Last 12 months
Inside the activity.
8 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 4 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2022 Filed Nov 15, 2022 20:13 UTC |
Hook LisaDirector
|
GrantDeferred Share Units · Derivative | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056958 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028 Underlying: Common Shares · 604 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 20:12 UTC |
Elton Robert GeorgeDirector
|
GrantDeferred Share Units · Derivative | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056956 · doc4.xml · derivative · entry 1 Elton Robert George · CIK 0001661705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,069 Underlying: Common Shares · 604 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 20:11 UTC |
DeWitt AdamDirector
|
GrantDeferred Share Units · Derivative | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-056955 · doc4.xml · derivative · entry 1 DeWitt Adam · CIK 0001393867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,890 Underlying: Common Shares · 604 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:08 UTC |
Zimmerman ChristopherDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050024 · doc4.xml · derivative · entry 1 Zimmerman Christopher · CIK 0001661698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,736 Underlying: Common Shares · 109 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:08 UTC |
Stephenson CarolDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050023 · doc4.xml · derivative · entry 1 Stephenson Carol · CIK 0001493255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Shares · 1 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:07 UTC |
Shah MaheshDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050022 · doc4.xml · derivative · entry 1 Shah Mahesh · CIK 0001775045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Shares · 1 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:06 UTC |
RAISS SARAH E.Director
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050021 · doc4.xml · derivative · entry 2 RAISS SARAH E. · CIK 0001510551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795 Underlying: Common Shares · 57 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:05 UTC |
Olsson ErikDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050020 · doc4.xml · derivative · entry 1 Olsson Erik · CIK 0001400231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,024 Underlying: Common Shares · 102 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:04 UTC |
Hook LisaDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050019 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Underlying: Common Shares · 6 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:03 UTC |
Elton Robert GeorgeDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050017 · doc4.xml · derivative · entry 1 Elton Robert George · CIK 0001661705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,544 Underlying: Common Shares · 105 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:02 UTC |
DeWitt AdamDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050016 · doc4.xml · derivative · entry 1 DeWitt Adam · CIK 0001393867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76 Underlying: Common Shares · 17 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 19:51 UTC |
THIEDE CARMEN DChief People Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 8,099 | $0.00 Strike: $68.46 | $0.00 |
DisclosureSEC source: 0001209191-22-049479 · doc4.xml · derivative · entry 1 THIEDE CARMEN D · CIK 0001588767 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,099 Underlying: Common Shares · 8,099 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on September 9, 2022 and vests equally in three equal annual installments beginning September 8, 2023. F2 · derivative.expiration_date: The option expires on September 8, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:50 UTC |
Zimmerman ChristopherDirector
|
GrantDeferred Share Units · Derivative | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045950 · doc4.xml · derivative · entry 1 Zimmerman Christopher · CIK 0001661698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,373 Underlying: Common Shares · 464 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:49 UTC |
Stephenson CarolDirector
|
GrantDeferred Share Units · Derivative | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045949 · doc4.xml · derivative · entry 1 Stephenson Carol · CIK 0001493255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330 Underlying: Common Shares · 330 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:48 UTC |
Shah MaheshDirector
|
GrantDeferred Share Units · Derivative | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045948 · doc4.xml · derivative · entry 1 Shah Mahesh · CIK 0001775045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330 Underlying: Common Shares · 330 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:47 UTC |
RAISS SARAH E.Director
|
GrantDeferred Share Units · Derivative | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045947 · doc4.xml · derivative · entry 1 RAISS SARAH E. · CIK 0001510551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,923 Underlying: Common Shares · 464 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:46 UTC |
Olsson ErikDirector
|
GrantDeferred Share Units · Derivative | 681 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045946 · doc4.xml · derivative · entry 1 Olsson Erik · CIK 0001400231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,382 Underlying: Common Shares · 681 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:45 UTC |
Hook LisaDirector
|
GrantDeferred Share Units · Derivative | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045945 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424 Underlying: Common Shares · 464 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:44 UTC |
Elton Robert GeorgeDirector
|
GrantDeferred Share Units · Derivative | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045944 · doc4.xml · derivative · entry 1 Elton Robert George · CIK 0001661705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,465 Underlying: Common Shares · 464 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 16:43 UTC |
DeWitt AdamDirector
|
GrantDeferred Share Units · Derivative | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045943 · doc4.xml · derivative · entry 1 DeWitt Adam · CIK 0001393867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,286 Underlying: Common Shares · 464 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 18:59 UTC |
Taylor Kari RChief Revenue Officer
|
