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Ultragenyx Pharmaceutical Inc.

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4337
SEC CIK
0001515673
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202601
Mar 2026011
Apr 202601
May 202603
Jun 202603
Jul 202601
Aug 202602
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2020 Filed Oct 30, 2020 21:28 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 97 $0.00 Strike: $54.50 $0.00
Disclosure

SEC source: 0001209191-20-056344 · doc4.xml · derivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,903

Underlying: Common Stock · 97 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested with respect to 1/4th of the shares on June 20, 2017 (the first anniversary of the grant date of the option or the "Option Anniversary Date") and 1/48th of the shares initially subject to the option continued to vest on each month as measured from the Option Anniversary Date such that the option fully vested on the fourth anniversary of the grant date.

Read SEC document
October 28, 2020 Filed Oct 30, 2020 21:28 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 97 $100.00 $9,700.00
Disclosure

SEC source: 0001209191-20-056344 · doc4.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,968

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 28, 2020 Filed Oct 30, 2020 21:28 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionCommon Stock 97 $54.50 $5,286.50
Disclosure

SEC source: 0001209191-20-056344 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:20 UTC SaleCommon Stock 262 $87.98 $23,050.76
Disclosure

SEC source: 0001209191-20-055178 · doc4.xml · nonDerivative · entry 1

Kassberg Thomas Richard · CIK 0001303811 · CBO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,478

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:23 UTC
KAKKIS EMIL DDirector · President & CEO
Tax withholdingCommon Stock 852 $92.69 $78,971.88
Disclosure

SEC source: 0001209191-20-055182 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,189

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · ownership.direct: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:22 UTC
Bedrosian Camille LEVP and Chief Medical Officer
SaleCommon Stock 262 $88.00 $23,056.00
Disclosure

SEC source: 0001209191-20-055180 · doc4.xml · nonDerivative · entry 1

Bedrosian Camille L · CIK 0001326969 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,789

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:15 UTC
Sharp ShaliniEVP, Finance
SaleCommon Stock 375 $87.99 $32,996.25
Disclosure

SEC source: 0001209191-20-055172 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,812

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:20 UTC
Harris ErikEVP & Chief Commercial Officer
SaleCommon Stock 220 $88.00 $19,360.00
Disclosure

SEC source: 0001209191-20-055176 · doc4.xml · nonDerivative · entry 1

Harris Erik · CIK 0001780113 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,370

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:21 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 325 $88.00 $28,600.00
Disclosure

SEC source: 0001209191-20-055179 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,968

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:19 UTC SaleCommon Stock 262 $88.00 $23,056.00
Disclosure

SEC source: 0001209191-20-055175 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,299

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:18 UTC
Huang Dennis KarlEVP & Chief Tech Ops Officer
SaleCommon Stock 262 $88.00 $23,056.00
Disclosure

SEC source: 0001209191-20-055174 · doc4.xml · nonDerivative · entry 1

Huang Dennis Karl · CIK 0001641217 · EVP & Chief Tech Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,699

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 23:16 UTC
Huizenga Theodore AlanSVP, Controller and PAO
SaleCommon Stock 146 $87.98 $12,845.08
Disclosure

SEC source: 0001209191-20-055173 · doc4.xml · nonDerivative · entry 1

Huizenga Theodore Alan · CIK 0001603347 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436

F1 · shares: Represents shares sold to pay required tax withholdings due to the vesting of Restricted Stock Units ("RSUs").

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 21:52 UTC
Dier MardiCFO & Executive Vice President
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $95.50 $0.00
Disclosure

SEC source: 0001209191-20-054709 · doc4.xml · derivative · entry 2

Dier Mardi · CIK 0001574591 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-10-12

F2 · derivative.exercise_date: On the first anniversary of the grant date of the option (the "Option Anniversary Date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the Option Anniversary Date.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 21:52 UTC
Dier MardiCFO & Executive Vice President
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054709 · doc4.xml · nonDerivative · entry 1

