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Ultragenyx Pharmaceutical Inc.

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4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2019 Filed Mar 20, 2019 20:26 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 12,000 $6.86 $82,320.00
Disclosure

SEC source: 0001209191-19-020568 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 18, 2019 Filed Apr 17, 2019 21:50 UTC Amendment
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $6.86 $0.00
Disclosure

SEC source: 0001209191-19-025094 · doc4a.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,878

Underlying: Common Stock · 12,000 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the option vested one year from November 1, 2013 and then 1/48th of the option vested monthly thereafter.

Read SEC document
March 18, 2019 Filed Apr 17, 2019 21:50 UTC Amendment
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 14,800 $70.00 $1,036,000.00
Disclosure

SEC source: 0001209191-19-025094 · doc4a.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,326

F2 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 18, 2019 Filed Apr 17, 2019 21:50 UTC Amendment
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 12,000 $6.86 $82,320.00
Disclosure

SEC source: 0001209191-19-025094 · doc4a.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 05, 2019 Filed Apr 17, 2019 22:05 UTC Amendment SaleCommon Stock 832 $65.52 $54,512.64
Disclosure

SEC source: 0001209191-19-025125 · doc4a.xml · nonDerivative · entry 2

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,474

F4 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
March 05, 2019 Filed Apr 17, 2019 21:38 UTC Amendment
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 2,890 $65.52 $189,352.80
Disclosure

SEC source: 0001209191-19-025069 · doc4a.xml · nonDerivative · entry 2

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,583

F3 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
March 05, 2019 Filed Apr 17, 2019 21:56 UTC Amendment SaleCommon Stock 722 $65.52 $47,305.44
Disclosure

SEC source: 0001209191-19-025109 · doc4a.xml · nonDerivative · entry 2

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,966

F4 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
March 05, 2019 Filed Apr 17, 2019 21:41 UTC Amendment
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 1,012 $65.52 $66,306.24
Disclosure

SEC source: 0001209191-19-025079 · doc4a.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,125

F4 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
March 05, 2019 Filed Apr 17, 2019 21:59 UTC Amendment
Huizenga Theodore AlanVP, Controller and PAO
SaleCommon Stock 254 $65.52 $16,642.08
Disclosure

SEC source: 0001209191-19-025117 · doc4a.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,642

F3 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
March 05, 2019 Filed Apr 17, 2019 21:58 UTC Amendment
Huang Dennis KarlEVP & Chief Tech Ops Officer
SaleCommon Stock 626 $65.52 $41,015.52
Disclosure

SEC source: 0001209191-19-025114 · doc4a.xml · nonDerivative · entry 2

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,693

F4 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
March 05, 2019 Filed Apr 17, 2019 21:52 UTC Amendment
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 886 $65.52 $58,050.72
Disclosure

SEC source: 0001209191-19-025104 · doc4a.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,296

F3 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:05 UTC GrantStock Option (Right to Buy) · Derivative 21,500 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015736 · doc4.xml · derivative · entry 3

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:05 UTC Tax withholdingCommon Stock 806 $67.55 $54,445.30
Disclosure

SEC source: 0001209191-19-015736 · doc4.xml · nonDerivative · entry 2

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,499

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:05 UTC GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015736 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,305

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 191 shares acquired under the Company's 2014 Employee Stock Purchase Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:00 UTC
KAKKIS EMIL DDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 66,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015726 · doc4.xml · derivative · entry 4

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Stock · 66,000 shares

Expires 2029-03-01

F4 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:00 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 2,802 $67.55 $189,275.10
Disclosure

SEC source: 0001209191-19-015726 · doc4.xml · nonDerivative · entry 2

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,670

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:00 UTC
KAKKIS EMIL DDirector · President & CEO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015726 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,472

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:09 UTC
Bedrosian Camille LEVP and Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 21,500 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015744 · doc4.xml · derivative · entry 2

Bedrosian Camille L · CIK 0001326969 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2029-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:09 UTC
Bedrosian Camille LEVP and Chief Medical Officer
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015744 · doc4.xml · nonDerivative · entry 1

Bedrosian Camille L · CIK 0001326969 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,364

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:02 UTC
Sharp ShaliniCFO & Executive Vice President
GrantStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015730 · doc4.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:02 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 981 $67.55 $66,266.55
Disclosure

SEC source: 0001209191-19-015730 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,156

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:02 UTC
Sharp ShaliniCFO & Executive Vice President
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015730 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,137

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 9 shares acquired under the Company's 2014 Employee Stock Purchase Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:13 UTC
Huizenga Theodore AlanVP, Controller and PAO
GrantStock Option (Right to Buy) · Derivative 6,840 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015752 · doc4.xml · derivative · entry 3

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

Underlying: Common Stock · 6,840 shares

Expires 2029-03-01

F4 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:13 UTC
Huizenga Theodore AlanVP, Controller and PAO
Tax withholdingCommon Stock 246 $67.55 $16,617.30
Disclosure