GrantDividend Equivalent Rights (2019 RSUs) · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038357 · doc4.xml · derivative · entry 1 Taylor Kari R · CIK 0001787804 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261 Underlying: Common Shares · 22 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2019 RSUs vest and become exercisable concurrently with the RSUs to which they relate. F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2019 RSUs vest and become exercisable concurrently with the RSUs to which they relate. F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2019 RSUs vest and become exercisable concurrently with the RSUs to which they relate. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 18:56 UTC |
DeWitt AdamDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038351 · doc4.xml · derivative · entry 1 DeWitt Adam · CIK 0001393867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59 Underlying: Common Shares · 16 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 19:00 UTC |
Zimmerman ChristopherDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038358 · doc4.xml · derivative · entry 1 Zimmerman Christopher · CIK 0001661698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,627 Underlying: Common Shares · 114 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 18:59 UTC |
Olsson ErikDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038356 · doc4.xml · derivative · entry 1 Olsson Erik · CIK 0001400231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922 Underlying: Common Shares · 106 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 18:58 UTC |
Hook LisaDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038354 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4 Underlying: Common Shares · 4 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 18:57 UTC |
Elton Robert GeorgeDirector
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038352 · doc4.xml · derivative · entry 1 Elton Robert George · CIK 0001661705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,439 Underlying: Common Shares · 109 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| June 17, 2022 Filed Sep 15, 2022 18:06 UTC |
RAISS SARAH E.Director
|
GrantDividend Equivalent Rights (DSUs) · Derivative | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050021 · doc4.xml · derivative · entry 1 RAISS SARAH E. · CIK 0001510551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738 Underlying: Common Shares · 59 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F2 · date: This Form 4 entry is being filed late due to inadvertent administrative error. F1 · derivative.exercise_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. F1 · derivative.expiration_date: The dividend equivalent rights accrued in respect of the reporting person's deferred share units, and become exercisable and payable concurrently with the deferred share units. Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 15:41 UTC |
Jacobs Eric DouglasChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 48,077 | $0.00 Strike: $100.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034950 · doc4.xml · derivative · entry 4 Jacobs Eric Douglas · CIK 0001342332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,077 Underlying: Common Shares · 48,077 shares Expires not disclosed F3 · derivative.exercise_date: The option was granted on June 6, 2022 and vests equally in three equal annual installments beginning August 12, 2024. F4 · derivative.expiration_date: The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 15:41 UTC |
Jacobs Eric DouglasChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 39,276 | $0.00 Strike: $90.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034950 · doc4.xml · derivative · entry 3 Jacobs Eric Douglas · CIK 0001342332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,276 Underlying: Common Shares · 39,276 shares Expires not disclosed F3 · derivative.exercise_date: The option was granted on June 6, 2022 and vests equally in three equal annual installments beginning August 12, 2024. F4 · derivative.expiration_date: The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 15:41 UTC |
Jacobs Eric DouglasChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 31,804 | $0.00 Strike: $80.00 | $0.00 |
DisclosureSEC source: 0001209191-22-034950 · doc4.xml · derivative · entry 2 Jacobs Eric Douglas · CIK 0001342332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,804 Underlying: Common Shares · 31,804 shares Expires not disclosed F3 · derivative.exercise_date: The option was granted on June 6, 2022 and vests equally in three equal annual installments beginning August 12, 2024. F4 · derivative.expiration_date: The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 15:41 UTC |
Jacobs Eric DouglasChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 59,483 | $0.00 Strike: $61.38 | $0.00 |
DisclosureSEC source: 0001209191-22-034950 · doc4.xml · derivative · entry 1 Jacobs Eric Douglas · CIK 0001342332 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,483 Underlying: Common Shares · 59,483 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on June 6, 2022 and vests equally in three equal annual installments beginning March 14, 2023. F2 · derivative.expiration_date: The option expires on June 6, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:45 UTC |
Zimmerman ChristopherDirector
|
GrantDeferred Share Units · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029709 · doc4.xml · derivative · entry 1 Zimmerman Christopher · CIK 0001661698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,909 Underlying: Common Shares · 576 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:44 UTC |
RAISS SARAH E.Director
|
GrantDeferred Share Units · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029708 · doc4.xml · derivative · entry 1 RAISS SARAH E. · CIK 0001510551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,459 Underlying: Common Shares · 576 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:43 UTC |
Olsson ErikDirector
|
GrantDeferred Share Units · Derivative | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029706 · doc4.xml · derivative · entry 1 Olsson Erik · CIK 0001400231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,701 Underlying: Common Shares · 846 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:39 UTC |
Elton Robert GeorgeDirector
|
GrantDeferred Share Units · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029691 · doc4.xml · derivative · entry 1 Elton Robert George · CIK 0001661705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,001 Underlying: Common Shares · 576 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:41 UTC |
