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Ultragenyx Pharmaceutical Inc.

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4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2018 Filed May 30, 2018 23:29 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 13,000 $70.17 $912,171.00
Disclosure

SEC source: 0001209191-18-034281 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,174

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.86 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 30, 2018 Filed May 30, 2018 23:29 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 6,500 $0.82 $5,297.50
Disclosure

SEC source: 0001209191-18-034281 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 30, 2018 23:26 UTC SaleCommon Stock 6,319 $72.00 $454,969.26
Disclosure

SEC source: 0001209191-18-034278 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 25, 2018 Filed May 29, 2018 17:28 UTC
Huizenga Theodore AlanVP, Controller and PAO
Tax withholdingCommon Stock 433 $67.31 $29,145.23
Disclosure

SEC source: 0001209191-18-033718 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,278

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 21, 2018 Filed May 22, 2018 15:46 UTC Tax withholdingCommon Stock 381 $64.79 $24,684.99
Disclosure

SEC source: 0001209191-18-032211 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,460

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 312 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 15:42 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 986 $64.79 $63,882.94
Disclosure

SEC source: 0001209191-18-032206 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,398

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 21, 2018 Filed May 22, 2018 15:47 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 381 $64.79 $24,684.99
Disclosure

SEC source: 0001209191-18-032213 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,674

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 511 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 15:44 UTC
Huizenga Theodore AlanVP, Controller and PAO
Tax withholdingCommon Stock 156 $64.79 $10,107.24
Disclosure

SEC source: 0001209191-18-032208 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,711

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 393 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2018.

Read SEC document
May 10, 2018 Filed May 10, 2018 21:07 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 1,465 $60.00 $87,900.00
Disclosure

SEC source: 0001209191-18-029310 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,056

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 05, 2018 Filed May 8, 2018 21:44 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 649 $54.50 $35,370.50
Disclosure

SEC source: 0001209191-18-028672 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,384

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes 183 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2018.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:45 UTC GrantCommon Stock 1,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025591 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,529

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on April 19, 2018 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:42 UTC
KAKKIS EMIL DDirector · President & CEO
GrantCommon Stock 3,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025586 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,384

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on April 19, 2018 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:43 UTC
Sharp ShaliniCFO & Executive Vice President
GrantCommon Stock 1,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025589 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,544

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on April 19, 2018 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:52 UTC
Huizenga Theodore AlanVP, Controller and PAO
GrantCommon Stock 799 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025602 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,474

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on April 19, 2018 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:51 UTC
Parschauer Karah HerdmanEVP and General Counsel
GrantCommon Stock 1,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025600 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on April 19, 2018 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:49 UTC GrantCommon Stock 1,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025598 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,076

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on April 19, 2018 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:48 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantCommon Stock 1,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025596 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,850

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on April 19, 2018 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Apr 19, 2018 20:46 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
GrantCommon Stock 1,431 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025593 · doc4.xml · nonDerivative · entry 1

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,604

F1 · shares: Represents restricted stock units (RSUs) into which previously granted performance stock units were converted on April 19, 2018 upon certification of the applicable performance metric. Half of these RSUs will vest on the first anniversary of the certification date and the other half will vest on the second anniversary of the certification date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2018 Filed Oct 9, 2018 20:36 UTC SaleCommon Stocki 650 $53.97 $35,080.50
Disclosure

SEC source: 0001209191-18-054531 · doc4.xml · nonDerivative · entry 5

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 108,350

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:16 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-18-016415 · doc4.xml · derivative · entry 3

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:16 UTC Tax withholdingCommon Stock 307 $48.43 $14,868.01
Disclosure

SEC source: 0001209191-18-016415 · doc4.xml · nonDerivative · entry 2

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,098

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:16 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016415 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,405

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 177 shares acquired under the Company's 2014 Employee Stock Purchase Plan on October 31, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:12 UTC
KAKKIS EMIL DDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 94,500 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-18-016405 · doc4.xml · derivative · entry 4

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,500

Underlying: Common Stock · 94,500 shares

Expires 2028-03-01

F4 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:12 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 1,114 $48.43 $53,951.02
Disclosure

SEC source: 0001209191-18-016405 · doc4.xml · nonDerivative · entry 2

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,955

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:12 UTC
KAKKIS EMIL DDirector · President & CEO
GrantCommon Stock 19,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016405 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,069

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:14 UTC
Sharp ShaliniCFO & Executive Vice President
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-18-016409 · doc4.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2028-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:14 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 397 $48.43 $19,226.71
Disclosure

SEC source: 0001209191-18-016409 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,113

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:14 UTC
Sharp ShaliniCFO & Executive Vice President
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016409 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,510

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 40 shares acquired under the Company's 2014 Employee Stock Purchase Plan on October 31, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:23 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-18-016446 · doc4.xml · derivative · entry 3

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:23 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 205 $48.43 $9,928.15
Disclosure

SEC source: 0001209191-18-016446 · doc4.xml · nonDerivative · entry 2

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,419

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:23 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016446 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,624