Dier Mardi · CIK 0001574591 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Award of Restricted Stock Units ("RSUs") under the Company's 2014 Incentive Plan. The RSUs shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the RSUs are fully vested on the fourth anniversary of the grant date.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 21:55 UTC SaleCommon Stock 2,780 $94.47 $262,626.60
Disclosure

SEC source: 0001209191-20-054712 · doc4.xml · nonDerivative · entry 1

Pinion John Richard · CIK 0001648096 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,561

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.91 to $95.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:53 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $54.50 $0.00
Disclosure

SEC source: 0001209191-20-054710 · doc4.xml · derivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 10,000 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested with respect to 1/4th of the shares on June 20, 2017 (the first anniversary of the grant date of the option or the "Option Anniversary Date") and 1/48th of the shares initially subject to the option continued to vest on each month as measured from the Option Anniversary Date such that the option fully vested on the fourth anniversary of the grant date.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:53 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 10,000 $95.00 $950,000.00
Disclosure

SEC source: 0001209191-20-054710 · doc4.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,293

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 08, 2020 Filed Oct 13, 2020 21:53 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionCommon Stock 10,000 $54.50 $545,000.00
Disclosure

SEC source: 0001209191-20-054710 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:57 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-20-054110 · doc4.xml · derivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 10,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested with respect to 1/4th of the shares on March 1, 2019 (the first anniversary of the grant date of the option or the "Option Anniversary Date") and 1/48th of the shares initially subject to the option continued to vest on each month as measured from the Option Anniversary Date such that the option will fully vest on the fourth anniversary of the grant date.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:57 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 10,000 $90.00 $900,000.00
Disclosure

SEC source: 0001209191-20-054110 · doc4.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,293

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:57 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionCommon Stock 10,000 $48.43 $484,300.00
Disclosure

SEC source: 0001209191-20-054110 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 20:47 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-20-051900 · doc4.xml · derivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 10,000 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested with respect to 1/4th of the shares on March 1, 2019 (the first anniversary of the grant date of the option or the "Option Anniversary Date") and 1/48th of the shares initially subject to the option continued to vest on each month as measured from the Option Anniversary Date such that the option will fully vest on the fourth anniversary of the grant date.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 20:47 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 10,000 $85.00 $850,000.00
Disclosure

SEC source: 0001209191-20-051900 · doc4.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,293

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 20:47 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionCommon Stock 10,000 $48.43 $484,300.00
Disclosure

SEC source: 0001209191-20-051900 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 20:26 UTC
KAKKIS EMIL DDirector · President & CEO
SaleCommon Stock 30,000 $82.63 $2,478,900.00
Disclosure

SEC source: 0001209191-20-049130 · doc4.xml · nonDerivative · entry 1

KAKKIS EMIL D · CIK 0001248093 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Emil Kakkis and Jenny Soriano Living Trust, dated June 18, 2009

Disclosed balance after: 2,389,741

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.51 to $85.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 27, 2020 Filed Feb 4, 2021 01:02 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007553 · doc5.xml · nonDerivative · entry 2

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,704

F1 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

F2 · balance_after: Reflects transfers of shares of common stock received from the Reporting Person's trust to the Reporting Person.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 19:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001209191-20-048205 · doc4.xml · derivative · entry 6

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in full on June 11, 2020, the first anniversary of the grant date.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 19:56 UTC SaleCommon Stock 5,000 $86.57 $432,850.00
Disclosure

SEC source: 0001209191-20-048205 · doc4.xml · nonDerivative · entry 2

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,018

Read SEC document
August 21, 2020 Filed Aug 25, 2020 19:56 UTC Exercise / conversionCommon Stock 5,000 $58.74 $293,700.00
Disclosure

SEC source: 0001209191-20-048205 · doc4.xml · nonDerivative · entry 1

Aliski William · CIK 0001598426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 3,669 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · derivative · entry 11

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,312

Underlying: Common Stock · 3,669 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4th of the option vested one year from March 1, 2018 and then 1/48th of the option vested monthly thereafter.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 7,188 $0.00 Strike: $67.55 $0.00
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · derivative · entry 10

