Tapewire

NYSE · USD

RAMP

LiveRamp Holdings, Inc.

Export transactions ↓
Tapewire entity
4412
SEC CIK
0000733269
Parsed reports
917

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2020 Filed Aug 14, 2020 21:48 UTC GrantCOMMON STOCK, $.10 PAR VALUE 600 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000058 · primary_doc.xml · nonDerivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:17 UTC
CHOW VIVIANDirector
GrantCOMMON STOCK, $.10 PAR VALUE 600 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000057 · primary_doc.xml · nonDerivative · entry 1

CHOW VIVIAN · CIK 0001239634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447

F1 · shares: These shares were issued to the reporting person as part of her compensation for service as a director of the registrant.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:08 UTC GrantCOMMON STOCK, $.10 PAR VALUE 670 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000056 · primary_doc.xml · nonDerivative · entry 1

CADOGAN TIMOTHY R. · CIK 0001550404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,321

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 20:53 UTC GrantCOMMON STOCK, $.10 PAR VALUE 600 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000055 · primary_doc.xml · nonDerivative · entry 1

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,996

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:28 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 7,898 $54.71 $432,099.58
Disclosure

SEC source: 0001245105-20-000054 · primary_doc.xml · nonDerivative · entry 3

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,170

F3 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on August 11, 2020 as a result of the PSU vesting.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:28 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
GrantCOMMON STOCK, $.10 PAR VALUE 36,048 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000054 · primary_doc.xml · nonDerivative · entry 2

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,068

F2 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2018. Of the earned amount, one-half immediately vested, and the remaining one-half will vest on August 11, 2021, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:28 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
GrantCOMMON STOCK, $.10 PAR VALUE 209 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000054 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,020

F1 · shares: These restricted stock units (RSUs) are granted pursuant to the 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Vesting will begin one year from August 11, 2020, with 1/4 of the total becoming vested on that date and 1/16 quarterly thereafter until 100% vested, contingent upon the recipient's continued employment with the registrant.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:04 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 8,937 $54.71 $488,943.27
Disclosure

SEC source: 0001245105-20-000053 · primary_doc.xml · nonDerivative · entry 2

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,849

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on August 11, 2020 as a result of the PSU vesting.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 23:04 UTC
Arra James F.PRESIDENT AND CCO
GrantCOMMON STOCK, $.10 PAR VALUE 36,048 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000053 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,786

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2018. Of the earned amount, one-half immediately vested, and the remaining one-half will vest on August 11, 2021, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:45 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 5,958 $54.71 $325,962.18
Disclosure

SEC source: 0001245105-20-000052 · primary_doc.xml · nonDerivative · entry 2

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,211

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on August 11, 2020 as a result of the PSU vesting.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:45 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
GrantCOMMON STOCK, $.10 PAR VALUE 24,032 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000052 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,169

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2018. Of the earned amount, one-half immediately vested, and the remaining one-half will vest on August 11, 2021, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:19 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 4,142 $54.71 $226,608.82
Disclosure

SEC source: 0001245105-20-000051 · primary_doc.xml · nonDerivative · entry 2

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,966

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on August 11, 2020 as a result of the PSU vesting.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:19 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
GrantCOMMON STOCK, $.10 PAR VALUE 18,024 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000051 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,108

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2018. Of the earned amount, one-half immediately vested, and the remaining one-half will vest on August 11, 2021, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:59 UTC
DILLARD WILLIAM T IIDirector · Former Director
GrantCOMMON STOCK, $.10 PAR VALUE 905 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000050 · primary_doc.xml · nonDerivative · entry 1

DILLARD WILLIAM T II · CIK 0001179684 · Director · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,590

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant through August 11, 2020, the final day of his last term on the Board of Directors.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:42 UTC SaleCOMMON STOCK, $.10 PAR VALUE 770 $45.05 $34,688.50
Disclosure

SEC source: 0001245105-20-000047 · primary_doc.xml · nonDerivative · entry 1

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,396

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 24, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.98 to $45.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 20:52 UTC OtherCOMMON STOCK, $.10 PAR VALUE 16,062 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000046 · primary_doc.xml · nonDerivative · entry 3

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · RPF GRAT of 2020

Disclosed balance after: 16,062

F1 · kind: Reflects the contribution by the reporting person of 16,062 shares to the JSF GRAT of 2020 and 16,062 shares to the RPF GRAT of 2020, two grantor retained annuity trusts of which the reporting person is the sole trustee. These transactions are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 20:52 UTC OtherCOMMON STOCK, $.10 PAR VALUE 16,062 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000046 · primary_doc.xml · nonDerivative · entry 2

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JSF GRAT of 2020

Disclosed balance after: 16,062

F1 · kind: Reflects the contribution by the reporting person of 16,062 shares to the JSF GRAT of 2020 and 16,062 shares to the RPF GRAT of 2020, two grantor retained annuity trusts of which the reporting person is the sole trustee. These transactions are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 20:52 UTC OtherCOMMON STOCK, $.10 PAR VALUE 32,124 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000046 · primary_doc.xml · nonDerivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · kind: Reflects the contribution by the reporting person of 16,062 shares to the JSF GRAT of 2020 and 16,062 shares to the RPF GRAT of 2020, two grantor retained annuity trusts of which the reporting person is the sole trustee. These transactions are exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 21:45 UTC
Gupta Anneka R.Pres.& Head-Products&Platforms
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 247 $42.30 $10,448.10
Disclosure