Hook LisaDirector
|
GrantDeferred Share Units · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029696 · doc4.xml · derivative · entry 1 Hook Lisa · CIK 0001343269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Shares · 576 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:37 UTC |
DeWitt AdamDirector
|
GrantDeferred Share Units · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029688 · doc4.xml · derivative · entry 1 DeWitt Adam · CIK 0001393867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,822 Underlying: Common Shares · 576 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") represents the economic equivalent of one RBA common share. F2 · derivative.exercise_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. F2 · derivative.expiration_date: Following the reporting person ceasing to hold any position as a director of RBA or any of its subsidiaries and not otherwise being employed by RBA or any of its subsidiaries ("Termination"), a lump sum cash payment will be made by RBA to the reporting person, net of tax withholding, calculated by multiplying the number of DSUs by the fair market value of one RBA common share as of (i) the 24th business day after the first publication by or on behalf of RBA of interim financial statements and MD&A for the fiscal quarter of the corporation following such Termination or (ii) where the Termination occurs in RBA's fourth fiscal quarter, the 24th business day (or such fewer number of business days as may be determined by the Committee) after the first publication by or on behalf of RBA of annual financial statements and MD&As for such fiscal year of RBA. Read SEC document |
| May 13, 2022 Filed May 13, 2022 19:49 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,500 | $0.00 Strike: $24.84 | $0.00 |
DisclosureSEC source: 0001209191-22-028825 · doc4.xml · derivative · entry 6 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644 Underlying: Common Shares · 3,500 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on March 10, 2015 and vests equally in three equal annual installments beginning March 9, 2016. Read SEC document |
| May 13, 2022 Filed May 13, 2022 19:49 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
SaleCommon Shares | 3,500 | $61.69 | $215,915.00 |
DisclosureSEC source: 0001209191-22-028825 · doc4.xml · nonDerivative · entry 5 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 13, 2022 Filed May 13, 2022 19:49 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Shares | 3,500 | $24.84 | $86,940.00 |
DisclosureSEC source: 0001209191-22-028825 · doc4.xml · nonDerivative · entry 4 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2022 Filed May 13, 2022 19:48 UTC |
JETER JAMES JChief Customer Advoc. Officer
|
SaleCommon Shares | 2,100 | $61.73 | $129,633.00 |
DisclosureSEC source: 0001209191-22-028824 · doc4.xml · nonDerivative · entry 1 JETER JAMES J · CIK 0001242860 · Chief Customer Advoc. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,764 Read SEC document |
| May 12, 2022 Filed May 13, 2022 19:46 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
SaleCommon Shares | 400 | $58.21 | $23,284.00 |
DisclosureSEC source: 0001209191-22-028821 · doc4.xml · nonDerivative · entry 1 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,846 Read SEC document |
| May 12, 2022 Filed May 13, 2022 19:45 UTC |
ACKLEY MATTHEWChief Marketing Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0001209191-22-028820 · doc4.xml · derivative · entry 5 ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,344 Underlying: Common Shares · 1,500 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning May 30, 2018. Read SEC document |
| May 12, 2022 Filed May 13, 2022 19:45 UTC |
ACKLEY MATTHEWChief Marketing Officer
|
SaleCommon Shares | 1,500 | $58.00 | $87,000.00 |
DisclosureSEC source: 0001209191-22-028820 · doc4.xml · nonDerivative · entry 4 ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 12, 2022 Filed May 13, 2022 19:45 UTC |
ACKLEY MATTHEWChief Marketing Officer
|
Exercise / conversionCommon Shares | 1,500 | $17.76 | $26,640.00 |
DisclosureSEC source: 0001209191-22-028820 · doc4.xml · nonDerivative · entry 3 ACKLEY MATTHEW · CIK 0001232220 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:06 UTC |
THIEDE CARMEN DChief People Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 18,750 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001209191-22-019207 · doc4.xml · derivative · entry 1 THIEDE CARMEN D · CIK 0001588767 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Shares · 18,750 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023. F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:07 UTC |
Watt Darren JeffreyGen. Counsel & Corp. Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 11,853 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001209191-22-019209 · doc4.xml · derivative · entry 1 Watt Darren Jeffrey · CIK 0001661695 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,853 Underlying: Common Shares · 11,853 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023. F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:05 UTC |
Taylor Kari RChief Revenue Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 26,552 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001209191-22-019206 · doc4.xml · derivative · entry 1 Taylor Kari R · CIK 0001787804 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,552 Underlying: Common Shares · 26,552 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023. F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:05 UTC |
KESSLER JAMES FRANCISPresident & COO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 59,483 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001209191-22-019203 · doc4.xml · derivative · entry 1 KESSLER JAMES FRANCIS · CIK 0001811969 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,483 Underlying: Common Shares · 59,483 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023. F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:04 UTC |
JETER JAMES JChief Customer Advoc. Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 14,483 | $0.00 Strike: $57.70 | $0.00 |
DisclosureSEC source: 0001209191-22-019201 · doc4.xml · derivative · entry 1 JETER JAMES J · CIK 0001242860 · Chief Customer Advoc. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,483 Underlying: Common Shares · 14,483 shares Expires not disclosed F1 · derivative.exercise_date: The option was granted on March 15, 2022 and vests equally in three equal annual installments beginning March 14, 2023. F2 · derivative.expiration_date: The option expires on March 14, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.