Tapewire

Nasdaq · USD

RARE

Ultragenyx Pharmaceutical Inc.

Export transactions ↓
Tapewire entity
4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2020 Filed May 27, 2020 19:14 UTC
Huizenga Theodore AlanSVP, Controller and PAO
SaleCommon Stock 260 $74.93 $19,481.80
Disclosure

SEC source: 0001209191-20-032267 · doc4.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,331

F2 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 25, 2020 Filed May 27, 2020 19:14 UTC
Huizenga Theodore AlanSVP, Controller and PAO
Tax withholdingCommon Stock 433 $73.81 $31,959.73
Disclosure

SEC source: 0001209191-20-032267 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,591

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

Read SEC document
May 22, 2020 Filed Feb 4, 2021 01:03 UTC
KAKKIS EMIL DDirector · President & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007554 · doc5.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Emil Kakkis and Jenny Soriano Living Trust, dated June 18, 2009

Disclosed balance after: 2,349,741

Read SEC document
May 21, 2020 Filed Feb 4, 2021 01:02 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007553 · doc5.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,704

Read SEC document
May 19, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 3,907 $0.00 Strike: $70.57 $0.00
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · derivative · entry 10

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 3,907 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4th of the option vested one year from June 1, 2016 and then 1/48th of the option vested and will vest monthly thereafter.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 3,221 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · derivative · entry 9

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,779

Underlying: Common Stock · 3,221 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4th of the option vested one year from March 1, 2018 and then 1/48th of the option vested and will continue to vest monthly thereafter.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 3,907 $73.32 $286,461.24
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · nonDerivative · entry 7

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,556

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.05 to $73.66 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F5 · balance_after: Includes 612 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2020.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 3,907 $70.57 $275,716.99
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · nonDerivative · entry 6

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 3,221 $73.32 $236,163.72
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · nonDerivative · entry 5

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,944

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.05 to $73.66 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 3,221 $48.43 $155,993.03
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · nonDerivative · entry 4

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 23:13 UTC SaleCommon Stock 1,875 $75.00 $140,625.00
Disclosure

SEC source: 0001209191-20-030709 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 18, 2020 Filed May 19, 2020 23:12 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 2,722 $74.72 $203,374.23
Disclosure

SEC source: 0001209191-20-030707 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,312

F1 · balance_after: Includes 130 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2020.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 19,593 $0.00 Strike: $70.57 $0.00
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · derivative · entry 8

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,407

Underlying: Common Stock · 19,593 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4th of the option vested one year from June 1, 2016 and then 1/48th of the option vested and will vest monthly thereafter.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 2,392 $73.29 $175,309.68
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · nonDerivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,944

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.01 to $73.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 19,593 $73.34 $1,436,950.62
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,336

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.04 to $73.58 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:49 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 19,593 $70.57 $1,382,678.01
Disclosure

SEC source: 0001209191-20-031054 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $40.37 $0.00
Disclosure

SEC source: 0001209191-20-031055 · doc4.xml · derivative · entry 6

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2024-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was fully vested as of June 18, 2015.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:50 UTC SaleCommon Stock 7,500 $74.65 $559,875.00
Disclosure

SEC source: 0001209191-20-031055 · doc4.xml · nonDerivative · entry 2

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,924

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.62 to $74.70 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:50 UTC Exercise / conversionCommon Stock 7,500 $40.37 $302,775.00
Disclosure

SEC source: 0001209191-20-031055 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed Jun 3, 2020 20:26 UTC SaleCommon Stock 20,000 $74.02 $1,480,322.00
Disclosure

SEC source: 0001209191-20-034010 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 70,350

F1 · ownership.nature: These shares are held in a trust for the benefit of the Reporting Person's spouse and children. The Reporting Person's spouse and nephew are trustees of the trust.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:15 UTC
Huizenga Theodore AlanSVP, Controller and PAO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-20-030710 · doc4.xml · derivative · entry 4

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 1,500 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the option vested one year from January 29, 2014 and then 1/48th of the option vested monthly thereafter.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:15 UTC
Huizenga Theodore AlanSVP, Controller and PAO
SaleCommon Stock 1,500 $71.00 $106,500.00
Disclosure

SEC source: 0001209191-20-030710 · doc4.xml · nonDerivative · entry 3

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,024

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes 305 shares acquired under the Company's 2014 Employee Stock Purchase Plan on April 30, 2020

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:15 UTC
Huizenga Theodore AlanSVP, Controller and PAO
Exercise / conversionCommon Stock 1,500 $21.00 $31,500.00
Disclosure

SEC source: 0001209191-20-030710 · doc4.xml · nonDerivative · entry 2

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 23:15 UTC
Huizenga Theodore AlanSVP, Controller and PAO
SaleCommon Stock 961 $71.00 $68,231.00
Disclosure

SEC source: 0001209191-20-030710 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,719

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:04 UTC Tax withholdingCommon Stock 248 $66.26 $16,432.48
Disclosure

SEC source: 0001209191-20-028112 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,675

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:06 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 852 $66.26 $56,453.52
Disclosure

SEC source: 0001209191-20-028114 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,797

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:08 UTC
Huizenga Theodore AlanSVP, Controller and PAO
Tax withholdingCommon Stock 138 $66.26 $9,143.88
Disclosure