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,812

Underlying: Common Stock · 7,188 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4th of the option vested one year from March 1, 2019 and then 1/48th of the option vested monthly thereafter.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $70.57 $0.00
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · derivative · entry 9

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2026-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the option vested one year from June 1, 2016 and then 1/48th of the option vested monthly thereafter.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 3,669 $88.38 $324,266.22
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · nonDerivative · entry 8

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,187

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.17 to $88.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 3,669 $48.43 $177,689.67
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · nonDerivative · entry 7

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 7,188 $88.38 $635,275.44
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · nonDerivative · entry 6

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,187

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.17 to $88.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 7,188 $67.55 $485,549.40
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · nonDerivative · entry 5

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 500 $88.38 $44,190.00
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · nonDerivative · entry 4

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,187

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.17 to $88.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
Exercise / conversionCommon Stock 500 $70.57 $35,285.00
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · nonDerivative · entry 3

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 2,560 $88.54 $226,662.40
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · nonDerivative · entry 2

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,187

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.45 to $88.55 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 17, 2020 Filed Aug 19, 2020 18:11 UTC
Sharp ShaliniCFO & Executive Vice President
SaleCommon Stock 461 $88.24 $40,678.64
Disclosure

SEC source: 0001209191-20-047455 · doc4.xml · nonDerivative · entry 1

Sharp Shalini · CIK 0001377202 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,747

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August 17, 2020 Filed Aug 19, 2020 18:12 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $54.50 $0.00
Disclosure

SEC source: 0001209191-20-047456 · doc4.xml · derivative · entry 4

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 10,000 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the shares vested one year from June 20, 2016 and then 1/48th of the option vested monthly thereafter.

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August 17, 2020 Filed Aug 19, 2020 18:12 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 2,370 $88.39 $209,484.30
Disclosure

SEC source: 0001209191-20-047456 · doc4.xml · nonDerivative · entry 3

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,293

F2 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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August 17, 2020 Filed Aug 19, 2020 18:12 UTC
Parschauer Karah HerdmanEVP and General Counsel
SaleCommon Stock 10,000 $88.44 $884,400.00
Disclosure

SEC source: 0001209191-20-047456 · doc4.xml · nonDerivative · entry 2

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,663

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.29 to $88.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 17, 2020 Filed Aug 19, 2020 18:12 UTC
Parschauer Karah HerdmanEVP and General Counsel
Exercise / conversionCommon Stock 10,000 $54.50 $545,000.00
Disclosure

SEC source: 0001209191-20-047456 · doc4.xml · nonDerivative · entry 1

Parschauer Karah Herdman · CIK 0001677455 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2020 Filed Aug 11, 2020 16:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,596 $0.00 Strike: $40.37 $0.00
Disclosure

SEC source: 0001209191-20-046064 · doc4.xml · derivative · entry 9

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,596 shares

Expires 2024-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in full on June 18, 2015.

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August 10, 2020 Filed Aug 11, 2020 16:21 UTC SaleCommon Stock 1,596 $85.01 $135,675.96
Disclosure

SEC source: 0001209191-20-046064 · doc4.xml · nonDerivative · entry 6

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F4 · balance_after: Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.

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August 10, 2020 Filed Aug 11, 2020 16:21 UTC Exercise / conversionCommon Stock 1,596 $40.37 $64,430.52
Disclosure

SEC source: 0001209191-20-046064 · doc4.xml · nonDerivative · entry 5

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2020 Filed Aug 11, 2020 16:21 UTC SaleCommon Stock 9,750 $85.01 $828,847.50
Disclosure

SEC source: 0001209191-20-046064 · doc4.xml · nonDerivative · entry 4

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 07, 2020 Filed Aug 11, 2020 16:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001209191-20-046064 · doc4.xml · derivative · entry 8

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested with respect to 1/36th of the shares monthly such that the option fully vested on January 30, 2017.

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August 07, 2020 Filed Aug 11, 2020 16:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,904 $0.00 Strike: $40.37 $0.00
Disclosure

SEC source: 0001209191-20-046064 · doc4.xml · derivative · entry 7

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596

Underlying: Common Stock · 5,904 shares

Expires 2024-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in full on June 18, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.