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 185 shares acquired under the Company's 2014 Employee Stock Purchase Plan on October 31, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:25 UTC
Huizenga Theodore AlanVP, Controller and PAO
GrantStock Option (Right to Buy) · Derivative 7,975 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-18-016455 · doc4.xml · derivative · entry 3

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,975

Underlying: Common Stock · 7,975 shares

Expires 2028-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:25 UTC
Huizenga Theodore AlanVP, Controller and PAO
Tax withholdingCommon Stock 110 $48.43 $5,327.30
Disclosure

SEC source: 0001209191-18-016455 · doc4.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:25 UTC
Huizenga Theodore AlanVP, Controller and PAO
GrantCommon Stock 1,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016455 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,785

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 106 shares acquired under the Company's 2014 Employee Stock Purchase Plan on October 31, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:22 UTC
Parschauer Karah HerdmanEVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 37,000 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-18-016440 · doc4.xml · derivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2028-03-01

F4 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:22 UTC
Parschauer Karah HerdmanEVP and General Counsel
Tax withholdingCommon Stock 205 $48.43 $9,928.15
Disclosure

SEC source: 0001209191-18-016440 · doc4.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

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March 01, 2018 Filed Mar 5, 2018 21:22 UTC
Parschauer Karah HerdmanEVP and General Counsel
GrantCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016440 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,295

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 01, 2018 Filed Mar 5, 2018 21:21 UTC GrantStock Option (Right to Buy) · Derivative 27,000 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-18-016436 · doc4.xml · derivative · entry 3

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2028-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2018 Filed Mar 5, 2018 21:21 UTC Tax withholdingCommon Stock 276 $48.43 $13,366.68
Disclosure

SEC source: 0001209191-18-016436 · doc4.xml · nonDerivative · entry 2

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,645

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

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March 01, 2018 Filed Mar 5, 2018 21:21 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016436 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,921

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 38 shares acquired under the Company's 2014 Employee Stock Purchase Plan on October 31, 2017.

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March 01, 2018 Filed Mar 5, 2018 21:19 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 32,000 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-18-016427 · doc4.xml · derivative · entry 3

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2028-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2018 Filed Mar 5, 2018 21:19 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
Tax withholdingCommon Stock 441 $48.43 $21,357.63
Disclosure

SEC source: 0001209191-18-016427 · doc4.xml · nonDerivative · entry 2

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,173

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

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March 01, 2018 Filed Mar 5, 2018 21:19 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016427 · doc4.xml · nonDerivative · entry 1

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 7 shares acquired under the Company's 2014 Employee Stock Purchase Plan on October 31, 2017.

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January 30, 2018 Filed Jan 31, 2018 23:39 UTC
Bedrosian Camille LEVP and Chief Medical Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 88,000 $0.00 Strike: $55.00 $0.00
Disclosure

SEC source: 0001209191-18-006301 · doc4.xml · derivative · entry 2

Bedrosian Camille L · CIK 0001326969 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,000

Underlying: Common Stock · 88,000 shares

Expires 2028-01-30

F2 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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January 30, 2018 Filed Jan 31, 2018 23:39 UTC
Bedrosian Camille LEVP and Chief Medical Officer
GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006301 · doc4.xml · nonDerivative · entry 1

Bedrosian Camille L · CIK 0001326969 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

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January 23, 2018 Filed Jan 25, 2018 22:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-18-005421 · doc4.xml · derivative · entry 2

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/3 of the shares initially subject to the option vested one year from January 30, 2014 and then 1/36 of the shares initially subject to the option began vesting monthly thereafter.

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January 23, 2018 Filed Jan 25, 2018 22:07 UTC Exercise / conversionCommon Stock 11,500 $21.00 $241,500.00
Disclosure

SEC source: 0001209191-18-005421 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 28, 2017 Filed Aug 29, 2017 20:30 UTC
KAKKIS EMIL DDirector · President & CEO
PurchaseCommon Stock 1,647 $52.96 $87,225.12
Disclosure

SEC source: 0001209191-17-050586 · doc4.xml · nonDerivative · entry 2

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Emil Kakkis and Jenny Soriano Living Trust, dated June 18, 2009

Disclosed balance after: 2,559,741

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.90 to $52.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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August 28, 2017 Filed Aug 29, 2017 20:30 UTC
KAKKIS EMIL DDirector · President & CEO
PurchaseCommon Stock 5,853 $52.40 $306,697.20
Disclosure

SEC source: 0001209191-17-050586 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Emil Kakkis and Jenny Soriano Living Trust, dated June 18, 2009

Disclosed balance after: 2,558,094

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.89 to $52.88 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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August 03, 2017 Filed Aug 7, 2017 20:54 UTC
Dallas Jayson Donald AlexanderEVP & Chief Commercial Officer
Tax withholdingCommon Stock 940 $62.59 $58,834.60
Disclosure

SEC source: 0001209191-17-047910 · doc4.xml · nonDerivative · entry 1

Dallas Jayson Donald Alexander · CIK 0001650322 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,107

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.