SEC source: 0001209191-19-015752 · doc4.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,649

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:13 UTC
Huizenga Theodore AlanVP, Controller and PAO
GrantCommon Stock 1,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015752 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,895

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:12 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015750 · doc4.xml · derivative · entry 3

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:12 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 607 $67.55 $41,002.85
Disclosure

SEC source: 0001209191-19-015750 · doc4.xml · nonDerivative · entry 2

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,711

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:12 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015750 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,318

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 194 shares acquired under the Company's 2014 Employee Stock Purchase Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:10 UTC GrantStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015747 · doc4.xml · derivative · entry 3

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:10 UTC Tax withholdingCommon Stock 701 $67.55 $47,352.55
Disclosure

SEC source: 0001209191-19-015747 · doc4.xml · nonDerivative · entry 2

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,986

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:10 UTC GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015747 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,687

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 6 shares acquired under the Company's 2014 Employee Stock Purchase Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:07 UTC
Hogenhuis WladimirChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015740 · doc4.xml · derivative · entry 2

Hogenhuis Wladimir · CIK 0001755074 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2029-03-01

F3 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:07 UTC
Hogenhuis WladimirChief Operating Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015740 · doc4.xml · nonDerivative · entry 1

Hogenhuis Wladimir · CIK 0001755074 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:04 UTC
Parschauer Karah HerdmanEVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 21,500 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-015733 · doc4.xml · derivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2029-03-01

F4 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:04 UTC
Parschauer Karah HerdmanEVP and General Counsel
Tax withholdingCommon Stock 860 $67.55 $58,093.00
Disclosure

SEC source: 0001209191-19-015733 · doc4.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,321

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 22:04 UTC
Parschauer Karah HerdmanEVP and General Counsel
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015733 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,181

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2019 Filed Apr 17, 2019 22:05 UTC Amendment GrantStock Option (Right to Buy) · Derivative 21,500 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-025125 · doc4a.xml · derivative · entry 3

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2019 Filed Apr 17, 2019 22:05 UTC Amendment GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025125 · doc4a.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,306

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 191 shares acquired under the Company's 2014 Employee Stock Purchase Plan.

Read SEC document
March 01, 2019 Filed Apr 17, 2019 21:38 UTC Amendment
KAKKIS EMIL DDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 66,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-025069 · doc4a.xml · derivative · entry 4

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Stock · 66,000 shares

Expires 2029-03-01

F4 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2019 Filed Apr 17, 2019 21:38 UTC Amendment
KAKKIS EMIL DDirector · President & CEO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025069 · doc4a.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,473

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 01, 2019 Filed Apr 17, 2019 21:56 UTC Amendment GrantStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-025109 · doc4a.xml · derivative · entry 3

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2019 Filed Apr 17, 2019 21:56 UTC Amendment GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025109 · doc4a.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,688

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 6 shares acquired under the Company's 2014 Employee Stock Purchase Plan.

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March 01, 2019 Filed Apr 17, 2019 21:41 UTC Amendment
Sharp ShaliniCFO & Executive Vice President
GrantStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-025079 · doc4a.xml · derivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2019 Filed Apr 17, 2019 21:41 UTC Amendment
Sharp ShaliniCFO & Executive Vice President
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025079 · doc4a.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,137

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 9 shares acquired under the Company's 2014 Employee Stock Purchase Plan.

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March 01, 2019 Filed Apr 17, 2019 21:59 UTC Amendment
Huizenga Theodore AlanVP, Controller and PAO
GrantStock Option (Right to Buy) · Derivative 6,840 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-025117 · doc4a.xml · derivative · entry 3

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

Underlying: Common Stock · 6,840 shares

Expires 2029-03-01

F4 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2019 Filed Apr 17, 2019 21:59 UTC Amendment
Huizenga Theodore AlanVP, Controller and PAO
GrantCommon Stock 1,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025117 · doc4a.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,896

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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March 01, 2019 Filed Apr 17, 2019 21:58 UTC Amendment
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-025114 · doc4a.xml · derivative · entry 3

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-01

F5 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2019 Filed Apr 17, 2019 21:58 UTC Amendment
Huang Dennis KarlEVP & Chief Tech Ops Officer
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025114 · doc4a.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,319

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F3 · balance_after: Includes 194 shares acquired under the Company's 2014 Employee Stock Purchase Plan.

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March 01, 2019 Filed Apr 17, 2019 21:52 UTC Amendment
Parschauer Karah HerdmanEVP and General Counsel
GrantStock Option (Right to Buy) · Derivative 21,500 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-19-025104 · doc4a.xml · derivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2029-03-01

F4 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

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March 01, 2019 Filed Apr 17, 2019 21:52 UTC Amendment
Parschauer Karah HerdmanEVP and General Counsel
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025104 · doc4a.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,182

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.