787804 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

Underlying: Common Shares · 35 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:37 UTC
Taylor Kari RChief Revenue Officer
GrantDividend Equivalent Rights (2019 RSUs) · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016765 · doc4.xml · derivative · entry 1

Taylor Kari R · CIK 0001787804 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239

Underlying: Common Shares · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 SOG of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 SOG of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 SOG of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:35 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016762 · doc4.xml · derivative · entry 1

RAISS SARAH E. · CIK 0001510551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679

Underlying: Common Shares · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

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March 04, 2022 Filed Mar 7, 2022 22:34 UTC
Olsson ErikDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 106 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016761 · doc4.xml · derivative · entry 1

Olsson Erik · CIK 0001400231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816

Underlying: Common Shares · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

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March 04, 2022 Filed Mar 7, 2022 22:36 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016764 · doc4.xml · derivative · entry 1

Shenkan Amy Guggenheim · CIK 0001710815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

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March 04, 2022 Filed Mar 7, 2022 22:33 UTC
JETER JAMES JChief Customer Advoc. Officer
GrantDividend Equivalent Rights (2019 PSUs) · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016759 · doc4.xml · derivative · entry 1

JETER JAMES J · CIK 0001242860 · Chief Customer Advoc. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438

Underlying: Common Shares · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

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March 04, 2022 Filed Mar 7, 2022 22:33 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016758 · doc4.xml · derivative · entry 1

FENNELL J KIM · CIK 0001228026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

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March 04, 2022 Filed Mar 7, 2022 22:32 UTC GrantDividend Equivalent Rights (DSUs) · Derivative 112 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016756 · doc4.xml · derivative · entry 1

Elton Robert George · CIK 0001661705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330

Underlying: Common Shares · 112 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

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March 04, 2022 Filed Mar 7, 2022 22:31 UTC
DeWitt AdamDirector
GrantDividend Equivalent Rights (DSUs) · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016754 · doc4.xml · derivative · entry 1

DeWitt Adam · CIK 0001393867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43

Underlying: Common Shares · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:32 UTC
Driscoll Sharon RuthChief Financial Officer
GrantDividend Equivalent Rights (2019 PSUs) · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016755 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Shares · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.