SEC source: 0001245105-20-000044 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · Pres.& Head-Products&Platforms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,811

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on June 28, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 21:21 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 354 $42.30 $14,974.20
Disclosure

SEC source: 0001245105-20-000043 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,738

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on June 28, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 20:42 UTC SaleCOMMON STOCK, $.10 PAR VALUE 770 $42.35 $32,609.50
Disclosure

SEC source: 0001245105-20-000042 · primary_doc.xml · nonDerivative · entry 1

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,166

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 24, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.07 to $42.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:29 UTC GiftCOMMON STOCK, $.10 PAR VALUE 30,000 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000041 · primary_doc.xml · nonDerivative · entry 1

DILLARD WILLIAM T II · CIK 0001179684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,685

F1 · shares: The reporting person donated these shares to a charitable organization.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:51 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,123 $47.15 $52,949.45
Disclosure

SEC source: 0001245105-20-000040 · primary_doc.xml · nonDerivative · entry 3

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,084

F3 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 24, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:51 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 184 $47.15 $8,675.60
Disclosure

SEC source: 0001245105-20-000040 · primary_doc.xml · nonDerivative · entry 2

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,207

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 23, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:36 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 4,450 $47.15 $209,817.50
Disclosure

SEC source: 0001245105-20-000039 · primary_doc.xml · nonDerivative · entry 3

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,137

F3 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 24, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:36 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 985 $47.15 $46,442.75
Disclosure

SEC source: 0001245105-20-000039 · primary_doc.xml · nonDerivative · entry 2

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,587

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 23, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:20 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 8,454 $47.15 $398,606.10
Disclosure

SEC source: 0001245105-20-000038 · primary_doc.xml · nonDerivative · entry 3

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,848

F3 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 24, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 26, 2020 Filed May 27, 2020 22:20 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,891 $47.15 $89,160.65
Disclosure

SEC source: 0001245105-20-000038 · primary_doc.xml · nonDerivative · entry 2

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103,302

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 23, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 26, 2020 Filed May 27, 2020 21:55 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 243 $47.15 $11,457.45
Disclosure

SEC source: 0001245105-20-000037 · primary_doc.xml · nonDerivative · entry 2

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,058

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 24, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 26, 2020 Filed May 27, 2020 21:33 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 360 $47.15 $16,974.00
Disclosure

SEC source: 0001245105-20-000036 · primary_doc.xml · nonDerivative · entry 2

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,092

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 24, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 22, 2020 Filed May 27, 2020 22:51 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 914 $48.17 $44,027.38
Disclosure

SEC source: 0001245105-20-000040 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,391

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 22, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 22, 2020 Filed May 27, 2020 22:36 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 3,726 $48.17 $179,481.42
Disclosure

SEC source: 0001245105-20-000039 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,572

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 22, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 22, 2020 Filed May 27, 2020 22:20 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 5,936 $48.17 $285,937.12
Disclosure

SEC source: 0001245105-20-000038 · primary_doc.xml · nonDerivative · entry 1

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,193

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 22, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:55 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,499 $48.17 $72,206.83
Disclosure

SEC source: 0001245105-20-000037 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,301

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 22, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:10 UTC SaleCOMMON STOCK, $.10 PAR VALUE 410 $43.56 $17,859.60
Disclosure

SEC source: 0001245105-20-000035 · primary_doc.xml · nonDerivative · entry 2

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,936

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 24, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.15 to $43.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:10 UTC SaleCOMMON STOCK, $.10 PAR VALUE 1,400 $42.38 $59,332.00
Disclosure

SEC source: 0001245105-20-000035 · primary_doc.xml · nonDerivative · entry 1

BATTELLE JOHN L. · CIK 0001555011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,346

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 24, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.06 to $42.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:33 UTC
Arra James F.PRESIDENT AND CCO
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,873 $48.17 $90,222.41
Disclosure

SEC source: 0001245105-20-000036 · primary_doc.xml · nonDerivative · entry 1

Arra James F. · CIK 0001716010 · PRESIDENT AND CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,452

F1 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 22, 2020, when restricted stock units belonging to the reporting person vested.

