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Ultragenyx Pharmaceutical Inc.

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4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2017 Filed Feb 28, 2017 22:27 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 12,000 $80.14 $961,680.00
Disclosure

SEC source: 0001209191-17-015378 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,887

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.58 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 22:27 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 12,000 $0.82 $9,780.00
Disclosure

SEC source: 0001209191-17-015378 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 21:14 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001562180-16-003884 · primarydocument.xml · derivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,163

Underlying: Common Stock · 6,500 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4 of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

Read SEC document
December 23, 2016 Filed Dec 23, 2016 21:14 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 6,500 $0.81 $5,265.00
Disclosure

SEC source: 0001562180-16-003884 · primarydocument.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2016 Filed Feb 10, 2017 23:00 UTC
KAKKIS EMIL DDirector · President & CEO
GiftCommon Stock 27,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009699 · doc5.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,647

Read SEC document
December 05, 2016 Filed Dec 5, 2016 22:39 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001562180-16-003674 · primarydocument.xml · derivative · entry 4

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 6,000 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/3 of the shares initially subject to the option vested one year from January 30, 2014 and then 1/36 of the shares initially subject to the option began vesting monthly thereafter.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 22:39 UTC SaleCommon Stock 2,000 $78.70 $157,400.00
Disclosure

SEC source: 0001562180-16-003674 · primarydocument.xml · nonDerivative · entry 3

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,985

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.60 to $78.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 22:39 UTC SaleCommon Stock 4,000 $77.94 $311,760.00
Disclosure

SEC source: 0001562180-16-003674 · primarydocument.xml · nonDerivative · entry 2

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,985

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.60 to $78.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 22:39 UTC Exercise / conversionCommon Stock 6,000 $21.00 $126,000.00
Disclosure

SEC source: 0001562180-16-003674 · primarydocument.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 21:11 UTC
Huizenga Theodore AlanController and PAO
Exercise / conversionStock Options (Right to buy) · Derivative 2,000 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001562180-16-003581 · primarydocument.xml · derivative · entry 3

Huizenga Theodore Alan · CIK 0001603347 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,403

Underlying: Common Stock · 2,000 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares underlying the option vested on January 27, 2015, with 1/48th of the underlying shares vesting monthly thereafter, provided the Reporting Person has not terminated services with the Issuer.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 21:11 UTC
Huizenga Theodore AlanController and PAO
SaleCommon Stock 2,000 $79.73 $159,460.00
Disclosure

SEC source: 0001562180-16-003581 · primarydocument.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.70 to $79.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

F2 · balance_after: Due to a clerical error, the Forms 4 filed by the Reporting Person on each of June 19, 2015, December 18, 2015, January 19, 2016, February 17, 2016, May 24, 2016, and May 27, 2016 listed incorrect amounts in Column 5. The Form 4 filed on June 19, 2015 has been amended to reflect the correct share ownership following the reported transaction of 4,300 shares rather than 2,500 shares. The Form 4 filed on December 18, 2015 should have reflected 4,300 shares rather than 2,500 shares; the Form 4 filed on January 19, 2016 should have reflected 5,300 shares rather than 3,500 shares; the Form 4 filed on February 17, 2016 should have reflected 6,300 shares rather than 4,500 shares; the Form 4 filed May 24, 2016 should have reflected 6,134 shares rather than 4,334 shares; and the Form 4 filed on May 27, 2016 should have reflected 11,134 shares rather than 9,334 shares.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 21:11 UTC
Huizenga Theodore AlanController and PAO
Exercise / conversionCommon Stock 2,000 $21.00 $42,000.00
Disclosure

SEC source: 0001562180-16-003581 · primarydocument.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

F2 · balance_after: Due to a clerical error, the Forms 4 filed by the Reporting Person on each of June 19, 2015, December 18, 2015, January 19, 2016, February 17, 2016, May 24, 2016, and May 27, 2016 listed incorrect amounts in Column 5. The Form 4 filed on June 19, 2015 has been amended to reflect the correct share ownership following the reported transaction of 4,300 shares rather than 2,500 shares. The Form 4 filed on December 18, 2015 should have reflected 4,300 shares rather than 2,500 shares; the Form 4 filed on January 19, 2016 should have reflected 5,300 shares rather than 3,500 shares; the Form 4 filed on February 17, 2016 should have reflected 6,300 shares rather than 4,500 shares; the Form 4 filed May 24, 2016 should have reflected 6,134 shares rather than 4,334 shares; and the Form 4 filed on May 27, 2016 should have reflected 11,134 shares rather than 9,334 shares.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 200 $83.01 $16,602.00
Disclosure

SEC source: 0001562180-16-003561 · primarydocument.xml · nonDerivative · entry 5

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,147

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 4,180 $82.36 $344,264.80
Disclosure

SEC source: 0001562180-16-003561 · primarydocument.xml · nonDerivative · entry 4

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,347

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 7,755 $81.55 $632,420.25
Disclosure

SEC source: 0001562180-16-003561 · primarydocument.xml · nonDerivative · entry 3

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,527

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 6,451 $80.64 $520,208.64
Disclosure

SEC source: 0001562180-16-003561 · primarydocument.xml · nonDerivative · entry 2

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,282

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.97 to $80.955 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 21:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 1,414 $79.39 $112,257.46
Disclosure

SEC source: 0001562180-16-003561 · primarydocument.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,733

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.97 to $79.74 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:18 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option · Derivative 24,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001562180-16-003444 · primarydocument.xml · derivative · entry 7