SEC source: 0001209191-20-028115 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,680

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:12 UTC
Bedrosian Camille LEVP and Chief Medical Officer
Tax withholdingCommon Stock 249 $66.26 $16,498.74
Disclosure

SEC source: 0001209191-20-028118 · doc4.xml · nonDerivative · entry 1

Bedrosian Camille L · CIK 0001326969 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,051

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:55 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 248 $66.26 $16,432.48
Disclosure

SEC source: 0001209191-20-028106 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,336

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:11 UTC
Harris ErikEVP & Chief Commercial Officer
Tax withholdingCommon Stock 209 $66.26 $13,848.34
Disclosure

SEC source: 0001209191-20-028117 · doc4.xml · nonDerivative · entry 1

Harris Erik · CIK 0001780113 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,153

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:10 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 248 $66.26 $16,432.48
Disclosure

SEC source: 0001209191-20-028116 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,979

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:02 UTC
Parschauer Karah HerdmanEVP and General Counsel
Tax withholdingCommon Stock 248 $66.26 $16,432.48
Disclosure

SEC source: 0001209191-20-028111 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,904

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
May 06, 2020 Filed May 8, 2020 23:56 UTC Tax withholdingCommon Stock 248 $66.26 $16,432.48
Disclosure

SEC source: 0001209191-20-028107 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,991

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 17:00 UTC SaleCommon Stock 1,875 $65.00 $121,875.00
Disclosure

SEC source: 0001209191-20-025550 · doc4.xml · nonDerivative · entry 1

Fust Matthew K · CIK 0001397266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,875

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2020 Filed Apr 21, 2020 19:34 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 851 $58.57 $49,843.07
Disclosure

SEC source: 0001209191-20-025189 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,649

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2020 Filed Apr 21, 2020 19:35 UTC Tax withholdingCommon Stock 248 $58.57 $14,525.36
Disclosure

SEC source: 0001209191-20-025190 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,923

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2020 Filed Apr 21, 2020 19:39 UTC
Sharp ShaliniCFO & Executive Vice President
Tax withholdingCommon Stock 248 $58.57 $14,525.36
Disclosure

SEC source: 0001209191-20-025193 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,584

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2020 Filed Apr 21, 2020 19:37 UTC Tax withholdingCommon Stock 248 $58.57 $14,525.36
Disclosure

SEC source: 0001209191-20-025192 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,239

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2020 Filed Apr 21, 2020 19:36 UTC
Parschauer Karah HerdmanEVP and General Counsel
Tax withholdingCommon Stock 248 $58.57 $14,525.36
Disclosure

SEC source: 0001209191-20-025191 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,152

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2020 Filed Apr 21, 2020 19:33 UTC
Huizenga Theodore AlanSVP, Controller and PAO
Tax withholdingCommon Stock 140 $58.57 $8,199.80
Disclosure

SEC source: 0001209191-20-025188 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,818

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2020 Filed Apr 21, 2020 19:32 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
Tax withholdingCommon Stock 248 $58.57 $14,525.36
Disclosure

SEC source: 0001209191-20-025187 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,227

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
April 19, 2020 Filed Apr 21, 2020 19:31 UTC
Harris ErikEVP & Chief Commercial Officer
Tax withholdingCommon Stock 210 $58.57 $12,299.70
Disclosure

SEC source: 0001209191-20-025186 · doc4.xml · nonDerivative · entry 1

Harris Erik · CIK 0001780113 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,362

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:59 UTC
KAKKIS EMIL DDirector · President & CEO
OtherWarrant (Right to Buy) · Derivative 66,533 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001209191-20-018749 · doc4.xml · derivative · entry 5

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,533 shares

Expires 2021-06-14

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:59 UTC
KAKKIS EMIL DDirector · President & CEO
OtherWarrant (Right to Buy) · Derivative 83,167 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001209191-20-018749 · doc4.xml · derivative · entry 4

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,167 shares

Expires 2020-06-30

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:59 UTC
KAKKIS EMIL DDirector · President & CEO
OtherCommon Stock 66,533 $3.01 $199,998.20
Disclosure

SEC source: 0001209191-20-018749 · doc4.xml · nonDerivative · entry 2

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,500

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:59 UTC
KAKKIS EMIL DDirector · President & CEO
OtherCommon Stock 83,167 $3.01 $250,000.00
Disclosure

SEC source: 0001209191-20-018749 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,967

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:47 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $56.08 $0.00
Disclosure

SEC source: 0001209191-20-015739 · doc4.xml · derivative · entry 4

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-03-01

F6 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:47 UTC Tax withholdingCommon Stock 2,067 $56.08 $115,917.36
Disclosure

SEC source: 0001209191-20-015739 · doc4.xml · nonDerivative · entry 3

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,171

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of RSUs.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F5 · balance_after: Includes 129 shares acquired under the Company's 2014 Employee Stock Purchase Plan on October 31, 2019.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:47 UTC GrantCommon Stock 5,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015739 · doc4.xml · nonDerivative · entry 2

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,109

F3 · shares: Represents 1,859 shares of common stock and 3,775 RSUs into which previously granted performance stock units were converted on March 1, 2020 upon certification of the performance metric. The RSUs will fully vest on March 1, 2021.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 00:47 UTC GrantCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015739 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,475

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.