Read SEC document
May 19, 2020 Filed May 22, 2020 00:09 UTC GrantCOMMON STOCK, $.10 PAR VALUE 1,455 $0.00 $0.00
Disclosure

SEC source: 0001340317-20-000027 · primary_doc.xml · nonDerivative · entry 1

KOKICH CLARK M · CIK 0001193073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,358

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:53 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
GrantCOMMON STOCK, $.10 PAR VALUE 14,999 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000034 · primary_doc.xml · nonDerivative · entry 3

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,305

F3 · shares: These restricted stock units ("RSUs") are granted pursuant to the 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Vesting will begin one year from May 19, 2020, with 1/4 of the total becoming vested on that date and 1/16 quarterly thereafter until 100% vested, contingent upon the recipient's continued employment with the registrant.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:53 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,038 $37.82 $39,257.16
Disclosure

SEC source: 0001245105-20-000034 · primary_doc.xml · nonDerivative · entry 2

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,306

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 19, 2020, in connection with the vesting of the initial tranche of PSUs described in footnote (1) above.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:53 UTC
JONES JERRY CCHIEF ETHICS & LEGAL OFFICER
GrantCOMMON STOCK, $.10 PAR VALUE 10,056 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000034 · primary_doc.xml · nonDerivative · entry 1

JONES JERRY C · CIK 0001179680 · CHIEF ETHICS & LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,344

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2019. Of the earned amount, one-third immediately vested, while the remaining two-thirds will be subject to a two-year, service-based vesting period and will vest ratably over the next two years, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
May 19, 2020 Filed May 22, 2020 00:01 UTC
Howe Scott EDirector · CHIEF EXECUTIVE OFFICER
GrantCOMMON STOCK, $.10 PAR VALUE 49,580 $0.00 $0.00
Disclosure

SEC source: 0001340317-20-000026 · primary_doc.xml · nonDerivative · entry 1

Howe Scott E · CIK 0001369558 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,129

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Vesting will begin one year from May 19, 2020, with 1/4 of the total becoming vested on that date and 1/16 quarterly thereafter until 100% vested, contingent upon the recipient's continued employment with the registrant.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:40 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
GrantCOMMON STOCK, $.10 PAR VALUE 35,112 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000033 · primary_doc.xml · nonDerivative · entry 3

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,298

F3 · shares: These restricted stock units ("RSUs") are granted pursuant to the 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Vesting will begin one year from May 19, 2020, with 1/4 of the total becoming vested on that date and 1/16 quarterly thereafter until 100% vested, contingent upon the recipient's continued employment with the registrant.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:40 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 4,155 $37.82 $157,142.10
Disclosure

SEC source: 0001245105-20-000033 · primary_doc.xml · nonDerivative · entry 2

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,186

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 19, 2020, in connection with the vesting of the initial tranche of PSUs described in footnote (1) above.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:40 UTC
JENSON WARRENPRESIDENT, CFO & EMD-INT'L
GrantCOMMON STOCK, $.10 PAR VALUE 25,140 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000033 · primary_doc.xml · nonDerivative · entry 1

JENSON WARREN · CIK 0001193846 · PRESIDENT, CFO & EMD-INT'L

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,341

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2019. Of the earned amount, one-third immediately vested, while the remaining two-thirds will be subject to a two-year, service-based vesting period and will vest ratably over the next two years, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:28 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
GrantCOMMON STOCK, $.10 PAR VALUE 23,863 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000032 · primary_doc.xml · nonDerivative · entry 3

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,800

F3 · shares: These restricted stock units ("RSUs") are granted pursuant to the 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of the registrant's common stock. Vesting will begin one year from May 19, 2020, with 1/4 of the total becoming vested on that date and 1/16 quarterly thereafter until 100% vested, contingent upon the recipient's continued employment with the registrant.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:28 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
Tax withholdingCOMMON STOCK, $.10 PAR VALUE 1,739 $37.82 $65,768.98
Disclosure

SEC source: 0001245105-20-000032 · primary_doc.xml · nonDerivative · entry 2

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,937

F2 · shares: These shares were withheld by the Issuer to satisfy the reporting person's tax obligations that arose on May 19, 2020, in connection with the vesting of the initial tranche of PSUs described in footnote (1) above.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:28 UTC
Gupta Anneka R.PRES.& HEAD-PRODUCTS&PLATFORMS
GrantCOMMON STOCK, $.10 PAR VALUE 15,084 $0.00 $0.00
Disclosure

SEC source: 0001245105-20-000032 · primary_doc.xml · nonDerivative · entry 1

Gupta Anneka R. · CIK 0001715964 · PRES.& HEAD-PRODUCTS&PLATFORMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,676

F1 · shares: These shares were earned by the reporting person in connection with the performance stock units (PSUs) granted pursuant to the 2005 Equity Compensation Plan to the reporting person in 2019. Of the earned amount, one-third immediately vested, while the remaining two-thirds will be subject to a two-year, service-based vesting period and will vest ratably over the next two years, contingent upon the reporting person's continued employment with the registrant.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:37 UTC GrantCOMMON STOCK, $.10 PAR VALUE 847 $0.00 $0.00
Disclosure

SEC source: 0001340317-20-000025 · primary_doc.xml · nonDerivative · entry 1

HENDERSON WILLIAM J · CIK 0001179688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,663

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document
May 19, 2020 Filed May 21, 2020 23:27 UTC GrantCOMMON STOCK, $.10 PAR VALUE 847 $0.00 $0.00
Disclosure

SEC source: 0001340317-20-000024 · primary_doc.xml · nonDerivative · entry 1

FOX RICHARD P · CIK 0001249773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,125

F1 · shares: These shares were issued to the reporting person as part of his compensation for service as a director of the registrant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.