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,663

Underlying: Common Stock · 24,000 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4 of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:18 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 700 $74.34 $52,038.00
Disclosure

SEC source: 0001562180-16-003444 · primarydocument.xml · nonDerivative · entry 6

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,387

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.23 to $74.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:18 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 2,600 $73.65 $191,490.00
Disclosure

SEC source: 0001562180-16-003444 · primarydocument.xml · nonDerivative · entry 5

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,087

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.22 to $74.17 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:18 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 3,205 $72.81 $233,356.05
Disclosure

SEC source: 0001562180-16-003444 · primarydocument.xml · nonDerivative · entry 4

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,687

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.13 to $73.105 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:18 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 3,895 $71.68 $279,193.60
Disclosure

SEC source: 0001562180-16-003444 · primarydocument.xml · nonDerivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,892

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.13 to $72.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:18 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 13,600 $70.06 $952,816.00
Disclosure

SEC source: 0001562180-16-003444 · primarydocument.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,787

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:18 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 24,000 $0.82 $19,560.00
Disclosure

SEC source: 0001562180-16-003444 · primarydocument.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 20:00 UTC
Sharp ShaliniCFO & Senior Vice President
Exercise / conversionStock Option · Derivative 12,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001562180-16-003255 · primarydocument.xml · derivative · entry 4

Sharp Shalini · CIK 0001377202 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,663

Underlying: Common Stock · 12,000 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the option vested one year from May 21, 2012 and then 1/48th monthly thereafter.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 20:00 UTC
Sharp ShaliniCFO & Senior Vice President
SaleCommon Stock 6,932 $61.71 $427,773.72
Disclosure

SEC source: 0001562180-16-003255 · primarydocument.xml · nonDerivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,387

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.29 to $62.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 20:00 UTC
Sharp ShaliniCFO & Senior Vice President
SaleCommon Stock 5,068 $60.98 $309,046.64
Disclosure

SEC source: 0001562180-16-003255 · primarydocument.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,319

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.28 to $61.28 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 20:00 UTC
Sharp ShaliniCFO & Senior Vice President
Exercise / conversionCommon Stock 12,000 $0.82 $9,780.00
Disclosure

SEC source: 0001562180-16-003255 · primarydocument.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 20:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 1,800 $64.78 $116,604.00
Disclosure

SEC source: 0001562180-16-003247 · primarydocument.xml · nonDerivative · entry 4

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,147

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.67 to $64.91 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 20:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 2,345 $64.41 $151,041.45
Disclosure

SEC source: 0001562180-16-003247 · primarydocument.xml · nonDerivative · entry 3

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,947

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.65 to $64.64 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 20:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 9,340 $63.06 $588,980.40
Disclosure

SEC source: 0001562180-16-003247 · primarydocument.xml · nonDerivative · entry 2

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,292

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.57 to $63.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 20:01 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 6,515 $61.97 $403,734.55
Disclosure

SEC source: 0001562180-16-003247 · primarydocument.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,632

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.57 to $62.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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July 27, 2015 Filed Oct 9, 2018 20:36 UTC SaleCommon Stock 400 $122.58 $49,032.00
Disclosure

SEC source: 0001209191-18-054531 · doc4.xml · nonDerivative · entry 4

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 109,000

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

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June 17, 2015 Filed Nov 18, 2016 21:03 UTC Amendment
Huizenga Theodore AlanController and PAO
SaleCommon Stock 1,500 $94.80 $142,200.00
Disclosure

SEC source: 0001562180-16-003577 · primarydocument.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.76 to $94.88 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · balance_after: Due to a clerical error, the number of shares beneficially owned following the reported transaction mistakenly excluded 1,800 shares owned by the Reporting Person. These 1,800 shares were also omitted from five Forms 4 filed by the Reporting Person after this Form 4 was filed.

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June 17, 2015 Filed Nov 18, 2016 21:03 UTC Amendment
Huizenga Theodore AlanController and PAO
Exercise / conversionCommon Stock 1,500 $21.00 $31,500.00
Disclosure

SEC source: 0001562180-16-003577 · primarydocument.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Due to a clerical error, the number of shares beneficially owned following the reported transaction mistakenly excluded 1,800 shares owned by the Reporting Person. These 1,800 shares were also omitted from five Forms 4 filed by the Reporting Person after this Form 4 was filed.

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May 27, 2015 Filed Oct 9, 2018 20:36 UTC SaleCommon Stock 2,000 $85.94 $171,880.00
Disclosure

SEC source: 0001209191-18-054531 · doc4.xml · nonDerivative · entry 3

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 109,400

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

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May 12, 2015 Filed Oct 9, 2018 20:36 UTC SaleCommon Stock 10,500 $68.65 $720,825.00
Disclosure

SEC source: 0001209191-18-054531 · doc4.xml · nonDerivative · entry 2

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 111,400

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

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February 05, 2014 Filed Oct 9, 2018 20:36 UTC ConversionSeries A Preferred Stock · Derivative 266,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-054531 · doc4.xml · derivative · entry 8

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Underlying: Common Stock · 84,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock was convertible into Common Stock at any time and automatically converted into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock was convertible into Common Stock at any time and automatically converted into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock was convertible into Common Stock at any time and automatically converted into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · derivative.underlying_shares: The number of underlying shares of Common Stock reported in Column 7 reflects the automatic conversion of shares of Series A Preferred Stock into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

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February 05, 2014 Filed Oct 9, 2018 20:36 UTC ConversionCommon Stock 84,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-054531 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 121,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The number of shares of Common Stock reported reflects the automatic conversion of shares of Series A Preferred Stock into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.